13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-16, with 3,267 holding rows worth $35,156,132,000.
- Accession
- 0001172661-14-001129
- Filer
- CIK 1283072
- Filed
- 2014-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 6,662 entries on the cover page, a total value of $35,156,132,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,156,132,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 473,612 | $6,606,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 375,082 | $6,593,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 219,909 | $6,582,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 107,124 | $6,565,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 278,389 | $6,543,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 359,539 | $6,542,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 360,035 | $6,513,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 88,253 | $6,482,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 445,701 | $6,461,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 682,825 | $6,458,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 187,500 | $6,454,000 | thousands by filing date | call |
| UMPQUA HOLDINGS | 904214103 | COM | 345,879 | $6,447,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 95,681 | $6,444,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 285,901 | $6,441,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 164,311 | $6,436,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 350,235 | $6,434,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 329,874 | $6,429,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 216,742 | $6,407,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 263,692 | $6,401,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 301,411 | $6,398,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 126,553 | $6,382,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 108,114 | $6,378,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 475,025 | $6,362,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 84,535 | $6,362,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 1,090,017 | $6,323,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 96,241 | $6,322,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 231,143 | $6,292,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 401,293 | $6,278,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 364,860 | $6,255,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 143,521 | $6,251,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 150,936 | $6,234,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 110,345 | $6,234,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 59,860 | $6,234,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 185,385 | $6,205,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 497,224 | $6,190,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 377,506 | $6,166,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 128,916 | $6,134,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 318,332 | $6,123,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 637,932 | $6,111,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 189,205 | $6,065,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 91,014 | $6,064,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 118,817 | $6,060,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 92,799 | $6,027,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 77,286 | $6,001,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 227,512 | $5,879,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 206,405 | $5,866,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 91,042 | $5,864,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 437,204 | $5,854,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 165,274 | $5,845,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 103,871 | $5,841,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 115,088 | $5,836,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 331,951 | $5,813,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 131,673 | $5,775,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 357,709 | $5,760,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 335,581 | $5,755,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 84,111 | $5,662,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 416,641 | $5,645,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 224,533 | $5,638,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 148,721 | $5,638,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 101,903 | $5,620,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 118,052 | $5,600,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 67,828 | $5,598,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 298,644 | $5,588,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 552,367 | $5,580,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 78,945 | $5,579,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 46,617 | $5,564,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 99,487 | $5,560,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 37,107 | $5,539,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 359,134 | $5,488,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 228,497 | $5,477,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 499,442 | $5,475,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 179,435 | $5,474,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 233,272 | $5,467,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 677,369 | $5,459,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 194,000 | $5,439,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 223,229 | $5,431,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 246,115 | $5,431,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 51,170 | $5,430,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 364,029 | $5,426,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 91,089 | $5,401,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 402,571 | $5,395,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 401,351 | $5,379,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 54,001 | $5,372,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 314,846 | $5,351,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 204,843 | $5,342,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 38,668 | $5,341,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 608,444 | $5,336,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 256,565 | $5,334,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 90,704 | $5,323,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 87,877 | $5,309,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 448,884 | $5,297,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 557,031 | $5,293,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 457,567 | $5,293,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 396,700 | $5,276,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 416,591 | $5,264,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 263,148 | $5,253,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 283,033 | $5,236,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 787,043 | $5,195,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 41,010 | $5,189,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 172,992 | $5,183,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 180,036 | $5,174,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 58,340 | $5,160,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 84,042 | $5,160,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 331,385 | $5,151,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 408,660 | $5,137,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 341,343 | $5,137,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 373,438 | $5,133,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 118,680 | $5,121,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 276,520 | $5,121,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 73,932 | $5,121,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 255,775 | $5,120,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 52,568 | $5,113,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 302,490 | $5,113,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 118,724 | $5,085,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 200,030 | $5,081,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 41,349 | $5,071,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 75,328 | $5,067,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 296,817 | $5,058,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 512,595 | $5,044,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 60,673 | $5,034,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 78,210 | $5,029,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 