13F-HR filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 273 holding rows worth $6,145,946,000.
- Accession
- 0001172661-15-001163
- Filer
- CIK 1426196
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 273 entries on the cover page, a total value of $6,145,946,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,145,946,000 with VALUE read as thousands by filing date, 13F file number 028-13005. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 5,808,600 | $722,764,000 | thousands by filing date | put |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 145,320,992 | $386,133,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 6,851,300 | $304,197,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 2,374,800 | $295,496,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 2,318,171 | $288,450,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 889,800 | $183,681,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,528,500 | $162,253,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1,521,000 | $153,012,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,325,500 | $149,227,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,485,700 | $139,881,000 | thousands by filing date | put |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 115,700,000 | $131,283,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 41,336,000 | $115,659,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 624,000 | $93,525,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 4,170,500 | $76,069,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 800,000 | $72,488,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 674,200 | $67,824,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 175,600 | $65,340,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 3,515,100 | $64,115,000 | thousands by filing date | call |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 25,086,000 | $61,941,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 342,900 | $59,256,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,320,800 | $58,643,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 2,049,300 | $56,406,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 348,900 | $52,362,000 | thousands by filing date | call |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 30,000,000 | $51,556,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,049,624 | $44,881,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 31,779,000 | $44,523,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,074,900 | $43,135,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 266,800 | $42,821,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 664,182 | $42,620,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 399,627 | $41,900,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 14,612,000 | $41,237,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 500,000 | $40,640,000 | thousands by filing date | put |
| DIRECTV | 25490A309 | COM | 444,400 | $37,818,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 1,351,500 | $37,200,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 451,200 | $36,253,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 1,052,700 | $34,370,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 30,000,000 | $33,732,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 25,000,000 | $31,568,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 225,000 | $31,106,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 700,500 | $28,478,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 475,000 | $28,281,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,350,416 | $28,040,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 200,000 | $27,753,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 309,300 | $27,168,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,530,283 | $26,642,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 377,200 | $26,155,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 327,070 | $25,917,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 234,200 | $24,565,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 150,100 | $24,091,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 20,000,000 | $23,633,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 400,000 | $23,560,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 16,500,000 | $23,230,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 2,311,435 | $23,114,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $22,896,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 400,000 | $22,896,000 | thousands by filing date | call |
| CITY NATL CORP | 178566105 | COM | 250,000 | $22,270,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 195,500 | $22,220,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 128,200 | $22,154,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 526,930 | $21,145,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 80,400 | $20,578,000 | thousands by filing date | call |
| 38259p508 | COM | 37,000 | $20,523,000 | thousands by filing date | call | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 20,900,000 | $20,434,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 14,000,000 | $19,063,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 222,300 | $18,504,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 19,000,000 | $18,245,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 263,100 | $18,243,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 299,200 | $18,125,000 | thousands by filing date | call |
| HOSPIRA INC | 441060100 | COM | 200,000 | $17,568,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 16,500,000 | $17,246,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 1,750,000 | $17,150,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 9,625,000 | $17,141,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 7,000,000 | $17,070,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 13,000,000 | $16,462,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 193,500 | $16,447,000 | thousands by filing date | call |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 1,623,036 | $16,230,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 659,814 | $16,079,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 228,328 | $15,832,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 15,000,000 | $15,667,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 148,000 | $15,523,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 186,600 | $15,290,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 100,000 | $14,988,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 348,700 | $14,910,000 | thousands by filing date | call |
| ACTAVIS PLC | G0083B108 | SHS | 50,000 | $14,881,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 117,700 | $14,816,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 258,400 | $14,157,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 330,100 | $14,115,000 | thousands by filing date | put |
| PHARMACYCLICS INC | 716933106 | COM | 53,900 | $13,795,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 207,900 | $13,586,000 | thousands by filing date | put |
| CLECO CORP NEW | 12561W105 | COM | 248,500 | $13,548,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 12,000,000 | $13,303,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 326,600 | $13,277,000 | thousands by filing date | put |
| PHARMACYCLICS INC | 716933106 | COM | 50,000 | $12,797,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 154,100 | $12,626,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 556,700 | $12,559,000 | thousands by filing date | call |
| LIFE TIME FITNESS INC | 53217R207 | COM | 175,000 | $12,418,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 151,900 | $12,205,000 | thousands by filing date | put |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 12,200,000 | $11,698,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 138,033 | $11,688,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 627,610 | $11,447,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 828,091 | $11,353,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 10,000,000 | $11,147,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 3,000,000 | $11,135,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 138,400 | $10,977,000 | thousands by filing date | call |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 10,000,000 | $10,969,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 175,000 | $10,902,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 134,098 | $10,899,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 131,000 | $10,770,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 151,300 | $10,491,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 91,100 | $10,354,000 | thousands by filing date | put |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 12,500,000 | $10,354,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 415,700 | $10,313,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 399,700 | $10,244,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,000,000 | $10,029,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 223,040 | $9,902,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 10,000,000 | $9,819,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 100,000 | $9,813,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 118,698 | $9,726,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 154,600 | $9,365,000 | thousands by filing date | put |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 795,100 | $9,270,000 | thousands by filing date | call |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 8,000,000 | $9,201,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 373,500 | $9,147,000 | thousands by filing date | |
