13F-HR filed by Veritable, L.P.
Veritable, L.P. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-07, with 983 holding rows worth $4,564,862,000.
- Accession
- 0001172661-14-000284
- Filer
- CIK 1300311
- Filed
- 2014-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 983 entries on the cover page, a total value of $4,564,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,564,862,000 with VALUE read as thousands by filing date, 13F file number 028-10942. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| F5 INC COM | 315616102 | Stock | 7,196 | $654,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 9,802 | $653,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,850 | $652,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 44,161 | $649,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 11,005 | $648,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 7,017 | $648,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 11,280 | $647,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 9,449 | $644,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 7,945 | $643,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 10,475 | $642,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 7,152 | $642,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 5,145 | $631,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 102,826 | $624,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8,380 | $623,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,440 | $623,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 9,956 | $622,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 20,000 | $616,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 10,297 | $611,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 7,349 | $603,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 14,577 | $603,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 33,371 | $602,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 10,709 | $601,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 16,460 | $599,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 6,412 | $595,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,614 | $594,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 43,628 | $592,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 20,008 | $587,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 17,275 | $585,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 33,883 | $585,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 17,641 | $581,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 15,038 | $580,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,316 | $579,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 18,293 | $578,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 14,013 | $578,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 6,604 | $576,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 53,560 | $576,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 26,597 | $576,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 9,724 | $574,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 3,730 | $572,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 3,405 | $572,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 18,978 | $571,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 13,792 | $569,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,345 | $567,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 12,986 | $565,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,011 | $564,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 7,428 | $561,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,998 | $561,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 23,951 | $559,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 7,945 | $559,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,590 | $559,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,955 | $558,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 44,959 | $557,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 20,367 | $557,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 9,108 | $556,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 69,224 | $554,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,676 | $553,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 17,479 | $551,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 9,398 | $550,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 18,909 | $549,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 5,163 | $549,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,254 | $548,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 9,183 | $547,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 8,573 | $542,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 14,295 | $541,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 14,580 | $534,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 16,739 | $533,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 11,194 | $532,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 30,600 | $531,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 15,458 | $528,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 14,305 | $527,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 11,486 | $523,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3,899 | $522,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 9,105 | $521,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 21,276 | $518,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 9,226 | $516,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9,187 | $515,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 7,557 | $514,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 15,148 | $514,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 23,582 | $513,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,375 | $511,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,683 | $509,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,275 | $509,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 47,749 | $505,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 8,643 | $505,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 14,135 | $503,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 9,610 | $503,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,221 | $502,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,026 | $501,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 33,317 | $501,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 9,171 | $500,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 30,520 | $499,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,050 | $497,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 10,544 | $497,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 7,458 | $494,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 9,007 | $493,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 3,354 | $491,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 14,373 | $488,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,786 | $486,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 11,715 | $482,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 16,000 | $478,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 6,871 | $475,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 22,070 | $471,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 32,640 | $471,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7,914 | $468,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 11,855 | $461,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,157 | $460,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 15,414 | $458,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 9,083 | $456,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 9,799 | $456,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 11,347 | $453,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 4,213 | $453,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,931 | $450,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 4,761 | $447,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 44,636 | $445,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 5,544 | $443,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 9,365 | $443,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 20,936 | $442,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 11,709 | $435,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,651 | $431,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,474 | $430,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 16,406 | $430,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,097 | $421,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 6,567 | $420,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,203 | $420,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 17,906 | $417,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 27,136 | $417,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 53,546 | $416,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,939 | $415,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,800 | $413,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,888 | $405,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 45,000 | $402,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,249 | $401,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,764 | $397,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,247 | $397,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 17,196 | $395,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,001 | $395,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 4,437 | $395,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4,308 | $394,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,275 | $393,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7,432 | $392,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,854 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 6,150 | $388,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 17,077 | $385,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 8,286 | $383,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,815 | $382,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,989 | $380,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 9,797 | $379,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,036 | $377,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,839 | $375,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,878 | $375,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 37,726 | $373,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,864 | $373,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 4,697 | $370,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 17,734 | $370,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 11,058 | $367,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 6,709 | $364,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,189 | $362,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 14,931 | $362,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,556 | $361,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,434 | $361,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,758 | $359,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 7,920 | $359,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 7,258 | $358,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 31,734 | $358,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 5,754 | $356,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,245 | $356,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 3,210 | $355,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 3,659 | $355,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 91,000 | $351,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 18,024 | $350,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 5,301 | $348,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 12,417 | $347,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 5,607 | $347,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 18,828 | $346,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 7,650 | $346,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,100 | $343,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 49,000 | $343,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 14,456 | $341,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 7,004 | $341,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 14,050 | $341,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 5,941 | $338,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,751 | $336,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,855 | $332,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 3,568 | $332,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 7,044 | $331,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,526 | $331,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 13,301 | $331,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 9,000 | $327,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,350 | $325,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 28,000 | $325,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,898 | $325,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,882 | $323,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,754 | $323,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 11,502 | $322,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 16,622 | $321,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 11,937 | $321,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,014 | $320,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,931 | $318,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 7,577 | $314,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 5,261 | $314,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 9,395 | $314,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,562 | $313,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 23,848 | $313,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 5,000 | $311,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,898 | $310,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,000 | $310,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 7,819 | $309,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 4,028 | $305,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,002 | $304,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 5,174 | $304,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,561 | $303,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,278 | $302,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,356 | $302,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,691 | $301,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,755 | $301,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,413 | $299,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 22,600 | $299,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 7,019 | $298,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,000 | $295,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 16,372 | $295,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 5,462 | $293,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,926 | $293,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,492 | $293,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 22,050 | $293,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 5,900 | $292,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 4,185 | $292,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 16,059 | $291,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,152 | $289,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 4,787 | $289,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 47,000 | $287,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 8,525 | $287,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 7,900 | $286,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 7,168 | $286,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 