13F-HR filed by Evercore Wealth Management, LLC
Evercore Wealth Management, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 883 holding rows worth $2,006,081,000.
- Accession
- 0001172661-15-000408
- Filer
- CIK 1482689
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,217 entries on the cover page, a total value of $2,006,081,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,006,081,000 with VALUE read as thousands by filing date, 13F file number 028-13662. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,104 | $74,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,775 | $74,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,000 | $74,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,400 | $74,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,307 | $73,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 750 | $73,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 10,000 | $73,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 325 | $72,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 557 | $72,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 1,500 | $72,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,695 | $71,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,270 | $71,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,089 | $70,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,035 | $70,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 5,000 | $70,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 700 | $69,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 965 | $69,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,675 | $69,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,881 | $69,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 430 | $68,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,000 | $68,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,690 | $68,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 5,000 | $67,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,000 | $66,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 700 | $66,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,504 | $66,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,667 | $65,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 858 | $65,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,300 | $64,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,250 | $63,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 825 | $63,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,514 | $62,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 620 | $61,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 877 | $61,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,800 | $61,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 2,000 | $60,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,700 | $60,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 575 | $59,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,760 | $58,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,225 | $58,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,080 | $56,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,000 | $56,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,161 | $56,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 896 | $55,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 2,000 | $55,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 6,000 | $54,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,790 | $54,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 681 | $54,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,028 | $53,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 800 | $53,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 728 | $51,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,538 | $50,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,000 | $50,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 560 | $49,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 638 | $49,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 744 | $48,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 700 | $48,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 800 | $47,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,189 | $47,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,500 | $46,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 324 | $46,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 510 | $46,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 570 | $46,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 300 | $45,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 271 | $44,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,050 | $44,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,000 | $44,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 50 | $43,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,444 | $42,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 783 | $42,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 553 | $41,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 1,727 | $41,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 658 | $41,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 870 | $40,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 4,728 | $40,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,833 | $40,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,300 | $40,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 800 | $40,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 446 | $39,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,000 | $39,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 800 | $38,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,350 | $38,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,334 | $38,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 800 | $37,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 10,000 | $37,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 550 | $36,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 829 | $36,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000 | $36,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 975 | $35,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 600 | $35,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 400 | $35,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 155 | $35,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 165 | $35,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 281 | $34,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 970 | $34,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 2,228 | $34,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 544 | $33,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 600 | $33,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,000 | $33,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 600 | $33,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 807 | $32,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 5,129 | $32,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 300 | $32,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 805 | $32,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,000 | $32,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 690 | $31,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,013 | $31,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,232 | $31,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 5,668 | $31,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 950 | $30,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,000 | $30,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 300 | $30,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 600 | $30,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 396 | $30,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 652 | $30,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 810 | $30,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 750 | $30,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 6,147 | $30,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 335 | $29,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300 | $29,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 575 | $29,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 928 | $29,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 400 | $28,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 600 | $28,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,000 | $28,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 500 | $27,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 687 | $27,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,700 | $27,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 31,456 | $27,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 325 | $26,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,060 | $26,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,000 | $26,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 25,000 | $26,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 526 | $25,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 470 | $25,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,640 | $25,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 365 | $25,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 942 | $25,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 500 | $25,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 712 | $25,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,700 | $25,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 3,024 | $25,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 440 | $25,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 165 | $24,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 338 | $24,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 500 | $24,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 620 | $24,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,000 | $23,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 600 | $23,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $23,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 310 | $23,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 507 | $23,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,046 | $23,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 889 | $23,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 200 | $23,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 650 | $22,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 337 | $22,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 490 | $22,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 450 | $22,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $21,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 543 | $21,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 400 | $21,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,800 | $21,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 31,250 | $21,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 295 | $20,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 235 | $20,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,000 | $20,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 475 | $20,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,500 | $20,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 500 | $20,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 19,000 | $20,000 | thousands by filing date | principal |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 548 | $19,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 800 | $19,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 800 | $19,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 426 | $19,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,274 | $19,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 275 | $18,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 294 | $18,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,120 | $18,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 500 | $18,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 306 | $18,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 400 | $18,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,006 | $18,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 16,000 | $18,000 | thousands by filing date | principal |