268,915 | $5,024,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 795,511 | $5,011,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 245,922 | $5,008,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 153,041 | $5,008,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 85,182 | $5,006,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 164,778 | $5,000,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 219,015 | $4,994,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 3,747,957 | $4,986,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 120,158 | $4,966,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 248,224 | $4,959,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 78,891 | $4,952,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 169,630 | $4,938,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 187,666 | $4,934,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 377,100 | $4,925,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 114,723 | $4,879,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 125,795 | $4,854,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 150,694 | $4,848,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 772,445 | $4,843,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 739,456 | $4,822,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 170,155 | $4,803,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,499,122 | $4,797,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 78,626 | $4,796,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 207,461 | $4,790,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 193,448 | $4,776,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 223,232 | $4,773,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 321,980 | $4,772,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 441,600 | $4,770,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 302,559 | $4,749,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 97,662 | $4,737,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 340,716 | $4,721,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 220,000 | $4,721,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 159,697 | $4,718,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 82,086 | $4,701,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 86,521 | $4,679,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 371,863 | $4,677,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 180,513 | $4,662,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 144,266 | $4,660,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 320,992 | $4,637,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 31,924 | $4,635,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 290,798 | $4,630,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 333,032 | $4,626,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 70,965 | $4,608,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 332,854 | $4,603,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 200,955 | $4,566,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 100,938 | $4,551,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 340,313 | $4,546,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 357,097 | $4,546,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 273,905 | $4,536,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 78,754 | $4,533,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 233,154 | $4,525,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 76,101 | $4,517,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 354,405 | $4,511,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 153,040 | $4,501,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 488,729 | $4,501,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 235,905 | $4,492,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 109,148 | $4,479,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 304,532 | $4,477,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 84,321 | $4,475,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 609,670 | $4,473,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 60,115 | $4,472,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 336,909 | $4,472,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 537,675 | $4,468,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 567,147 | $4,468,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 74,276 | $4,462,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 268,168 | $4,460,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 145,355 | $4,455,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 311,385 | $4,446,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 196,905 | $4,445,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 178,732 | $4,439,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 341,520 | $4,434,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 103,684 | $4,434,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 305,276 | $4,420,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 249,243 | $4,418,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 220,623 | $4,417,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 232,547 | $4,409,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 489,615 | $4,402,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 165,647 | $4,398,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 219,818 | $4,391,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 67,551 | $4,387,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 187,937 | $4,373,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 333,410 | $4,368,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 335,911 | $4,352,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 146,953 | $4,348,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 120,883 | $4,346,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 85,000 | $4,335,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 323,345 | $4,332,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 186,799 | $4,324,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 65,212 | $4,317,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 67,485 | $4,309,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 54,585 | $4,303,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 92,913 | $4,291,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 111,523 | $4,285,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 215,175 | $4,278,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 307,896 | $4,273,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 157,547 | $4,262,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 237,001 | $4,259,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 70,908 | $4,256,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 306,315 | $4,252,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 402,727 | $4,241,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 445,909 | $4,241,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 97,989 | $4,231,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 238,364 | $4,212,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 160,075 | $4,210,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 40,605 | $4,204,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 75,165 | $4,201,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 500,452 | $4,189,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 467,793 | $4,164,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 47,144 | $4,157,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 74,806 | $4,153,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 142,937 | $4,145,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 318,867 | $4,139,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 335,535 | $4,134,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 86,912 | $4,130,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 208,171 | $4,119,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 101,165 | $4,106,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 295,583 | $4,105,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 171,343 | $4,102,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 86,151 | $4,098,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 305,869 | $4,090,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 395,931 | $4,090,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 87,073 | $4,089,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 352,665 | $4,088,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 120,209 | $4,088,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 109,423 | $4,087,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 80,376 | $4,086,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 61,100 | $4,085,000 | thousands by filing date | put |
