13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-16, with 3,267 holding rows worth $35,156,132,000.
- Accession
- 0001172661-14-001129
- Filer
- CIK 1283072
- Filed
- 2014-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 6,662 entries on the cover page, a total value of $35,156,132,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,156,132,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 23,456 | $625,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 43,408 | $625,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,005 | $625,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 50,618 | $624,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 21,504 | $624,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 61,321 | $623,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 45,182 | $620,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 14,196 | $620,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 13,425 | $618,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 8,400 | $618,000 | thousands by filing date | put |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8,751 | $616,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 19,524 | $614,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,089 | $614,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 57,569 | $612,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 28,026 | $607,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 10,000 | $604,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 24,736 | $599,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 84,679 | $595,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 20,190 | $594,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 123,860 | $593,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 15,175 | $587,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 42,233 | $587,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 22,908 | $586,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 22,662 | $586,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 19,111 | $585,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 105,435 | $585,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 32,400 | $584,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 5,752 | $581,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 13,488 | $581,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 85,040 | $579,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 13,925 | $576,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 12,018 | $575,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 28,377 | $575,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 27,415 | $573,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 9,930 | $571,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 16,251 | $570,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 8,000 | $570,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 138,301 | $570,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 27,476 | $569,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 22,428 | $567,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 15,446 | $563,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 26,640 | $563,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 4,239 | $562,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 15,401 | $562,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 43,177 | $561,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 16,403 | $559,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 41,273 | $559,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 13,483 | $556,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 23,259 | $556,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 7,634 | $553,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 22,603 | $551,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 10,904 | $550,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 52,302 | $548,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 18,320 | $547,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 38,330 | $546,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 24,607 | $539,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 39,842 | $535,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 19,608 | $533,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 48,268 | $531,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 12,051 | $525,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 7,574 | $524,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,755 | $522,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 17,404 | $522,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 8,150 | $521,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 15,654 | $520,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 59,290 | $520,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 15,653 | $515,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,586 | $512,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 20,368 | $512,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11,700 | $511,000 | thousands by filing date | put |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 61,064 | $511,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 15,746 | $510,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 68,006 | $510,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 8,023 | $507,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 32,400 | $505,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 13,817 | $505,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 38,129 | $503,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 11,473 | $502,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,946 | $501,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 90,215 | $501,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 29,178 | $497,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 84,684 | $497,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 19,168 | $497,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 26,546 | $497,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 3,619 | $496,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 24,745 | $493,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 45,099 | $492,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 38,200 | $492,000 | thousands by filing date | put |
| MONRO INC | 610236101 | COMMON STOCK | 8,591 | $489,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 30,814 | $486,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 13,578 | $483,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 35,108 | $481,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 27,828 | $478,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 24,791 | $478,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,852 | $476,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 8,567 | $474,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 51,580 | $474,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 14,800 | $474,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 9,079 | $473,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 9,747 | $473,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 15,440 | $472,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 38,084 | $470,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 51,459 | $469,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 10,424 | $469,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 8,793 | $465,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 21,355 | $464,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 30,919 | $464,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 11,359 | $462,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 7,191 | $461,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 107,000 | $461,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 27,539 | $460,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 34,017 | $460,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 10,656 | $459,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 51,987 | $459,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 30,882 | $458,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 22,966 | $457,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 12,088 | $457,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,412 | $455,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 13,716 | $455,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 21,836 | $454,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 26,175 | $453,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 23,322 | $451,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 39,321 | $451,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 9,189 | $451,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 36,200 | $451,000 | thousands by filing date | call |
| Flushing Financial Corp | 343873105 | Common Stock | 21,326 | $450,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 4,725 | $448,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,691 | $447,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 22,065 | $444,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,900 | $441,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 13,030 | $440,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 11,540 | $440,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 52,391 | $438,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 20,820 | $437,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 16,204 | $433,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,917 | $430,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 23,884 | $429,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 12,105 | $428,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 31,942 | $428,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 15,630 | $426,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 36,384 | $425,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 12,625 | $424,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 9,977 | $423,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 41,466 | $422,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 42,785 | $421,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 13,498 | $419,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 8,971 | $416,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 10,929 | $412,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 23,981 | $409,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 19,900 | $407,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 8,491 | $404,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 39,720 | $404,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 10,362 | $403,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,800 | $401,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 25,242 | $401,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 23,281 | $399,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,404 | $399,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,563 | $398,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 17,456 | $398,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 27,067 | $396,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,534 | $395,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 13,570 | $392,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 17,543 | $392,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 6,895 | $391,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,913 | $390,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 5,980 | $390,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 5,872 | $386,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 14,256 | $386,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 18,449 | $386,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 17,652 | $386,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 25,864 | $384,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 26,636 | $384,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 8,729 | $384,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 33,313 | $383,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 8,573 | $381,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 31,512 | $379,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 20,033 | $377,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 7,782 | $373,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 49,869 | $373,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 32,718 | $371,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 98,201 | $370,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 6,158 | $369,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,022 | $368,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 29,810 | $367,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 9,101 | $366,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 10,141 | $365,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,666 | $363,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,701 | $363,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 23,627 | $362,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 8,820 | $362,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 46,567 | $360,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 5,152 | $359,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 34,884 | $358,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 36,023 | $357,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 14,845 | $357,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 9,546 | $354,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 7,138 | $353,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 13,237 | $353,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 418,698 | $352,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 5,378 | $351,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 19,210 | $351,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 20,760 | $346,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 47,930 | $346,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,089 | $345,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 44,162 | $343,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 8,043 | $343,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 12,390 | $341,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 16,948 | $340,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 12,906 | $340,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 10,000 | $339,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 25,666 | $339,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 23,898 | $336,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 7,802 | $335,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 71,531 | $335,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 14,880 | $335,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 9,838 | $334,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 7,300 | $333,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 12,151 | $333,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 33,716 | $332,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 39,047 | $332,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 19,411 | $331,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 11,238 | $329,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 18,676 | $327,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 16,789 | $324,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,335 | $323,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,013 | $322,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 23,130 | $321,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 33,317 | $321,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 12,298 | $320,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 29,777 | $315,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 12,362 | $315,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 12,084 | $314,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 32,530 | $312,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 21,662 | $311,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 148,838 | $310,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 12,094 | $310,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,162 | $307,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 69,747 | $307,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 6,244 | $306,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 10,300 | $306,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 10,778 | $305,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 12,364 | $303,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,900 | $301,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 29,052 | $300,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,283 | $300,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 7,060 | $299,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,742 | $299,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 6,703 | $297,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 7,120 | $295,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 20,500 | $295,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,259 | $295,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 11,879 | $294,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 12,508 | $293,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 6,677 | $291,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 16,063 | $291,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 38,325 | $290,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 14,100 | $290,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 10,458 | $289,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,824 | $288,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,382 | $287,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 27,720 | $287,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 11,575 | $285,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,293 | $285,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 33,330 | $284,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,042 | $281,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 9,318 | $281,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 7,206 | $278,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 12,881 | $278,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 19,652 | $278,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,851 | $277,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 8,778 | $277,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 15,850 | $275,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 10,391 | $274,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 18,463 | $273,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 14,566 | $273,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 7,202 | $271,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 43,778 | $271,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,108 | $270,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 9,979 | $270,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 4,173 | $270,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 4,402 | $269,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 17,842 | $268,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 5,007 | $268,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 78,045 | $266,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 19,509 | $266,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 20,933 | $265,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 7,024 | $265,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 14,047 | $264,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 67,684 | $262,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 20,853 | $261,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 9,751 | $260,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 11,283 | $260,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 8,800 | $260,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 5,377 | $259,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 21,293 | $259,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 844 | $258,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 33,787 | $258,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 9,797 | $257,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 13,127 | $257,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,726 | $256,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 21,279 | $256,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 23,919 | $253,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 14,619 | $253,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 19,381 | $252,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 16,183 | $252,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 9,400 | $251,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 13,142 | $250,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 49,349 | $250,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 15,786 | $250,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 7,509 | $249,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,113 | $247,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 20,404 | $247,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,506 | $246,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 4,286 | $246,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 23,629 | $245,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 15,335 | $244,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,150 | $243,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 50,799 | $243,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 13,354 | $242,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 12,666 | $242,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 10,364 | $241,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 7,127 | $241,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 6,915 | $239,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 28,549 | $239,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 11,037 | $238,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 6,941 | $238,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 35,254 | $237,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 14,409 | $237,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 17,683 | $237,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 18,337 | $236,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,798 | $236,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 14,207 | $236,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 18,673 | $236,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 20,800 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 18,890 | $235,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 58,944 | $234,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 11,116 | $233,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,094 | $233,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 11,295 | $230,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 7,424 | $230,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 16,394 | $229,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 13,955 | $229,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 54,057 | $228,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,325 | $225,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 9,832 | $225,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 7,770 | $224,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 6,283 | $223,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,743 | $223,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,362 | $222,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 12,515 | $222,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 9,554 | $221,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 14,271 | $221,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 7,628 | $221,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,420 | $220,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,199 | $219,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 7,689 | $219,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,814 | $218,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 3,008 | $218,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,780 | $217,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,650 | $217,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 11,618 | $217,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 44,504 | $217,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,600 | $216,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 12,343 | $216,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,823 | $215,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,287 | $215,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 9,000 | $215,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,967 | $214,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 30,801 | $211,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 7,333 | $210,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 16,398 | $210,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,940 | $209,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 16,457 | $209,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 10,415 | $209,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 7,703 | $209,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,786 | $206,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,932 | $206,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 4,640 | $206,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,171 | $205,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 15,494 | $204,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 27,109 | $204,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 11,309 | $204,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 6,173 | $202,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 24,445 | $202,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 7,049 | $202,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,267 | $202,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 70,561 | $201,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,830 | $201,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,055 | $201,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 18,454 | $201,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 18,690 | $201,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 29,982 | $201,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,600 | $200,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 10,185 | $200,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 36,682 | $200,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 37,307 | $200,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 11,667 | $199,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 11,928 | $197,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,300 | $192,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 18,243 | $191,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 14,922 | $190,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 17,813 | $190,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 12,352 | $189,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 10,767 | $188,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 11,257 | $188,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 39,647 | $188,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 18,544 | $184,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 14,960 | $183,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 35,430 | $183,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,990 | $182,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 23,803 | $182,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 95,650 | $181,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 28,500 | $179,000 | thousands by filing date | put |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 15,993 | $179,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,868 | $179,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 62,909 | $179,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 22,934 | $178,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 43,047 | $178,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 14,007 | $176,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 14,487 | $175,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 25,425 | $174,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 12,455 | $174,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 15,046 | $174,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 15,543 | $171,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,272 | $171,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 17,897 | $170,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 14,220 | $170,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 15,000 | $169,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,125 | $168,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 35,020 | $168,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 10,728 | $168,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 17,302 | $165,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 20,000 | $163,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 48,333 | $163,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 12,755 | $163,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 50,947 | $162,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 47,036 | $162,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 10,523 | $161,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 11,111 | $160,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 28,717 | $160,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 38,257 | $160,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,804 | $159,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 26,203 | $158,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 11,265 | $157,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 58,287 | $157,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,510 | $156,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 23,350 | $155,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,585 | $154,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 18,021 | $150,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,109 | $149,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 11,823 | $149,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,707 | $148,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 59,425 | $148,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 10,371 | $148,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,300 | $147,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,189 | $147,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 26,038 | $147,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,332 | $145,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 22,023 | $144,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 13,092 | $142,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 6,196 | $141,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 29,112 | $141,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 23,875 | $141,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 15,681 | $140,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 31,249 | $140,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 10,103 | $139,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 13,666 | $139,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,911 | $137,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 10,374 | $137,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 14,405 | $137,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 11,530 | $137,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 15,005 | $137,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 16,590 | $136,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,001 | $136,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 12,138 | $136,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 16,446 | $133,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 30,736 | $133,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 16,437 | $133,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 61,517 | $132,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 10,629 | $132,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,448 | $131,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 55,763 | $131,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 22,607 | $129,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 18,704 | $129,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,795 | $129,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 97,294 | $128,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,401 | $127,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 17,748 | $127,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 11,305 | $126,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 23,543 | $125,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 30,673 | $125,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,713 | $124,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,648 | $122,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 23,335 | $122,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 12,000 | $121,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 12,086 | $120,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 20,432 | $120,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 23,170 | $119,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 27,854 | $119,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,763 | $118,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-001129 | this filing | 2014-05-16 | acceptance time not in the bulk data set |