13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 3,033 holding rows worth $42,319,631,000.
- Accession
- 0001172661-15-001190
- Filer
- CIK 1283072
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 6,350 entries on the cover page, a total value of $42,319,631,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $42,319,631,000 with VALUE read as thousands by filing date, 13F file number 028-12836. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerSEI INVESTMENTS CO028-16454
- included managerTransparent Value Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 1,846 | $17,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 11,586 | $17,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 10,458 | $17,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 15,424 | $17,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 11,981 | $17,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 47,673 | $16,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 12,490 | $16,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 10,704 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 13,737 | $15,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 19,864 | $15,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 14,372 | $15,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 11,525 | $14,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 17,970 | $14,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 18,467 | $13,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 27,835 | $13,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 17,731 | $12,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 10,892 | $12,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 11,486 | $12,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 12,493 | $11,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 11,164 | $11,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 11,079 | $10,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 15,462 | $10,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 10,538 | $10,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 20,112 | $10,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 37,501 | $9,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 11,774 | $8,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 12,417 | $8,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 16,773 | $8,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 22,611 | $7,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 10,712 | $7,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 10,650 | $7,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 962 | $2,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-001190 | this filing | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-15-001230 | base | 2015-05-18 | acceptance time not in the bulk data set |