| CALGON CARBON CORP | 129603106 | COM | 186,562 | $4,074,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 280,834 | $4,071,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 729,524 | $4,065,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 319,915 | $4,063,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 66,536 | $4,056,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 295,558 | $4,044,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 221,905 | $4,033,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 98,612 | $4,030,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 56,915 | $4,030,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 114,873 | $4,023,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 186,800 | $4,016,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 107,004 | $4,015,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 157,906 | $4,014,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 57,477 | $4,009,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 62,977 | $4,002,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 93,002 | $3,987,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 251,971 | $3,987,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 23,434 | $3,985,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 307,536 | $3,981,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 175,464 | $3,966,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 16,802 | $3,960,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 399,104 | $3,959,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 253,076 | $3,948,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 121,793 | $3,946,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 90,058 | $3,945,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 325,320 | $3,943,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 394,945 | $3,937,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 950,380 | $3,934,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 62,530 | $3,933,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 162,965 | $3,928,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 131,373 | $3,928,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 206,100 | $3,926,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 150,000 | $3,920,000 | thousands by filing date | put |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 55,937 | $3,918,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 397,758 | $3,918,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 101,322 | $3,910,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 48,430 | $3,901,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 226,956 | $3,891,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,360,337 | $3,891,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 341,156 | $3,885,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 123,190 | $3,885,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 287,734 | $3,885,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 77,801 | $3,874,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 184,153 | $3,850,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 139,472 | $3,849,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 128,362 | $3,843,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 133,795 | $3,839,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 200,794 | $3,829,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 292,897 | $3,828,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 50,089 | $3,825,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 265,131 | $3,818,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 387,062 | $3,789,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 75,853 | $3,779,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 98,981 | $3,778,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 347,035 | $3,765,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 83,348 | $3,755,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 102,342 | $3,751,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 627,568 | $3,746,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 349,288 | $3,741,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 237,721 | $3,739,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 391,639 | $3,728,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 249,520 | $3,726,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 98,846 | $3,723,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 230,593 | $3,722,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 34,760 | $3,721,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 279,080 | $3,717,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 112,366 | $3,712,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 70,612 | $3,707,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 195,158 | $3,686,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 522,267 | $3,683,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 100,000 | $3,681,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 49,045 | $3,678,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 283,878 | $3,676,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 80,517 | $3,664,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 77,777 | $3,663,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 264,291 | $3,655,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 91,152 | $3,652,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 226,130 | $3,641,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 82,960 | $3,640,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 467,058 | $3,634,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 53,443 | $3,622,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 285,762 | $3,612,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 298,114 | $3,607,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 629,178 | $3,605,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 122,690 | $3,601,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 149,311 | $3,598,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 115,706 | $3,593,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 100,000 | $3,590,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 257,652 | $3,587,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 196,832 | $3,587,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 54,807 | $3,583,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 131,984 | $3,577,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 85,808 | $3,565,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 210,482 | $3,554,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 587,556 | $3,553,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 164,889 | $3,549,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 80,934 | $3,543,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 229,386 | $3,537,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 58,804 | $3,536,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 66,128 | $3,535,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 255,003 | $3,532,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 49,153 | $3,524,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 43,220 | $3,513,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 252,443 | $3,508,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 58,521 | $3,506,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 50,757 | $3,506,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 55,956 | $3,503,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 423,436 | $3,502,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 195,438 | $3,498,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 31,061 | $3,482,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 109,649 | $3,480,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 94,445 | $3,476,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 123,108 | $3,474,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 248,424 | $3,473,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 317,080 | $3,472,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 30,500 | $3,470,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 52,109 | $3,464,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 65,980 | $3,457,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 318,433 | $3,456,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 102,215 | $3,453,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 100,585 | $3,452,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 93,336 | $3,451,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 138,192 | $3,443,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 28,354 | $3,442,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 141,862 | $3,426,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 97,443 | $3,423,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 108,490 | $3,415,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 70,953 | $3,413,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 