12,764 | $284,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,429 | $282,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,286 | $282,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 9,238 | $279,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 3,208 | $279,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 10,548 | $277,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 5,843 | $277,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,531 | $276,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 14,423 | $275,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,666 | $272,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,790 | $271,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,884 | $271,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 9,684 | $270,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 13,231 | $270,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4,719 | $270,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 4,155 | $270,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 9,508 | $269,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,189 | $269,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 15,000 | $268,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 16,639 | $267,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,108 | $267,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 14,002 | $267,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,485 | $266,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,250 | $266,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,474 | $266,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,380 | $265,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,899 | $265,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 13,724 | $264,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 2,552 | $263,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,335 | $263,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 5,664 | $262,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,162 | $262,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,668 | $262,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 5,948 | $258,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,664 | $257,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,166 | $257,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 19,017 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,565 | $255,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 14,718 | $255,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,577 | $254,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 16,003 | $254,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,895 | $253,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,897 | $253,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,988 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 3,794 | $246,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,253 | $246,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 8,589 | $246,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 6,714 | $246,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 6,608 | $244,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 11,381 | $243,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 9,941 | $242,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,115 | $240,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,359 | $240,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,650 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 7,216 | $239,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,955 | $238,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,712 | $237,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5,266 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,700 | $236,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,899 | $236,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,750 | $236,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,431 | $235,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,698 | $234,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,152 | $233,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 15,490 | $233,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,973 | $232,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,022 | $231,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 13,648 | $231,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 4,748 | $229,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 5,316 | $229,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 16,178 | $228,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,251 | $228,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 7,170 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,586 | $227,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 8,523 | $227,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 4,760 | $226,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,475 | $225,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 2,962 | $224,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,012 | $222,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,270 | $222,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 7,125 | $220,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,720 | $218,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,786 | $218,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 4,287 | $215,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 30,200 | $215,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,093 | $214,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 16,000 | $214,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 4,105 | $214,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,239 | $213,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,116 | $212,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,545 | $210,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,524 | $207,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 12,256 | $207,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,005 | $206,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 7,941 | $206,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,559 | $206,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 56,872 | $205,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 8,803 | $203,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,263 | $203,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 7,258 | $203,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 6,850 | $203,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,754 | $202,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 9,970 | $202,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 4,901 | $202,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 4,272 | $201,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 11,733 | $201,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 25,000 | $201,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,082 | $200,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 7,576 | $200,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 76,100 | $197,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,180 | $195,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,000 | $194,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,852 | $191,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 22,193 | $187,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 815 | $185,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,000 | $184,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 17,600 | $181,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,240 | $180,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,015 | $179,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,874 | $179,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,800 | $177,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 21,800 | $177,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 29,510 | $175,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 18,654 | $173,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 21,135 | $173,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 24,000 | $171,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,500 | $170,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,826 | $170,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 20,000 | $170,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 25,500 | $169,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 18,400 | $167,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,423 | $166,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 10,258 | $164,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 12,545 | $164,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,702 | $163,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 30,000 | $162,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,048 | $158,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,907 | $158,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,100 | $158,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,210 | $156,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,837 | $153,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 42,120 | $147,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,285 | $145,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,930 | $144,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 960 | $144,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 17,862 | $143,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,609 | $140,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 157,994 | $139,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 20,000 | $139,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,246 | $137,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 14,400 | $136,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2,820 | $134,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 11,056 | $134,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,035 | $133,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 19,756 | $132,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 3,169 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 2,660 | $124,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 15,000 | $122,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,800 | $119,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,020 | $118,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,741 | $116,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 5,000 | $113,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,304 | $111,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,515 | $110,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,888 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 2,962 | $106,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 22,475 | $105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,490 | $99,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2,550 | $98,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,500 | $97,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 900 | $96,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,047 | $94,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,900 | $91,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,532 | $89,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 20,269 | $88,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,128 | $86,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,980 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 3,000 | $78,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 737 | $77,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 913 | $77,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 18,350 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 613 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 3,882 | $72,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,000 | $71,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,169 | $68,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 15,000 | $68,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,000 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 939 | $61,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 12,849 | $57,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,000 | $56,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 16,000 | $53,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,870 | $52,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,096 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 814 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 376 | $41,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 800 | $41,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 500 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 900 | $39,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 10,500 | $39,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,815 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,158 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 308 | $33,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 400 | $33,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 1,000 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 236 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 300 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 870 | $30,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 291 | $27,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 500 | $27,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 440 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 250 | $24,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $23,000 | thousands by filing date | call |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 485 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 300 | $20,000 | thousands by filing date | call |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 550 | $20,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 230 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 300 | $19,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 750 | $19,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 200 | $18,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 400 | $17,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 160 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 179 | $15,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 180 | $15,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 190 | $14,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 300 | $11,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 222 | $11,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,647 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 270 | $10,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 200 | $9,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 515 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 102 | $7,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 300 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 150 | $6,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 521 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 552 | $6,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 150 | $5,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 500 | $5,000 | thousands by filing date | put |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 73 | $5,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 173 | $5,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 80 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 78 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 105 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 34 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 4,203 | $1,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 43 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-14-000284 | this filing | 2014-02-07 | acceptance time not in the bulk data set |