| ServiceNow,Inc. | 81762P102 | COM | 250 | $17,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 198 | $17,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 918 | $17,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 2,000 | $17,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 220 | $17,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 500 | $17,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 800 | $17,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 980 | $17,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 125 | $16,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 165 | $16,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 275 | $16,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 300 | $16,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 380 | $16,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 305 | $16,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,925 | $16,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 700 | $16,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 6,248 | $16,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 619 | $16,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 400 | $16,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 14,000 | $16,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 225 | $15,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $15,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 155 | $15,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 8,100 | $15,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 145 | $14,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 252 | $14,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $14,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 200 | $14,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 513 | $14,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,522 | $14,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,400 | $14,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 700 | $14,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $13,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 150 | $13,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 150 | $13,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 450 | $13,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 200 | $13,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 362 | $13,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,000 | $13,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $13,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 600 | $13,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 120 | $12,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 127 | $12,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 300 | $12,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $12,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 200 | $12,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 235 | $11,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 135 | $11,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 94 | $11,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 250 | $11,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 345 | $11,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 11,000 | $11,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 12,000 | $11,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 200 | $10,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 25 | $10,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 255 | $10,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 175 | $10,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 208 | $10,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 75 | $10,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 166 | $10,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 445 | $10,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 538 | $10,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 935 | $10,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 200 | $10,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 219 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,368 | $10,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 9,000 | $10,000 | thousands by filing date | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 500 | $9,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 110 | $9,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 275 | $9,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 300 | $9,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 220 | $9,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 117 | $9,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 244 | $9,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 8,000 | $9,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 9,000 | $9,000 | thousands by filing date | principal |
| AMER STATES WTR CO COM | 029899101 | Stock | 200 | $8,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 200 | $8,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 200 | $8,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 166 | $8,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 450 | $8,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,000 | $8,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 134 | $8,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 155 | $8,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 190 | $8,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 640 | $8,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $7,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 149 | $7,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 144 | $7,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 392 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 581 | $7,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $7,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 142 | $7,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 400 | $7,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 59 | $6,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 480 | $6,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 67 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 800 | $6,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 52 | $6,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 131 | $6,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $6,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 355 | $6,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 53 | $6,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 130 | $6,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 5,000 | $6,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 219 | $5,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 92 | $5,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 184 | $5,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 46 | $5,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 165 | $5,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,500 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 227 | $5,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 132 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,000 | $5,000 | thousands by filing date | principal |
| ABAXIS INC | 002567105 | COM | 85 | $5,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 5,000 | $5,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 5,000 | $5,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 127 | $4,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 75 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 66 | $4,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 156 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 33 | $4,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 199 | $4,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 73 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 560 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 59 | $4,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 338 | $4,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 700 | $4,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 750 | $4,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 13,158 | $4,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 208 | $4,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 87 | $3,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 100 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 64 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 15 | $3,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 72 | $3,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 118 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 114 | $3,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 125 | $3,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 102 | $3,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 79 | $3,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,144 | $3,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 50 | $3,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 70 | $3,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 31 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 500 | $3,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,000 | $3,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 300 | $3,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 3,000 | $3,000 | thousands by filing date | principal |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 105 | $2,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 76 | $2,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 150 | $2,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 159 | $2,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 20 | $2,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30 | $2,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 61 | $2,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 15 | $2,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 52 | $2,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 13 | $2,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 22 | $2,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 16 | $2,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 148 | $2,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 800 | $2,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,000 | $2,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 256 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14 | $1,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 53 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 379 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 25 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 85 | $1,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 20 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 500 | $1,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 40 | $1,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 244 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWIFT ENERGY CO | 870738101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-000408 | this filing | 2015-02-13 | acceptance time not in the bulk data set |