| RITE AID CORP | 767754BU7 | CNV | 2,500,000 | $8,462,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 266,100 | $8,320,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 247,500 | $8,080,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 97,800 | $7,757,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 65,201 | $7,641,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 136,967 | $7,504,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 609,740 | $7,383,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 90,000 | $7,231,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,250,000 | $6,831,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 18,000 | $6,697,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 453,488 | $6,666,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 39,676 | $6,367,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 5,000,000 | $6,344,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 100,000 | $6,063,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 100,000 | $6,063,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 84,900 | $5,886,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 69,700 | $5,730,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 5,500,000 | $5,514,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 64,400 | $5,474,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 60,000 | $5,436,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 65,367 | $5,374,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 525,000 | $5,176,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 50,953 | $5,125,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 539,232 | $5,106,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 158,900 | $4,968,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 89,800 | $4,920,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 57,059 | $4,749,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 105,900 | $4,705,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 93,900 | $4,702,000 | thousands by filing date | call |
| LIFE TIME FITNESS INC | 53217R207 | COM | 65,300 | $4,633,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 72,000 | $4,584,000 | thousands by filing date | |
| 38259p508 | COM | 7,900 | $4,382,000 | thousands by filing date | put | |
| HOSPIRA INC | 441060100 | COM | 49,500 | $4,348,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 184,208 | $4,155,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 38,560 | $4,044,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 50,000 | $4,001,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 9,600 | $4,000,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 19,000 | $3,922,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 36,500 | $3,831,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 4,021,000 | $3,761,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 241,300 | $3,747,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 57,081 | $3,730,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 19,800 | $3,675,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 47,200 | $3,661,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 5,000,000 | $3,628,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 3,500,000 | $3,530,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 300,000 | $3,498,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 3,500,000 | $3,491,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 44,700 | $3,486,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 96,717 | $3,472,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 57,800 | $3,388,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 75,000 | $3,218,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 37,800 | $3,200,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 53,100 | $3,161,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 205,000 | $3,013,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 250,000 | $3,000,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 42,500 | $2,984,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 42,883 | $2,973,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 34,900 | $2,955,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 34,393 | $2,923,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 71,041 | $2,888,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 115,400 | $2,863,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 45,000 | $2,861,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,600 | $2,752,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 40,000 | $2,732,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 40,000 | $2,732,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 28,800 | $2,727,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 32,600 | $2,713,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 6,500 | $2,708,000 | thousands by filing date | call |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 3,500,000 | $2,594,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 51,346 | $2,568,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 2,500,000 | $2,507,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 41,500 | $2,432,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 37,500 | $2,395,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 95,992 | $2,381,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 52,600 | $2,379,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 18,500 | $2,305,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 300,000 | $2,304,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 15,000 | $2,248,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 25,000 | $2,127,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 30,100 | $2,114,000 | thousands by filing date | call |
| ROVI CORP | 779376102 | COM | 114,715 | $2,088,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 46,300 | $2,042,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 30,000 | $1,978,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 60,000 | $1,929,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,972 | $1,874,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,900 | $1,860,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 12,200 | $1,830,000 | thousands by filing date | put |
| RAYONIER INC COM | 754907103 | REIT | 67,850 | $1,828,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 40,215 | $1,786,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,000 | $1,625,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 24,600 | $1,622,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 420,000 | $1,604,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 25,500 | $1,501,000 | thousands by filing date | call |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 100,000 | $1,482,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 25,000 | $1,457,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 15,000 | $1,434,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 27,500 | $1,416,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 75,000 | $1,410,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 11,300 | $1,408,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 11,100 | $1,397,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 26,889 | $1,385,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,000,000 | $1,377,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 32,500 | $1,366,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 40,000 | $1,235,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 9,556 | $1,202,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 18,750 | $1,192,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,600 | $1,167,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 78,400 | $1,152,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 19,100 | $1,113,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 35,000 | $1,032,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 13,900 | $1,027,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 18,800 | $1,022,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 19,800 | $991,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 100,000 | $920,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 50,000 | $861,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 99,100 | $761,000 | thousands by filing date | put |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 1,000,000 | $747,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 17,200 | $714,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 16,900 | $701,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 40,000 | $651,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 45,000 | $635,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,000 | $625,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 8,000 | $591,000 | thousands by filing date | put |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 2,000,000 | $589,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 13,100 | $582,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 7,843 | $579,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,581 | $533,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,484 | $525,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 8,748 | $512,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,200 | $500,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 61,800 | $474,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 5,000 | $473,000 | thousands by filing date | put |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 20,100 | $346,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 10,511 | $328,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 41,400 | $324,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 28,900 | $284,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 4,648 | $281,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,000 | $260,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 50,000 | $236,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 3,849 | $224,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 54,000 | $196,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 3,600 | $162,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 1,800 | $142,000 | thousands by filing date | put |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 1,100 | $115,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 2,200 | $113,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,000,000 | $44,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 500 | $38,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 476 | $37,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,328 | $11,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,000 | $9,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 100 | $6,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-001163 | this filing | 2015-05-15 | acceptance time not in the bulk data set |