13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 3,008 holding rows worth $39,860,457,000.
- Accession
- 0001172661-15-000669
- Filer
- CIK 1283072
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 6,108 entries on the cover page, a total value of $39,860,457,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,860,457,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
- included managerSEI INVESTMENTS CO028-16454
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| B2GOLD CORP COM | 11777Q209 | Stock | 331,757 | $537,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 25,617 | $536,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 6,853 | $535,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 74,865 | $534,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 21,271 | $533,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 9,282 | $532,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 7,777 | $532,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 91,885 | $532,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 16,817 | $531,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 9,204 | $530,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 25,809 | $530,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 25,865 | $529,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,793 | $528,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 31,930 | $525,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 16,979 | $525,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 15,771 | $524,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,155 | $524,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 31,931 | $524,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 41,165 | $521,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 8,205 | $520,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,254 | $518,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 17,237 | $518,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 16,133 | $509,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 8,462 | $506,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 39,334 | $503,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 21,229 | $501,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 57,428 | $501,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 12,869 | $500,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 31,170 | $499,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 9,859 | $498,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 10,956 | $493,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,022 | $491,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,551 | $491,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 22,752 | $489,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 5,374 | $486,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 33,617 | $479,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 14,960 | $479,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 16,567 | $479,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 11,720 | $478,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 27,852 | $478,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 4,558 | $477,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 14,091 | $474,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 11,409 | $473,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 11,003 | $470,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,711 | $469,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 48,016 | $469,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 57,945 | $468,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 9,116 | $467,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 21,793 | $467,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 5,871 | $467,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 72,063 | $466,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 16,944 | $463,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 12,453 | $462,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 8,901 | $460,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 50,644 | $460,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 4,788 | $460,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 7,898 | $459,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 4,332 | $459,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 9,065 | $456,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 28,508 | $455,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 10,425 | $453,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 32,979 | $452,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 9,077 | $451,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 14,444 | $448,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 10,206 | $448,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,905 | $447,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 11,524 | $445,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 22,757 | $442,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 42,392 | $442,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 176,150 | $442,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 17,444 | $441,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 15,519 | $441,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 34,415 | $440,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,883 | $439,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 41,497 | $439,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 37,731 | $438,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,922 | $438,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 22,308 | $432,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,333 | $429,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 17,863 | $428,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,359 | $426,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 12,553 | $425,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 7,898 | $423,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 232,239 | $423,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 21,507 | $422,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 6,838 | $421,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 27,378 | $421,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 2,479 | $421,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 16,913 | $420,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 77,687 | $420,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,164 | $417,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,253 | $414,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 19,360 | $414,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 28,635 | $414,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 15,841 | $411,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 11,745 | $410,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 82,533 | $408,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 29,912 | $406,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 24,507 | $405,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 40,076 | $404,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 463,115 | $403,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 10,515 | $399,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 22,217 | $399,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 5,362 | $397,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 101,479 | $397,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 9,254 | $395,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 9,377 | $391,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,511 | $390,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 16,458 | $389,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 11,445 | $387,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 28,552 | $385,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 21,371 | $384,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 39,978 | $382,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 53,985 | $379,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 5,559 | $378,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,100 | $376,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 10,719 | $375,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 18,827 | $371,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 14,223 | $370,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 4,854 | $369,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 15,325 | $369,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 26,092 | $366,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 18,853 | $365,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 4,062 | $364,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 28,241 | $364,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 13,466 | $363,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 8,213 | $363,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 10,326 | $361,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 15,977 | $360,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 22,435 | $359,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 11,426 | $358,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 16,079 | $357,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 9,782 | $355,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,439 | $353,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,796 | $353,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 26,327 | $351,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 25,574 | $349,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,039 | $347,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 47,700 | $347,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,600 | $346,000 | thousands by filing date | put |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,839 | $342,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 12,872 | $342,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 11,000 | $340,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 10,927 | $335,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 4,470 | $335,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 65,877 | $331,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 45,256 | $331,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 17,864 | $330,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 16,291 | $329,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 29,335 | $327,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 13,632 | $327,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 12,718 | $325,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 12,544 | $325,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 61,092 | $324,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,864 | $324,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 14,268 | $324,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 28,044 | $322,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,484 | $321,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 11,534 | $321,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 5,022 | $320,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 12,748 | $319,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,556 | $318,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 14,336 | $317,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 15,965 | $317,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 4,769 | $316,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 23,163 | $316,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 29,496 | $316,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 6,183 | $316,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,980 | $314,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,435 | $314,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 19,441 | $314,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 65,660 | $314,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 33,136 | $313,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 8,388 | $312,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 4,361 | $312,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 7,233 | $311,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,519 | $310,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 30,646 | $305,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,848 | $304,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,652 | $302,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 46,231 | $299,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 41,787 | $297,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 50,000 | $297,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,645 | $296,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 44,469 | $295,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,735 | $293,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 13,242 | $293,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 15,445 | $292,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 109,611 | $292,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 9,930 | $291,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 10,571 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,300 | $287,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 8,286 | $287,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 51,718 | $287,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,309 | $287,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 61,538 | $286,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 10,106 | $285,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 9,499 | $284,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,686 | $283,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,458 | $281,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 8,771 | $281,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 13,997 | $280,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 5,040 | $280,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 6,556 | $279,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,714 | $279,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,982 | $279,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 5,735 | $279,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,747 | $278,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 7,957 | $277,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 17,083 | $277,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 32,830 | $277,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 34,103 | $277,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5,532 | $276,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,590 | $273,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,370 | $271,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 18,860 | $269,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 19,678 | $266,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,402 | $266,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 13,135 | $266,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 16,450 | $264,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 9,904 | $264,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 8,456 | $263,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,506 | $261,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 12,837 | $260,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,874 | $259,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,964 | $257,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 108,009 | $255,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5,025 | $254,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,305 | $253,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 7,564 | $253,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 17,189 | $253,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 6,592 | $251,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 33,836 | $249,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,492 | $249,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,944 | $249,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,504 | $248,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,702 | $248,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 24,239 | $248,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,246 | $247,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 10,489 | $247,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,800 | $246,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 21,910 | $245,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 5,033 | $244,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 20,997 | $241,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,450 | $240,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,921 | $237,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 5,187 | $236,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 3,141 | $236,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 20,096 | $236,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,463 | $235,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 7,748 | $235,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 22,276 | $234,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 46,528 | $233,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 6,358 | $232,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 11,116 | $232,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 20,040 | $231,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 11,300 | $231,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,324 | $230,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 11,577 | $230,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 7,147 | $229,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,513 | $227,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 7,814 | $225,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 3,803 | $225,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 9,241 | $225,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 49,733 | $225,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 35,627 | $224,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 4,738 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,793 | $222,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,467 | $222,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 4,424 | $222,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 11,919 | $222,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,926 | $221,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 19,221 | $221,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 13,825 | $220,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,470 | $219,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 8,682 | $219,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 9,017 | $218,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,104 | $216,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 6,131 | $216,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 3,757 | $216,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 31,748 | $214,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 8,824 | $212,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,733 | $211,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 5,896 | $211,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 12,166 | $209,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 16,171 | $208,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 3,520 | $207,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 7,094 | $207,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,719 | $204,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,761 | $204,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,937 | $204,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 24,490 | $204,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 29,627 | $203,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 2,304 | $203,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 24,829 | $202,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 6,082 | $202,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,253 | $201,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 15,193 | $201,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 9,743 | $200,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 17,300 | $194,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 24,690 | $192,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 10,260 | $192,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 51,543 | $191,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 45,599 | $189,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,458 | $186,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 12,546 | $183,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 25,449 | $180,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 14,232 | $178,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,571 | $177,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 16,225 | $177,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 31,821 | $176,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 7,000 | $170,000 | thousands by filing date | call |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 6,566 | $169,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 52,557 | $167,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 10,893 | $165,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 10,120 | $165,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,778 | $162,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 18,364 | $162,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 30,987 | $159,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,704 | $154,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 14,421 | $153,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,083 | $149,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 18,405 | $148,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10,077 | $145,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,149 | $143,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 10,006 | $142,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 16,899 | $141,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,500 | $138,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 12,183 | $138,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 12,522 | $138,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 10,017 | $137,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 10,272 | $136,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 63,243 | $136,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 14,641 | $134,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 12,618 | $132,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,063 | $131,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 14,795 | $129,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 13,831 | $127,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 25,161 | $127,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,618 | $124,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,286 | $121,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,752 | $120,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 3,038 | $118,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 31,000 | $118,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 4,526 | $118,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 41,720 | $115,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 35,195 | $112,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 17,063 | $106,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 11,652 | $105,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 13,651 | $105,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,412 | $103,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 25,841 | $103,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 17,799 | $102,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,658 | $100,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 36,167 | $98,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 33,481 | $97,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 14,737 | $97,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,000 | $93,000 | thousands by filing date | put |
| SENOMYX INC | 81724Q107 | COM | 15,405 | $93,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 65,933 | $91,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 34,326 | $91,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 12,151 | $90,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 22,001 | $86,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 51,466 | $86,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,054 | $84,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,400 | $83,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,822 | $83,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 18,666 | $83,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 33,986 | $82,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 37,693 | $82,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 12,367 | $82,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 11,814 | $81,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 25,621 | $80,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 17,761 | $79,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 10,596 | $78,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,018 | $77,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 12,080 | $77,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 32,123 | $76,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 21,755 | $75,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 15,542 | $74,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 23,770 | $73,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,667 | $72,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 11,428 | $72,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 42,953 | $72,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 40,680 | $72,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,880 | $71,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 19,421 | $70,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,000 | $69,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,477 | $67,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 15,154 | $67,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 22,387 | $66,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 25,868 | $66,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 16,432 | $66,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 25,577 | $66,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,800 | $65,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 41,638 | $64,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 16,752 | $64,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,720 | $63,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 44,337 | $62,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 14,219 | $60,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 22,247 | $60,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 80,281 | $59,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,176 | $59,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,972 | $59,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 16,514 | $58,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,638 | $58,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 10,851 | $58,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 15,752 | $58,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 15,661 | $58,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 45,256 | $57,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 10,797 | $55,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 62,391 | $55,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 53,872 | $54,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 37,646 | $52,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 16,536 | $52,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 12,785 | $51,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 10,505 | $51,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,318 | $50,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 13,877 | $49,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,215 | $49,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 30,200 | $49,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 15,871 | $49,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 15,123 | $48,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 31,925 | $48,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 11,495 | $47,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 15,310 | $47,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 26,559 | $47,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,761 | $46,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,379 | $46,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 11,939 | $46,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 33,173 | $46,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 29,427 | $46,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 15,875 | $43,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,260 | $42,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 12,749 | $41,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,000 | $41,000 | thousands by filing date | put |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 16,260 | $41,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 25,493 | $41,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,888 | $40,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 11,622 | $40,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 18,419 | $40,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 10,564 | $40,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 10,094 | $37,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 10,131 | $37,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 10,683 | $36,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 20,635 | $36,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 24,779 | $34,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 14,838 | $33,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 36,410 | $33,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 16,501 | $33,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 17,028 | $32,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,902 | $31,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 12,632 | $31,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,605 | $31,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 20,661 | $30,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 11,683 | $30,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 11,335 | $28,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 28,150 | $26,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 10,206 | $26,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 575 | $26,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 10,782 | $25,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 870 | $25,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,043 | $25,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,310 | $23,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 12,000 | $23,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 17,889 | $23,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 13,817 | $22,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 22,012 | $22,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 10,695 | $22,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 12,690 | $21,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 18,384 | $19,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 10,068 | $19,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 27,658 | $19,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 15,355 | $18,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 10,180 | $18,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 144 | $16,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 11,408 | $16,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 32,690 | $16,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 28,968 | $16,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 11,120 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 13,675 | $15,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 10,843 | $15,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 10,491 | $15,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 18,183 | $14,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 15,517 | $14,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 11,436 | $14,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 16,227 | $13,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 11,473 | $13,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 10,145 | $12,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 11,029 | $12,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 21,059 | $12,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 15,254 | $11,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 11,434 | $11,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 11,114 | $10,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,139 | $9,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 13,531 | $9,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 20,021 | $9,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 12,448 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 14,555 | $8,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 32,818 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-000669 | this filing | 2015-02-17 | acceptance time not in the bulk data set |