13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,058 holding rows worth $27,852,187,000.
- Accession
- 0001172661-13-001498
- Filer
- CIK 1283072
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 6,162 entries on the cover page, a total value of $27,852,187,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,852,187,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 6,300 | $428,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,972 | $427,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 13,443 | $427,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 12,142 | $426,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 32,886 | $426,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,050 | $424,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 105,119 | $422,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 30,940 | $421,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 179,873 | $419,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 53,719 | $419,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,958 | $417,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 41,741 | $417,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 16,787 | $414,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 64,357 | $413,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 10,787 | $408,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 84,605 | $407,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 15,729 | $405,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,640 | $404,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 8,934 | $404,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 21,974 | $403,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 8,047 | $403,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 6,698 | $402,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 16,518 | $401,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 25,048 | $400,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 141,541 | $399,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 24,500 | $399,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 10,109 | $399,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 11,569 | $397,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 28,723 | $397,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 23,879 | $395,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 6,392 | $395,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 36,378 | $393,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,264 | $391,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 22,838 | $391,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 19,456 | $391,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 23,826 | $390,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 19,538 | $388,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 26,690 | $387,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,856 | $386,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,906 | $382,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,600 | $381,000 | thousands by filing date | call |
| DONALDSON INC COM | 257651109 | Stock | 9,945 | $379,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 34,298 | $374,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 7,882 | $370,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 4,247 | $367,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 17,568 | $367,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,890 | $366,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,400 | $364,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 18,200 | $362,000 | thousands by filing date | call |
| GAFISA S A | 362607301 | SPONS ADR | 111,974 | $359,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 14,283 | $357,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 5,548 | $356,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,292 | $350,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 37,040 | $350,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 114,650 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,182 | $347,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 21,329 | $347,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 7,847 | $347,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 15,923 | $347,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 14,083 | $345,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 14,400 | $344,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 21,800 | $343,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,381 | $342,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 9,799 | $339,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 23,863 | $339,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 23,112 | $339,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 48,679 | $338,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 5,269 | $336,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 25,278 | $336,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 26,504 | $334,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 9,495 | $333,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,880 | $331,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 33,204 | $330,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 7,698 | $329,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 8,079 | $326,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 23,305 | $325,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 18,431 | $325,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 20,064 | $322,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19,370 | $322,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,157 | $320,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 31,076 | $320,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,244 | $320,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 5,719 | $318,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,435 | $317,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 25,279 | $317,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 7,201 | $316,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 7,654 | $316,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 9,759 | $316,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,806 | $315,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 24,994 | $314,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 3,765 | $313,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 7,813 | $312,000 | thousands by filing date | |
| MICHAEL BAKER CORP | 057149106 | COM | 7,675 | $311,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 9,078 | $310,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 5,988 | $309,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 11,782 | $308,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 98,244 | $308,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 58,077 | $308,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 9,604 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,781 | $307,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 26,693 | $306,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 16,033 | $305,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 8,172 | $304,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 10,538 | $302,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 25,341 | $302,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 14,278 | $301,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 18,055 | $300,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,425 | $298,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 13,279 | $298,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 31,683 | $298,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 20,345 | $294,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 51,597 | $293,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,361 | $293,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 44,568 | $292,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 16,800 | $292,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 49,000 | $289,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 9,573 | $288,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 11,971 | $287,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,223 | $286,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,695 | $285,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,569 | $285,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 63,417 | $285,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,200 | $284,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 20,658 | $284,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 18,605 | $284,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 11,469 | $283,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 15,644 | $282,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 20,182 | $282,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 45,797 | $282,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 10,654 | $279,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 11,188 | $279,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 12,943 | $279,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 27,983 | $279,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,935 | $277,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 22,362 | $276,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 15,069 | $274,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 19,970 | $274,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,194 | $271,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 6,608 | $270,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 5,645 | $268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,350 | $268,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 12,234 | $266,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 42,691 | $265,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 28,517 | $265,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,960 | $264,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,889 | $262,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 13,507 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 22,221 | $261,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 6,244 | $260,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 22,454 | $260,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 4,615 | $259,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 9,634 | $258,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 5,808 | $257,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,228 | $257,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 5,541 | $255,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 6,421 | $255,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,800 | $254,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,292 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,791 | $251,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,127 | $250,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 17,298 | $249,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,021 | $248,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 8,751 | $248,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 