13F-HR filed by EMERSON INVESTMENT MANAGEMENT, LLC
EMERSON INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 133 holding rows worth $446,506,000.
- Accession
- 0001172661-13-001424
- Filer
- CIK 774602
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 133 entries on the cover page, a total value of $446,506,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $446,506,000 with VALUE read as thousands by filing date, 13F file number 028-06048. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 534,789 | $21,464,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 167,726 | $17,881,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 232,540 | $14,836,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 213,310 | $14,108,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 364,642 | $13,222,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 428,004 | $11,903,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 387,626 | $10,974,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 205,975 | $9,872,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 125,025 | $8,953,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 81,945 | $8,835,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 203,930 | $8,592,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 68,804 | $8,360,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 105,928 | $8,283,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 116,317 | $8,096,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 62,622 | $7,987,000 | thousands by filing date | |
| 38259p508 | COM | 8,621 | $7,551,000 | thousands by filing date | ||
| BLACKROCK INC CL A COM | 09247X101 | COM | 27,054 | $7,321,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 96,763 | $7,314,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 193,667 | $7,181,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 104,947 | $7,112,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 113,307 | $7,024,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 171,574 | $6,836,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 62,080 | $6,521,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 81,783 | $6,388,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 9,041 | $6,083,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 128,925 | $5,968,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 66,290 | $5,704,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 88,960 | $5,691,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 121,781 | $5,636,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 49,086 | $5,572,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 61,961 | $5,423,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 164,977 | $5,238,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 65,738 | $5,226,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 46,483 | $5,202,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 65,333 | $4,956,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 74,680 | $4,952,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 135,638 | $4,502,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 34,734 | $4,456,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 97,096 | $4,377,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,104 | $4,341,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 43,366 | $4,337,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 85,582 | $4,029,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 91,205 | $4,019,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 61,723 | $3,614,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 66,180 | $3,609,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 116,630 | $3,585,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 79,406 | $3,552,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 110,099 | $3,459,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 17,196 | $3,423,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 28,457 | $3,050,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 37,925 | $3,048,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 90,264 | $3,011,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 70,987 | $2,989,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 37,827 | $2,898,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 67,903 | $2,767,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 449,801 | $2,726,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 80,487 | $2,722,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 60,970 | $2,627,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 82,125 | $2,626,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 15,435 | $2,612,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 27,115 | $2,508,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 288,318 | $2,410,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 35,220 | $2,342,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,304 | $2,279,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 46,247 | $2,159,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 34,438 | $2,149,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 59,915 | $1,994,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 51,035 | $1,957,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 62,160 | $1,844,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 73,555 | $1,832,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,186 | $1,750,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 88,313 | $1,749,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 52,765 | $1,483,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 17,705 | $1,413,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 29,017 | $1,390,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 26,267 | $1,378,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 19,617 | $1,364,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 33,224 | $1,325,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 31,920 | $1,294,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,984 | $1,247,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 43,276 | $1,034,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,319 | $982,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,740 | $972,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 19,580 | $960,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 23,145 | $954,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,582 | $938,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,328 | $890,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 21,196 | $803,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 24,123 | $728,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,239 | $727,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 39,181 | $677,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 5,563 | $669,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 7,429 | $663,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,755 | $590,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,024 | $580,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,562 | $580,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,582 | $549,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,609 | $542,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 11,500 | $538,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 13,575 | $509,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,795 | $491,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,223 | $487,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,590 | $472,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,154 | $443,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,834 | $419,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,050 | $416,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 11,756 | $414,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,140 | $403,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 15,280 | $390,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,689 | $387,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,173 | $379,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,943 | $373,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,964 | $373,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,386 | $371,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,698 | $367,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,056 | $333,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,377 | $327,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,633 | $325,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,925 | $315,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,914 | $307,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,850 | $292,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,770 | $290,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,053 | $288,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,210 | $284,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,420 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,953 | $262,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,418 | $251,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,400 | $250,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,400 | $250,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,648 | $240,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 5,850 | $240,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,400 | $200,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,370 | $200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001424 | this filing | 2013-11-12 | acceptance time not in the bulk data set |