146,085 | $3,402,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 74,510 | $3,397,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 235,049 | $3,396,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 307,463 | $3,394,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 153,856 | $3,390,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 343,457 | $3,380,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 50,000 | $3,378,000 | thousands by filing date | call |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 31,954 | $3,374,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 87,323 | $3,362,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 18,142 | $3,355,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 98,242 | $3,344,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 831,549 | $3,343,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 65,998 | $3,338,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 77,049 | $3,337,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 429,871 | $3,336,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 131,662 | $3,328,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 114,292 | $3,322,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 194,346 | $3,319,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 248,511 | $3,313,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 182,540 | $3,300,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 88,369 | $3,296,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 245,801 | $3,295,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 55,220 | $3,270,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 443,864 | $3,267,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 151,239 | $3,257,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 86,975 | $3,252,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 103,823 | $3,252,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 33,749 | $3,250,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 125,561 | $3,250,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 360,715 | $3,250,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 35,528 | $3,231,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 234,611 | $3,228,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 121,673 | $3,225,000 | thousands by filing date | |
| IJH | 464287507 | COM | 39,168 | $3,224,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 227,532 | $3,224,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 133,890 | $3,224,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 139,130 | $3,219,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 100,300 | $3,207,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 133,206 | $3,202,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 220,480 | $3,195,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 191,759 | $3,189,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 234,361 | $3,187,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 107,062 | $3,187,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 249,645 | $3,184,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 58,978 | $3,183,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 178,786 | $3,180,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 140,639 | $3,162,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 225,470 | $3,161,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 79,342 | $3,155,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 310,612 | $3,153,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 128,947 | $3,153,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 48,383 | $3,149,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 245,962 | $3,134,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 236,021 | $3,116,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 283,071 | $3,094,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 355,455 | $3,089,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 176,070 | $3,072,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 169,339 | $3,069,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 182,784 | $3,068,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 139,801 | $3,068,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 150,000 | $3,063,000 | thousands by filing date | call |
| RLJ LODGING TR COM | 74965L101 | REIT | 113,805 | $3,043,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 218,979 | $3,043,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 51,246 | $3,041,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 32,859 | $3,036,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 150,402 | $3,033,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 204,492 | $3,028,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 77,090 | $3,027,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 253,078 | $3,025,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 51,047 | $3,023,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 73,600 | $3,023,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 50,000 | $3,021,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 28,582 | $3,010,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 55,766 | $3,003,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 141,199 | $2,991,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 117,746 | $2,980,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 19,459 | $2,978,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 80,584 | $2,978,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 113,516 | $2,975,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 200,748 | $2,974,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 111,875 | $2,970,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 60,572 | $2,969,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 166,844 | $2,968,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 109,629 | $2,964,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 104,357 | $2,964,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 123,312 | $2,963,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 184,970 | $2,963,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 87,369 | $2,955,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 52,509 | $2,954,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 54,106 | $2,952,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 68,138 | $2,952,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 221,594 | $2,944,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 53,928 | $2,942,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 143,448 | $2,940,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 77,485 | $2,934,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 117,224 | $2,934,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 349,495 | $2,931,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 37,526 | $2,930,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 123,295 | $2,926,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 243,968 | $2,926,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 60,000 | $2,926,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 57,164 | $2,920,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 24,519 | $2,919,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 161,425 | $2,918,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 68,995 | $2,911,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 81,754 | $2,906,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 238,928 | $2,900,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 187,417 | $2,897,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 28,753 | $2,896,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 61,000 | $2,884,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 225,364 | $2,881,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 62,582 | $2,880,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 39,018 | $2,879,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 203,427 | $2,878,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 84,555 | $2,874,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 150,863 | $2,865,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 181,135 | $2,863,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 114,604 | $2,858,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 223,414 | $2,850,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 80,396 | $2,847,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 94,053 | $2,847,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 101,696 | $2,845,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 200,609 | $2,834,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,900 | $2,831,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 41,468 | $2,830,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-001129 | this filing | 2014-05-16 | acceptance time not in the bulk data set |