13F-HR/A filed by Veritable, L.P.
Veritable, L.P. filed this 13F-HR/A for the quarter ended 2013-03-31, filed 2014-02-10, with 934 holding rows worth $3,997,687,000.
- Accession
- 0001172661-14-000287
- Filer
- CIK 1300311
- Filed
- 2014-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2013
A holdings report, amendment of type restatement, 934 entries on the cover page, a total value of $3,997,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,997,687,000 with VALUE read as thousands by filing date, 13F file number 028-10942. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 11,584 | $599,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 7,444 | $596,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 20,488 | $593,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 23,333 | $592,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 10,278 | $592,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 6,867 | $591,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 7,299 | $583,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 11,029 | $582,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5,871 | $582,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 9,448 | $581,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 8,802 | $578,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,790 | $577,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 30,500 | $575,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 15,000 | $570,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 17,745 | $570,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 40,074 | $570,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 7,331 | $568,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 4,784 | $568,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 9,775 | $567,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 26,471 | $566,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 16,697 | $565,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 40,155 | $564,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 10,850 | $560,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 27,270 | $559,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,409 | $559,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,106 | $557,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 22,872 | $553,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,036 | $552,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,041 | $549,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5,937 | $549,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 9,224 | $548,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 18,540 | $545,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 6,307 | $541,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 31,817 | $540,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 30,878 | $537,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,518 | $537,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,584 | $535,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,911 | $533,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 27,392 | $533,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 16,240 | $530,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 8,887 | $528,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 5,417 | $526,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,000 | $525,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,240 | $521,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 10,656 | $519,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,654 | $517,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 20,318 | $513,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 9,715 | $509,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,503 | $509,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 8,586 | $508,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 7,968 | $508,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,038 | $503,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,815 | $503,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 18,291 | $502,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 6,768 | $500,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 17,609 | $498,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 12,964 | $497,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 7,179 | $496,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 6,538 | $494,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,082 | $493,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 36,746 | $487,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 12,000 | $484,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 22,070 | $483,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,537 | $481,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 5,732 | $479,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 13,989 | $478,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 74,727 | $478,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 10,690 | $477,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 7,504 | $477,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 21,446 | $475,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 9,093 | $475,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,390 | $473,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 12,051 | $473,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 177,000 | $473,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 8,643 | $469,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 15,061 | $462,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,239 | $460,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 10,897 | $460,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 10,553 | $458,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,754 | $454,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 14,446 | $453,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 24,924 | $453,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 27,723 | $450,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 8,792 | $449,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 7,149 | $446,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,038 | $445,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,449 | $441,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 12,156 | $441,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 33,004 | $440,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 17,609 | $439,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,626 | $437,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 8,094 | $437,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,950 | $435,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 9,559 | $435,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 14,955 | $431,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 69,224 | $429,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,150 | $427,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,931 | $426,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,581 | $425,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,575 | $425,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 8,321 | $419,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7,104 | $417,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 4,524 | $417,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,638 | $415,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 12,524 | $414,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 13,750 | $413,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 19,526 | $413,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,692 | $412,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,927 | $411,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 8,356 | $409,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 7,711 | $408,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 9,244 | $408,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 7,555 | $408,000 | thousands by filing date | |
| PLAINS EXPLORATION + PRODUCT | 726505100 | COM | 8,583 | $407,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 9,983 | $404,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,782 | $398,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 22,810 | $397,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 7,489 | $395,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 18,006 | $394,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 6,093 | $393,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 10,890 | $391,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 5,032 | $391,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 11,927 | $387,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 14,931 | $387,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,017 | $384,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3,814 | $384,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 7,591 | $379,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 5,101 | $379,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,437 | $377,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,495 | $376,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 8,289 | $376,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 16,000 | $374,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 30,600 | $373,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 8,920 | $372,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 15,316 | $372,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 23,000 | $372,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,844 | $370,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 12,598 | $370,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 6,522 | $370,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 4,531 | $369,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 12,323 | $366,000 | thousands by filing date | |
| AMERISTAR CASINOS INC | 03070Q101 | COM | 13,949 | $366,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,210 | $364,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 11,363 | $364,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 27,515 | $364,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,501 | $363,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,841 | $363,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7,165 | $362,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 7,169 | $362,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,266 | $360,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 5,075 | $360,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 6,001 | $360,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,493 | $357,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,179 | $357,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 12,710 | $355,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 7,520 | $354,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,177 | $352,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 19,420 | $352,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 12,805 | $351,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,971 | $350,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 8,797 | $349,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 13,986 | $346,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,800 | $346,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 100,000 | $346,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6,262 | $344,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 14,050 | $342,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 47,000 | $341,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,168 | $339,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,637 | $339,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 9,649 | $339,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,184 | $338,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 10,034 | $337,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 17,021 | $337,000 | thousands by filing date | |
| KUBOTA CORP ADR | 501173207 | USD | 4,654 | $336,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 7,728 | $336,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 18,016 | $334,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,767 | $333,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,013 | $332,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 11,446 | $331,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,882 | $329,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7,675 | $329,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 15,904 | $329,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,755 | $328,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6,960 | $327,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,953 | $327,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 7,989 | $326,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,120 | $325,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,993 | $323,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 4,095 | $323,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,691 | $321,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 80,000 | $321,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,061 | $320,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 8,248 | $319,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,293 | $317,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 8,000 | $317,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,713 | $317,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,453 | $316,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 9,059 | $315,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,652 | $315,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 50,546 | $314,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 7,346 | $314,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 11,813 | $314,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 7,920 | $312,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 39,096 | $310,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 5,681 | $310,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,889 | $309,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 13,838 | $308,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 9,865 | $307,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 12,167 | $306,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,100 | $304,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 150,000 | $303,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 11,502 | $301,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,372 | $299,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,059 | $298,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 4,932 | $297,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 13,824 | $296,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 11,889 | $294,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 8,632 | $292,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 10,762 | $292,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,916 | $291,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,983 | $290,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,855 | $288,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 20,351 | $288,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 9,161 | $287,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 32,631 | $286,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 8,880 | $286,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,602 | $283,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,361 | $283,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 5,970 | $282,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,467 | $281,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,885 | $281,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,543 | $280,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 11,172 | $278,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 12,721 | $275,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,512 | $274,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,916 | $274,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,156 | $274,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,133 | $274,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 11,045 | $273,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 13,429 | $272,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,753 | $271,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 6,665 | $271,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,471 | $271,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 12,198 | $271,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 9,504 | $270,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,386 | $269,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,913 | $268,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,647 | $266,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,465 | $266,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 21,621 | $264,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,781 | $263,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 9,000 | $262,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,970 | $261,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,704 | $257,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 7,073 | $257,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 5,198 | $256,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,500 | $256,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 17,254 | $256,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 3,959 | $256,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,643 | $255,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,087 | $254,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 9,206 | $254,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 20,242 | $253,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 15,000 | $253,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 3,417 | $253,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,009 | $252,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,143 | $251,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 5,064 | $250,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 23,061 | $249,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 3,210 | $248,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,280 | $246,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 8,550 | $246,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,000 | $246,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 6,557 | $244,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,470 | $243,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,277 | $242,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 18,897 | $242,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,548 | $242,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 3,897 | $242,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 10,720 | $241,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 22,050 | $240,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,649 | $239,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,861 | $238,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,300 | $238,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 4,022 | $237,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 233,000 | $236,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 3,997 | $236,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,199 | $235,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,329 | $235,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 9,920 | $234,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,877 | $233,000 | thousands by filing date | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 80,000 | $233,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,180 | $232,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,364 | $231,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 4,503 | $230,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 6,461 | $229,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 7,557 | $229,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 32,822 | $229,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,114 | $228,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,215 | $228,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,512 | $228,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 20,000 | $228,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,470 | $227,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,351 | $227,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 20,000 | $227,000 | thousands by filing date | |
| LIBERTY GLOBAL INC SER A | 530555101 | COM | 3,074 | $226,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,553 | $223,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,392 | $221,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,770 | $221,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 8,307 | $219,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,946 | $219,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,419 | $218,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,671 | $218,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,333 | $217,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 12,065 | $217,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,359 | $217,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,648 | $217,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 4,895 | $217,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,532 | $216,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,360 | $216,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,291 | $214,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 27,665 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,819 | $214,000 | thousands by filing date | |
| MOLEX INC | 608554101 | COM | 7,305 | $214,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,335 | $213,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,564 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,800 | $210,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 10,140 | $210,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,660 | $208,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,999 | $207,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,623 | $207,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 22,600 | $207,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,960 | $206,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,234 | $205,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 9,368 | $204,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 8,353 | $203,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,720 | $203,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 8,578 | $203,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,849 | $202,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,510 | $201,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,245 | $201,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 5,174 | $201,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,404 | $199,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 12,100 | $199,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 18,203 | $198,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 15,633 | $197,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 19,760 | $197,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 29,510 | $195,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 21,602 | $191,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 15,400 | $190,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,786 | $189,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 22,733 | $186,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 13,455 | $181,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 16,206 | $179,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 10,513 | $175,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 17,401 | $174,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 25,000 | $172,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,800 | $172,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U407 | GBL ALTER ENRG | 13,695 | $172,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 10,686 | $169,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 14,476 | $163,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,246 | $162,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 12,545 | $161,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 16,760 | $160,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 56,872 | $158,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,377 | $156,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 30,000 | $149,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 12,740 | $148,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 10,806 | $146,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUT | 74347W692 | CMN | 13,200 | $144,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,574 | $140,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 34,439 | $137,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 20,000 | $136,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,386 | $135,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 20,000 | $132,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 38,400 | $131,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 42,483 | $131,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 125,000 | $125,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,285 | $123,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,837 | $116,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 70,000 | $116,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 15,000 | $114,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 71,070 | $114,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 30,000 | $111,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 100,000 | $110,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 10,000 | $108,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 15,000 | $108,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 25,500 | $107,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 10,150 | $106,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 101,116 | $106,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 20,925 | $104,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,000 | $100,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 11,555 | $99,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 16,375 | $98,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 12,356 | $98,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 12,238 | $96,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 11,400 | $95,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 21,800 | $93,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,182 | $90,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779101 | COM | 150,000 | $89,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,500 | $88,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,359 | $87,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,719 | $85,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,000 | $82,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 11,026 | $75,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 20,000 | $72,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 42,324 | $72,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 17,701 | $59,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 10,000 | $56,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 15,000 | $55,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 24,450 | $54,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 10,000 | $53,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 150,000 | $45,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 10,000 | $44,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 20,000 | $44,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 10,500 | $43,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 15,000 | $38,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 10,000 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300 | $35,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300 | $35,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 200 | $31,000 | thousands by filing date | call |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 14,000 | $31,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 30,000 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 300 | $21,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 500 | $20,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $19,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 300 | $18,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 400 | $17,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 12,849 | $17,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200 | $16,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 900 | $14,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 200 | $14,000 | thousands by filing date | call |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 300 | $14,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 300 | $8,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001172661-14-000287 | this filing | 2014-02-10 | acceptance time not in the bulk data set |