13F-HR filed by SYNOVUS FINANCIAL CORP
SYNOVUS FINANCIAL CORP filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-10, with 900 holding rows worth $3,460,296,000.
- Accession
- 0001172661-14-000296
- Filer
- CIK 18349
- Filed
- 2014-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 1,302 entries on the cover page, a total value of $3,460,296,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,460,296,000 with VALUE read as thousands by filing date, 13F file number 028-04762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSYNOVUS TRUST CO NA028-04944
- included managerGLOBALT Investments028-05144
- included managerSynovus Securities, Inc.028-14463
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Global Healthcare ETF | 464287325 | SHS | 775 | $67,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 848 | $67,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,300 | $67,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,380 | $66,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 974 | $65,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,196 | $65,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 1,512 | $65,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,131 | $65,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,819 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 551 | $64,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,000 | $64,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,354 | $64,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 800 | $63,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 780 | $63,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,365 | $63,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,000 | $61,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 550 | $61,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 670 | $60,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 3,600 | $60,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 540 | $60,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,037 | $60,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,600 | $59,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 502 | $58,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,400 | $58,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,331 | $58,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,800 | $57,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,040 | $57,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 750 | $56,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,093 | $56,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 3,500 | $56,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 704 | $56,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 12,959 | $56,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,108 | $55,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 5,000 | $55,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,369 | $55,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 3,000 | $55,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 624 | $55,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 6,844 | $55,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 500 | $54,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 2,000 | $54,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,044 | $53,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,240 | $53,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 5,050 | $53,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 2,000 | $53,000 | thousands by filing date | |
| VTI | 922908769 | COM | 553 | $52,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 3,000 | $52,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 2,463 | $52,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,200 | $52,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 730 | $51,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 3,000 | $51,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,000 | $50,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 425 | $49,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,781 | $49,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 822 | $48,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 515 | $48,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,200 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,200 | $48,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 2,500 | $48,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $47,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 780 | $47,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 1,257 | $47,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,000 | $46,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,000 | $46,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,500 | $46,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 51,394 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,500 | $45,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,093 | $44,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 700 | $44,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 1,340 | $44,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,100 | $43,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,100 | $43,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 830 | $43,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,000 | $42,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,200 | $42,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 5,769 | $42,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,033 | $41,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,675 | $41,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,100 | $41,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,500 | $41,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 225 | $40,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,300 | $40,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,279 | $40,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,250 | $39,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 500 | $39,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,200 | $39,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 2,700 | $39,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 450 | $39,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 656 | $38,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,142 | $38,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 597 | $38,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,332 | $38,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 20,000 | $38,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 596 | $37,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 405 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 491 | $37,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 3,978 | $37,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 559 | $36,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 650 | $36,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 2,192 | $36,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 500 | $35,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,330 | $35,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 245 | $35,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,240 | $34,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 800 | $34,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 689 | $34,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,500 | $33,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 681 | $32,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 600 | $32,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 327 | $32,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 636 | $32,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 710 | $32,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 533 | $31,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 4,457 | $31,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,800 | $31,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 567 | $30,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 400 | $30,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 300 | $30,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 2,557 | $30,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 295 | $29,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 537 | $29,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 800 | $29,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 339 | $29,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 420 | $29,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 489 | $29,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 500 | $29,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 150 | $28,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 346 | $28,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,933 | $28,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 100 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 663 | $28,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,250 | $28,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 552 | $28,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300 | $27,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 423 | $27,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 806 | $27,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 736 | $27,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 800 | $27,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 621 | $27,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,200 | $27,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,818 | $27,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,656 | $27,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 700 | $27,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 520 | $27,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 924 | $26,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 667 | $26,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 283 | $26,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 700 | $25,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 746 | $25,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 200 | $25,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 90 | $24,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 180 | $24,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 276 | $24,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 413 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 400 | $23,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 800 | $23,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,316 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 562 | $22,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 272 | $22,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 500 | $22,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,880 | $22,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 869 | $22,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,500 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,110 | $22,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 5,000 | $22,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 400 | $22,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 260 | $22,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 333 | $21,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 505 | $21,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 500 | $21,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 655 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 249 | $20,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 300 | $20,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 300 | $20,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 500 | $20,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,000 | $20,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 1,000 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 800 | $19,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 500 | $19,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 280 | $19,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,200 | $18,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 300 | $18,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 225 | $18,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $18,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 200 | $17,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 245 | $17,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 320 | $17,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 900 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 262 | $17,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,750 | $17,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 415 | $17,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 2,107 | $17,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 708 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 350 | $16,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,175 | $16,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 850 | $16,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 200 | $15,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 400 | $15,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 320 | $15,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 265 | $15,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 200 | $15,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,122 | $15,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 200 | $15,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 600 | $15,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 2,000 | $15,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 300 | $15,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,632 | $14,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 208 | $14,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 178 | $14,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,472 | $14,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,525 | $14,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,045 | $14,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,000 | $14,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 300 | $14,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 89 | $14,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 500 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 700 | $14,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 240 | $13,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 175 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 320 | $13,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,000 | $13,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 200 | $13,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 200 | $13,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 655 | $13,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 570 | $13,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 804 | $13,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,500 | $13,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 200 | $12,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 50 | $12,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 958 | $12,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 600 | $12,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $12,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 200 | $12,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 150 | $12,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 302 | $12,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 608 | $12,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 298 | $12,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 420 | $12,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 110 | $12,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 270 | $12,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 904 | $11,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 500 | $11,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 320 | $11,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 50 | $11,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 259 | $11,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $11,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 335 | $11,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 85 | $11,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 120 | $11,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,500 | $11,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 390 | $11,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 700 | $11,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 600 | $11,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,413 | $11,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,000 | $11,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 90 | $10,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 100 | $10,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 122 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 225 | $10,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 80 | $10,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,350 | $10,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 600 | $10,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 145 | $10,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 840 | $10,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 850 | $10,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 385 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 300 | $10,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 525 | $9,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 77 | $9,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 148 | $9,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 155 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 187 | $9,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,040 | $9,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 750 | $9,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 149 | $9,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 158 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 150 | $9,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 260 | $9,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 151 | $9,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,500 | $9,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 250 | $9,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 200 | $9,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 32 | $8,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 105 | $8,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 155 | $8,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 474 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 155 | $8,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 265 | $8,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 849 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 250 | $8,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 400 | $8,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 805 | $8,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 75 | $8,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 67 | $8,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 100 | $8,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 170 | $7,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 48 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 315 | $7,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 115 | $7,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 155 | $7,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 50 | $7,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 113 | $7,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,000 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 175 | $6,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 130 | $6,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 114 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 110 | $6,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,500 | $6,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 125 | $6,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 350 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 307 | $6,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 800 | $6,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 798 | $6,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 837 | $6,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 80 | $6,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 101 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 70 | $5,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $5,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 38 | $5,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 87 | $5,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 122 | $5,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 45 | $5,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 925 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 55 | $4,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 45 | $4,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 100 | $4,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 128 | $4,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 159 | $4,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 247 | $4,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 200 | $4,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 500 | $4,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 200 | $4,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 100 | $4,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 370 | $4,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 48 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 96 | $3,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 60 | $3,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 75 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 100 | $3,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 65 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 65 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 82 | $3,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 109 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 195 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 38 | $3,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 37 | $3,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 31 | $3,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 68 | $3,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,500 | $3,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 233 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 35 | $3,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 32 | $3,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 78 | $3,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 429 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 72 | $3,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 35 | $2,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 221 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 72 | $2,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 20 | $2,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 30 | $2,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 157 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 60 | $2,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 57 | $2,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 131 | $2,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 91 | $2,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 309 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 125 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 200 | $1,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 50 | $1,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 30 | $1,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 17 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 30 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 33 | $1,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 50 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 275 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 132 | $1,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 200 | $1,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 17 | $1,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 41 | $1,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 133 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHOLASTIC CORP COM | 807066105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POLARIS INC COM | 731068102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABELAS INC | 126804301 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEX CAP INC | 26817Q506 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DDR CORP | 23317H102 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROSETTA STONE INC | 777780107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-000296 | this filing | 2014-02-10 | acceptance time not in the bulk data set |