15,978 | $248,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 30,732 | $244,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 21,994 | $243,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,945 | $243,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,740 | $243,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 7,841 | $242,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 75,190 | $241,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 1,722 | $241,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,529 | $240,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 3,219 | $240,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 9,539 | $240,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 12,907 | $240,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 32,823 | $239,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,615 | $238,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 9,432 | $235,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 5,680 | $234,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 6,330 | $234,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 7,336 | $233,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 3,985 | $232,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 4,200 | $232,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,181 | $231,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,157 | $230,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 14,567 | $228,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 24,089 | $228,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 14,443 | $228,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,869 | $228,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 3,838 | $228,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 46,633 | $227,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 9,433 | $227,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 9,554 | $227,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 9,932 | $227,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 20,576 | $226,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 6,060 | $225,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 8,578 | $225,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 14,977 | $223,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,697 | $222,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 15,512 | $222,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 9,817 | $221,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 7,829 | $221,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 21,478 | $221,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 549,890 | $220,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 21,265 | $219,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 6,711 | $218,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,210 | $218,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,473 | $217,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 44,900 | $217,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 3,371 | $217,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 55,076 | $216,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 47,609 | $215,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 875 | $214,000 | thousands by filing date | |
| ACTIVE NETWORK INC | 00506D100 | COM | 14,862 | $213,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 10,801 | $212,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 43,275 | $211,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,005 | $210,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 13,067 | $210,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,857 | $209,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,868 | $208,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 8,295 | $208,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,615 | $207,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,944 | $206,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,995 | $206,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,419 | $206,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 24,927 | $206,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 44,218 | $205,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 39,505 | $205,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 10,258 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,095 | $204,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,684 | $204,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 5,951 | $204,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 4,080 | $204,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 16,572 | $200,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 24,277 | $197,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,661 | $196,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 17,250 | $196,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 10,110 | $195,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 22,060 | $195,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 26,973 | $194,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 8,426 | $194,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 14,266 | $193,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 10,511 | $193,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 29,980 | $192,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 28,186 | $190,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 10,441 | $188,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,213 | $186,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 18,144 | $185,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 15,287 | $179,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 10,493 | $179,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 28,528 | $178,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 14,875 | $178,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 31,058 | $176,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,156 | $175,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,998 | $171,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 14,090 | $171,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 10,579 | $171,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 46,167 | $170,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 34,584 | $170,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 32,388 | $169,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 19,151 | $168,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,634 | $166,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 10,454 | $166,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 16,049 | $163,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 11,112 | $162,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 13,541 | $160,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 18,568 | $159,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 12,542 | $159,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 19,851 | $159,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 11,687 | $155,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 13,967 | $155,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 11,455 | $155,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,578 | $155,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 31,756 | $155,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 12,406 | $155,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 25,335 | $154,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 15,621 | $154,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 12,889 | $153,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 19,393 | $153,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 11,350 | $152,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,145 | $151,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 10,200 | $150,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 39,111 | $149,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 15,515 | $149,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,092 | $149,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 16,143 | $148,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,933 | $147,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,833 | $147,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,995 | $145,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,970 | $145,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 11,830 | $144,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 23,427 | $142,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 21,111 | $142,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,782 | $141,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 14,818 | $141,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 10,757 | $141,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 13,315 | $141,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,112 | $140,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,470 | $140,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 9,900 | $138,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 20,821 | $138,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 12,678 | $138,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 18,931 | $138,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 11,055 | $137,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 57,274 | $136,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,951 | $135,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,200 | $135,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 30,435 | $135,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 30,126 | $135,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 24,443 | $134,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 22,316 | $131,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 20,230 | $131,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,400 | $129,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 27,044 | $129,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 11,723 | $129,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 9,925 | $129,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 17,146 | $129,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 27,192 | $129,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,395 | $128,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 11,907 | $128,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 61,911 | $128,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 32,389 | $128,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,303 | $127,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,152 | $127,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 10,081 | $127,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 22,770 | $127,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 46,244 | $126,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 37,643 | $126,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 13,045 | $123,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,679 | $122,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,633 | $122,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 16,565 | $121,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,167 | $120,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 7,228 | $119,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 21,883 | $119,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 19,788 | $119,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,061 | $118,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 11,538 | $117,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 26,122 | $112,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 12,920 | $112,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 12,995 | $111,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 25,270 | $110,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,737 | $108,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 18,549 | $107,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 10,510 | $106,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 35,133 | $106,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 45,904 | $105,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,703 | $104,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 48,996 | $104,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 25,222 | $104,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 25,626 | $103,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 62,173 | $102,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,525 | $98,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,677 | $97,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 10,618 | $97,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 24,932 | $96,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 41,870 | $95,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 10,070 | $94,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 18,641 | $92,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,791 | $92,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 12,576 | $90,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 63,859 | $90,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 14,613 | $89,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 12,318 | $87,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 29,806 | $87,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 13,893 | $87,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 18,429 | $87,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 10,183 | $86,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 13,954 | $86,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 12,273 | $86,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 39,050 | $84,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 11,455 | $84,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 10,693 | $84,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,942 | $83,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,500 | $83,000 | thousands by filing date | put |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3,249 | $83,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 15,613 | $83,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 13,049 | $83,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,889 | $82,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,993 | $82,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 24,192 | $82,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 15,039 | $82,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 14,488 | $81,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 11,564 | $81,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 29,216 | $81,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 42,607 | $81,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 12,698 | $81,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 12,043 | $81,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 10,847 | $80,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 17,423 | $79,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 23,122 | $77,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,110 | $76,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 15,254 | $76,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 11,063 | $76,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 16,518 | $74,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 13,573 | $73,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 13,797 | $72,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 25,136 | $72,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 13,828 | $72,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 19,336 | $72,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 22,670 | $71,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 30,127 | $71,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 37,431 | $70,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 18,447 | $70,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 17,929 | $70,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 25,483 | $69,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 21,102 | $69,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 22,588 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,620 | $66,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 5,100 | $65,000 | thousands by filing date | call |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 18,416 | $63,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 16,715 | $63,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 29,620 | $62,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 24,278 | $62,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,394 | $61,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 10,653 | $61,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,481 | $60,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 22,710 | $60,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 990 | $59,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 62,340 | $59,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 49,342 | $59,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 19,001 | $58,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 11,933 | $58,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 24,212 | $58,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 17,149 | $57,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 10,725 | $57,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 13,090 | $56,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,652 | $55,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 72,910 | $54,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 27,592 | $54,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,198 | $53,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 10,134 | $53,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 21,752 | $52,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 43,142 | $51,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 22,132 | $50,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 17,105 | $50,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 17,025 | $50,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 24,055 | $49,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 24,075 | $48,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,604 | $47,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,638 | $47,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 35,267 | $47,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 18,208 | $47,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 13,625 | $46,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 23,616 | $46,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 21,991 | $46,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 12,949 | $46,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 14,020 | $45,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,793 | $44,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 14,614 | $44,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 12,757 | $44,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 14,187 | $43,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 14,713 | $43,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 19,946 | $43,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 21,687 | $42,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 21,071 | $42,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 13,934 | $42,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 20,935 | $42,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 18,031 | $41,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 31,544 | $41,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,698 | $40,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 22,619 | $39,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 18,894 | $39,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 13,014 | $39,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 14,921 | $39,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 21,500 | $39,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 955 | $38,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 14,075 | $38,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 11,703 | $38,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 18,858 | $37,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,417 | $37,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 20,404 | $37,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 12,772 | $37,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,203 | $36,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,297 | $36,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 28,186 | $36,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 10,488 | $36,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 14,804 | $35,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 20,929 | $35,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 10,122 | $34,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 17,745 | $33,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 10,211 | $33,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 10,051 | $33,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 18,863 | $33,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 12,710 | $32,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 38,518 | $32,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 24,142 | $31,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 23,772 | $31,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 11,447 | $31,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 11,615 | $30,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 27,861 | $30,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 18,836 | $29,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 19,123 | $29,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 16,648 | $28,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 13,601 | $28,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,259 | $27,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 22,519 | $27,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 16,825 | $27,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 10,179 | $26,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 26,882 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001498 | this filing | 2013-11-14 | acceptance time not in the bulk data set |