13F-HR filed by Evercore Wealth Management, LLC
Evercore Wealth Management, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 914 holding rows worth $1,783,319,000.
- Accession
- 0001172661-14-001005
- Filer
- CIK 1482689
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 1,277 entries on the cover page, a total value of $1,783,319,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,783,319,000 with VALUE read as thousands by filing date, 13F file number 028-13662. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,546 | $90,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 3,000 | $90,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 22,000 | $90,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,675 | $89,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 8,066 | $89,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 3,394 | $89,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,005 | $89,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,256 | $88,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 1,094 | $88,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,450 | $87,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,325 | $87,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 4,702 | $87,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 362 | $86,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 993 | $86,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,036 | $86,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,500 | $84,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,300 | $84,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 978 | $84,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 1,500 | $84,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,760 | $83,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,387 | $81,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $79,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,900 | $79,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 3,000 | $78,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 823 | $76,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 900 | $76,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 878 | $75,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,050 | $75,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 800 | $75,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,200 | $74,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,884 | $74,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 1,620 | $74,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,328 | $73,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,690 | $72,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,587 | $72,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 960 | $71,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 11,845 | $71,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 648 | $70,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 730 | $70,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 900 | $70,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 10,000 | $70,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,360 | $69,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 820 | $69,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 5,000 | $69,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 450 | $69,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,643 | $68,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,250 | $68,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,496 | $68,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 557 | $67,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 268 | $66,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 675 | $66,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,000 | $66,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,102 | $65,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 600 | $65,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 5,625 | $65,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,790 | $65,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,500 | $64,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 4,500 | $64,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,147 | $64,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 235 | $64,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,000 | $63,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 10,444 | $63,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 2,300 | $63,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,210 | $63,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,829 | $63,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 48,510 | $62,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,750 | $61,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,225 | $61,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 8,400 | $61,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 848 | $60,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,921 | $59,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 700 | $59,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,365 | $59,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,245 | $58,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 1,863 | $58,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $57,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,000 | $57,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 10,000 | $57,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,000 | $56,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,800 | $56,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 950 | $55,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 6,000 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,329 | $55,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,760 | $54,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 430 | $54,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,000 | $54,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 945 | $53,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,786 | $53,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,250 | $52,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,135 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,650 | $51,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,622 | $51,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 2,662 | $51,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 477 | $50,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 700 | $50,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,000 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,186 | $50,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,200 | $50,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 610 | $50,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,025 | $49,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 1,000 | $49,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 850 | $48,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 588 | $48,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,232 | $48,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 600 | $47,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,000 | $47,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,500 | $46,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,570 | $46,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 896 | $46,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 525 | $45,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,080 | $45,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,810 | $45,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,500 | $44,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,500 | $44,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,000 | $43,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 880 | $43,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,000 | $43,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,073 | $43,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 585 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 422 | $42,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 655 | $41,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 510 | $41,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 827 | $41,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,000 | $41,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,046 | $41,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 5,000 | $41,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,234 | $40,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 800 | $40,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 460 | $40,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 50,000 | $40,000 | thousands by filing date | principal |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 4,600 | $40,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,100 | $39,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 500 | $39,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,000 | $39,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 365 | $39,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 1,728 | $39,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,213 | $38,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,900 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 769 | $38,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 523 | $38,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 800 | $37,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 853 | $37,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,008 | $37,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 550 | $37,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 400 | $37,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 900 | $36,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 616 | $36,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,000 | $36,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,925 | $36,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 712 | $36,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $35,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 50 | $35,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 509 | $35,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,334 | $35,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 800 | $35,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 250 | $34,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 550 | $33,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 406 | $33,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 455 | $33,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 950 | $33,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 550 | $33,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 200 | $33,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 760 | $32,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 589 | $31,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 600 | $31,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 202 | $31,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 570 | $31,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 783 | $31,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,689 | $31,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,120 | $30,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 529 | $30,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 500 | $30,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,250 | $30,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 396 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 1,500 | $30,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 325 | $29,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 458 | $29,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,450 | $29,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 600 | $29,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000 | $29,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,295 | $29,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,800 | $29,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 650 | $28,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 496 | $28,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 560 | $28,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,060 | $28,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 600 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 350 | $28,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 550 | $28,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 500 | $28,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,519 | $28,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 775 | $28,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,400 | $28,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 875 | $28,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 6,248 | $28,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 750 | $28,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 9,995 | $28,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 304 | $27,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 860 | $27,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,629 | $27,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $27,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 544 | $27,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,000 | $27,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 500 | $27,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 380 | $26,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 650 | $26,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 760 | $26,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,000 | $26,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,000 | $25,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,500 | $25,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 525 | $24,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 507 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 227 | $24,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,000 | $24,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 871 | $24,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,276 | $24,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 295 | $24,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 396 | $24,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 200 | $24,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,000 | $24,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 325 | $23,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 650 | $23,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 300 | $23,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 334 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,650 | $23,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,800 | $23,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 490 | $22,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,650 | $22,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 500 | $22,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,000 | $22,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,780 | $22,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 1,000 | $22,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 460 | $21,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $21,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 203 | $21,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 241 | $20,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 50 | $20,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300 | $20,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 450 | $20,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,500 | $20,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 300 | $19,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 267 | $19,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 125 | $19,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 165 | $19,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,505 | $19,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 425 | $19,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 850 | $19,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 12,771 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 750 | $19,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 378 | $18,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 300 | $18,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 146 | $18,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,000 | $18,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,128 | $18,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 715 | $18,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 500 | $18,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 310 | $18,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 700 | $18,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,000 | $18,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 275 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 240 | $17,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,500 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $17,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,000 | $17,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 880 | $17,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 800 | $16,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 188 | $16,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,500 | $16,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 262 | $16,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 2,500 | $16,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 600 | $16,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 599 | $15,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 225 | $15,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 300 | $15,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 200 | $15,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 828 | $15,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 800 | $15,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 584 | $15,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,700 | $15,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 345 | $15,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 394 | $15,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 833 | $15,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 619 | $15,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 800 | $15,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 400 | $15,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $15,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 400 | $15,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 152 | $14,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 165 | $14,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 252 | $14,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 800 | $14,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 320 | $14,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,250 | $14,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 543 | $14,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 802 | $14,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,000 | $14,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 146 | $13,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 65 | $13,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 150 | $13,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 362 | $13,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 817 | $13,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 390 | $13,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 145 | $12,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 204 | $12,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 800 | $12,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 500 | $12,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 800 | $11,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 313 | $11,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 190 | $11,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 166 | $11,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 680 | $11,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 630 | $11,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 418 | $11,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $11,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 647 | $11,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $11,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 250 | $11,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 199 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 760 | $10,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 10,000 | $10,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 470 | $10,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 93 | $9,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 450 | $9,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 198 | $9,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 94 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,081 | $9,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 100 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 260 | $8,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 312 | $8,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 136 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 135 | $8,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 70 | $7,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $7,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 200 | $7,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 75 | $7,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 118 | $7,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 155 | $7,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 190 | $7,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 800 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 69 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 67 | $6,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 82 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 80 | $6,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 184 | $6,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 150 | $6,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 135 | $6,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 713 | $6,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 228 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 100 | $6,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 130 | $6,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 37 | $5,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 121 | $5,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 70 | $5,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 48 | $5,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 117 | $5,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 119 | $5,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 89 | $5,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 148 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 350 | $5,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 300 | $5,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 135 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 227 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,368 | $5,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 13,158 | $5,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 80 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 333 | $4,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 279 | $4,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 200 | $4,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 60 | $4,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 147 | $4,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $4,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 500 | $4,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 33 | $3,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 64 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 35 | $3,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 200 | $3,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 40 | $3,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 56 | $3,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 85 | $2,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 30 | $2,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9 | $2,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 27 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 74 | $2,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 200 | $2,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 500 | $2,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 50 | $2,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 22 | $1,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 36 | $1,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 25 | $1,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 65 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 36 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lowes Companies Inc | 42222G108 | LOW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-001005 | this filing | 2014-05-15 | acceptance time not in the bulk data set |