13F-HR filed by FLAHERTY & CRUMRINE INC
FLAHERTY & CRUMRINE INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 11 holding rows worth $161,538,000.
- Accession
- 0001172661-13-001493
- Filer
- CIK 1261239
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 11 entries on the cover page, a total value of $161,538,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,538,000 with VALUE read as thousands by filing date, 13F file number 028-11701. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,060,767 | $52,426,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 31,793 | $36,165,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 994,502 | $24,863,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,028,743 | $24,165,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 136,760 | $6,666,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 200,350 | $5,059,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 26,990 | $3,372,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 134,400 | $2,880,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 106,157 | $2,418,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 75,000 | $2,223,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 62,000 | $1,301,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001493 | this filing | 2013-11-14 | acceptance time not in the bulk data set |