13F-HR filed by SSI INVESTMENT MANAGEMENT LLC
SSI INVESTMENT MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 363 holding rows worth $984,606,000.
- Accession
- 0001172661-15-000342
- Filer
- CIK 938487
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 363 entries on the cover page, a total value of $984,606,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $984,606,000 with VALUE read as thousands by filing date, 13F file number 028-04720. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 332,770 | $68,396,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 18,100,000 | $31,469,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 4,536,000 | $18,776,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 14,131 | $17,165,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 12,668,000 | $16,834,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 12,275,000 | $16,152,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 13,792 | $16,044,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RTK7 | MTNF 0.125 3/1 | 13,423,000 | $14,840,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 5,769,000 | $13,225,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 9,451,000 | $12,417,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 10,239,000 | $11,686,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 9,946,000 | $11,250,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 7,647,000 | $10,811,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,585,000 | $10,448,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 5,772,000 | $10,299,000 | thousands by filing date | |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 155,781 | $10,257,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 9,163,000 | $10,216,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 2,271,000 | $9,595,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 8,236,000 | $9,308,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 6,133,000 | $9,281,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 3,400,000 | $9,146,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 8,118,000 | $9,071,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 179,508 | $9,015,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 7,281,000 | $8,993,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 5,716,000 | $8,611,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 7,464,000 | $8,492,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,403,000 | $8,457,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 4,932,000 | $8,124,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 153,992 | $8,046,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 8,207,000 | $7,791,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 6,360,000 | $7,747,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 6,377,000 | $7,386,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 6,303,000 | $7,234,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 7,336,000 | $7,171,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 140,315 | $7,095,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 6,459,000 | $6,963,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 7,511,000 | $6,940,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 6,211,000 | $6,901,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 114,590 | $6,887,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,965,000 | $6,852,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 5,606,000 | $6,671,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 5,722,000 | $6,666,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 4,861,000 | $6,304,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 47,894 | $6,248,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 3,971,000 | $6,118,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 5,055,000 | $6,091,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 6,449,000 | $5,897,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 6,088,000 | $5,848,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 3,682,000 | $5,775,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 5,123,000 | $5,661,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,917,000 | $5,602,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 4,486,000 | $5,590,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 4,465,000 | $5,533,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 81,768 | $5,465,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 4,250,000 | $5,450,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 4,652,000 | $5,403,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,893,000 | $5,282,000 | thousands by filing date | |
| PHH CORP | 693320AQ6 | CNV | 2,638,000 | $5,202,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 5,369,000 | $5,060,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 2,729,000 | $4,976,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 2,979,000 | $4,971,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 4,965,000 | $4,953,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 3,968,000 | $4,945,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,149,000 | $4,934,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 4,328,000 | $4,866,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 4,665,000 | $4,851,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 3,118,000 | $4,698,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 4,723,000 | $4,500,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,578,000 | $4,500,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 4,197,000 | $4,450,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 3,653,000 | $4,438,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 3,974,000 | $4,427,000 | thousands by filing date | |
| WELLS FARGO CO. | 94986RCZ2 | MTNF 0.125 3/0 | 2,894,000 | $4,415,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,381,000 | $4,412,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879AD3 | NOTE 5.000% 3/1 | 1,311,000 | $4,346,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 11,364 | $4,109,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,978,000 | $4,088,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 38,395 | $4,040,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 3,383,000 | $3,993,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 2,819,000 | $3,921,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 4,475,000 | $3,910,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 3,970,000 | $3,871,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 3,903,000 | $3,844,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 2,548,000 | $3,807,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 3,124,000 | $3,801,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 65,263 | $3,762,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 4,935,000 | $3,731,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 2,599,000 | $3,697,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 3,587,000 | $3,644,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 3,971,000 | $3,639,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,477,000 | $3,582,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 3,471,000 | $3,575,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 56,808 | $3,493,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 3,459,000 | $3,457,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 4,972,000 | $3,444,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 2,821,000 | $3,318,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 1,133,000 | $3,317,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 49,657 | $3,302,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICES I | 032359AC5 | NOTE 5.500%12/1 | 1,507,000 | $3,256,000 | thousands by filing date | |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 2,687,000 | $3,250,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 919,000 | $3,230,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 23,275 | $3,195,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 2,731,000 | $3,195,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 3,061,000 | $3,055,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,692,000 | $2,994,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 2,479,000 | $2,991,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 1,914,000 | $2,920,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,938,000 | $2,834,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 2,134,000 | $2,830,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 1,279,000 | $2,823,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 1,500,000 | $2,784,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 52,135 | $2,766,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 2,066,000 | $2,716,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 1,451,000 | $2,695,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 2,759,000 | $2,689,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 1,397,000 | $2,624,000 | thousands by filing date | |
| MIG 5 3/15/20 | 58319PAC2 | Bond 30/360P2 U | 2,306,000 | $2,605,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,332,000 | $2,573,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 31,920 | $2,554,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 83,396 | $2,548,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 1,958,000 | $2,487,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 2,380,000 | $2,456,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 21,795 | $2,456,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 1,842 | $2,454,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 2,231,000 | $2,452,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 2,974,000 | $2,446,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 2,294,000 | $2,439,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 1,986,000 | $2,394,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,159,000 | $2,380,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,417 | $2,364,000 | thousands by filing date | |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 2,099,000 | $2,364,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,404,000 | $2,361,000 | thousands by filing date | |
| 38259p508 | COM | 4,444 | $2,358,000 | thousands by filing date | ||
| ALERE INC | 01449J204 | PERP PFD CONV SE | 7,500 | $2,356,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 3,000,000 | $2,322,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 21,401 | $2,194,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,244,000 | $2,180,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 1,985,000 | $2,177,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 521,000 | $2,142,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 1,988,000 | $2,101,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 809,000 | $2,039,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 1,784,000 | $1,886,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 1,038,000 | $1,884,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 754,000 | $1,876,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,372,000 | $1,874,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 16,489 | $1,863,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 29,701 | $1,855,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,131,000 | $1,693,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,023 | $1,675,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 462,000 | $1,651,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 30,173 | $1,632,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 600,000 | $1,625,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 15,923 | $1,527,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,448,000 | $1,490,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,144 | $1,479,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,353 | $1,427,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,151,000 | $1,362,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 28,116 | $1,329,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 532,000 | $1,304,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 855,000 | $1,296,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,621 | $1,259,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 38,690 | $1,206,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 46,559 | $1,175,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 20,712 | $1,134,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 10,185 | $1,122,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 14,516 | $1,116,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,285 | $1,044,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 9,780 | $994,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 667,000 | $963,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,500 | $957,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 829,000 | $922,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,132 | $910,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,675 | $896,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 16,049 | $888,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,723 | $886,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 22,200 | $878,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,184 | $862,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,259 | $845,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,014 | $836,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,235 | $833,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 45,409 | $812,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 585,000 | $800,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,747 | $778,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,756 | $754,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,996 | $752,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 19,526 | $750,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,741 | $746,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 13,636 | $732,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8,783 | $722,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,539 | $699,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 16,540 | $695,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,833 | $690,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,789 | $660,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 67,361 | $642,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,536 | $622,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,075 | $621,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,504 | $621,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,161 | $617,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 353,190 | $612,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,406 | $598,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 51,031 | $597,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 490,000 | $595,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 25,754 | $585,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,893 | $581,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 42,066 | $581,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 24,481 | $566,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 745,000 | $563,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 551,000 | $563,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,627 | $559,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,623 | $552,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 13,191 | $551,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,802 | $550,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5,572 | $544,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,287 | $538,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,420 | $529,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 56,743 | $527,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 379,000 | $517,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 403,100 | $509,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,495 | $505,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,465 | $499,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 7,449 | $495,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,483 | $492,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 418,000 | $491,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,663 | $488,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,740 | $488,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 11,457 | $486,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 46,734 | $485,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 918 | $483,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 8,315 | $470,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 11,625 | $465,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,074 | $463,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,985 | $457,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,645 | $450,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,673 | $443,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 9,691 | $442,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,336 | $439,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,116 | $438,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 65,043 | $434,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,038 | $433,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,520 | $429,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 25,265 | $423,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 372,000 | $422,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,452 | $420,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,633 | $404,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,825 | $400,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 328,000 | $399,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,791 | $398,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,276 | $395,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,186 | $390,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 15,662 | $388,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 26,450 | $383,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 5,970 | $376,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,994 | $372,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,439 | $372,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,862 | $370,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 9,950 | $368,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,784 | $359,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 44,750 | $356,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 247,000 | $355,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,940 | $354,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 8,443 | $347,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,699 | $342,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,185 | $332,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 282,000 | $332,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,650 | $330,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 36,000 | $330,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 11,900 | $328,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,412 | $327,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,085 | $325,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,279 | $325,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,913 | $318,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,710 | $318,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,984 | $315,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,488 | $315,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,582 | $313,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 11,045 | $313,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 5,150 | $310,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,917 | $310,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,513 | $308,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 4,292 | $308,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 7,850 | $305,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 21,850 | $303,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,097 | $301,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,825 | $301,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,947 | $300,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,820 | $298,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,710 | $291,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,622 | $291,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 930 | $289,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 22,400 | $286,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 35,200 | $283,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 14,200 | $282,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,450 | $280,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 35,775 | $280,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,576 | $279,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 18,800 | $278,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 39,300 | $276,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,229 | $272,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 26,800 | $272,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,595 | $272,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 14,840 | $271,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 3,577 | $269,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 99,000 | $269,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,623 | $267,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 62,865 | $267,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 19,700 | $266,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,700 | $263,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,267 | $260,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 7,525 | $258,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 220,000 | $258,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 8,975 | $254,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,100 | $252,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 79,000 | $252,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 5,865 | $251,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 4,085 | $249,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 18,700 | $249,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 97,870 | $247,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,865 | $239,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,926 | $239,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,690 | $239,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 7,997 | $239,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 7,050 | $238,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 20,300 | $237,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,667 | $236,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 27,300 | $235,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 5,400 | $233,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,435 | $228,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,019 | $224,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,196 | $223,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,384 | $222,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,900 | $220,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 70,500 | $215,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,995 | $214,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 31,100 | $212,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 15,500 | $211,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,215 | $209,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,877 | $207,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,833 | $204,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,227 | $201,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 29,900 | $199,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 52,200 | $198,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 11,900 | $197,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 24,800 | $188,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 135,900 | $186,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 23,200 | $185,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 49,000 | $183,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 23,500 | $180,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 27,400 | $171,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 170,000 | $169,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 37,000 | $165,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 14,700 | $153,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 10,000 | $148,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 19,840 | $147,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 155,000 | $143,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 41,700 | $132,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 73,500 | $131,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 29,100 | $128,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 100,000 | $101,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 33,376 | $100,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 63,000 | $74,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 50,000 | $52,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 40,000 | $40,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 14,000 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-000342 | this filing | 2015-02-11 | acceptance time not in the bulk data set |