13F-HR filed by Evercore Wealth Management, LLC
Evercore Wealth Management, LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 805 holding rows worth $1,766,910,000.
- Accession
- 0001172661-13-001190
- Filer
- CIK 1482689
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 1,094 entries on the cover page, a total value of $1,766,910,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,766,910,000 with VALUE read as thousands by filing date, 13F file number 028-13662. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 868 | $89,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,850 | $89,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,341 | $88,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,437 | $88,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,563 | $87,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,687 | $87,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,285 | $86,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 2,400 | $86,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,964 | $85,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,387 | $81,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,000 | $81,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 6,273 | $80,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,249 | $79,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 461 | $78,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 900 | $78,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,900 | $78,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,250 | $77,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 150 | $76,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 1,310 | $76,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 1,500 | $76,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,538 | $75,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 897 | $74,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,460 | $74,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,675 | $72,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 986 | $72,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 401 | $69,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,150 | $69,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,500 | $68,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,695 | $68,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,178 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 387 | $67,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,099 | $67,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 648 | $66,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,000 | $66,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 450 | $65,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 970 | $65,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,000 | $65,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,146 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 900 | $64,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 900 | $64,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 7,645 | $64,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 835 | $62,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 1,542 | $62,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 52,500 | $62,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,829 | $62,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,841 | $61,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1,000 | $60,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 998 | $60,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,112 | $57,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 674 | $56,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,000 | $56,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,200 | $56,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,225 | $56,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 730 | $55,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,200 | $55,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 4,000 | $54,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 800 | $54,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 5,000 | $54,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,800 | $54,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 500 | $54,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 10,000 | $54,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 500 | $52,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,094 | $52,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,300 | $52,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 245 | $52,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 1,300 | $51,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,134 | $51,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 5,123 | $51,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 470 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,895 | $50,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,489 | $50,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,000 | $50,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 1,438 | $50,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,325 | $49,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 12,092 | $49,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,760 | $48,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 600 | $46,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 3,522 | $46,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 118,600 | $45,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 2,662 | $45,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,245 | $44,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,777 | $43,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,504 | $43,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 11,845 | $43,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 600 | $42,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,440 | $42,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,000 | $42,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,000 | $41,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 445 | $40,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,080 | $40,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,500 | $40,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 10,000 | $40,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 8,000 | $40,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 5,000 | $40,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 534 | $39,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,000 | $39,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 500 | $39,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 600 | $37,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,000 | $37,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 500 | $37,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 783 | $37,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 888 | $37,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 455 | $36,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $36,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 250 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 422 | $36,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,000 | $36,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,208 | $34,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 800 | $34,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 406 | $33,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 834 | $33,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 250 | $33,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,370 | $33,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 925 | $33,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 533 | $32,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 6,248 | $32,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,046 | $32,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 525 | $31,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 529 | $31,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,539 | $31,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 300 | $31,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 550 | $30,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,128 | $30,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 840 | $29,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,135 | $29,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,000 | $29,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 621 | $27,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 324 | $27,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 500 | $26,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,000 | $26,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,000 | $25,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 500 | $25,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 1,075 | $25,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 950 | $24,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 700 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,650 | $24,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,000 | $24,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 392 | $24,000 | thousands by filing date | |
| WASHINGTON POST CO | 939640108 | CL B | 50 | $24,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 375 | $23,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 355 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,650 | $23,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 250 | $23,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 525 | $22,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 600 | $22,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 365 | $22,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 1,900 | $22,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 500 | $22,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,800 | $22,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 693 | $22,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 695 | $22,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $21,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 270 | $21,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 300 | $21,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 403 | $21,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 146 | $21,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 300 | $21,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 600 | $21,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 820 | $21,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 8,400 | $21,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 335 | $20,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 380 | $20,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 115 | $20,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 200 | $20,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 317 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 375 | $20,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 290 | $20,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 241 | $19,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 450 | $19,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,171 | $19,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 760 | $19,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,500 | $19,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,000 | $18,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 632 | $18,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 544 | $18,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 265 | $18,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,700 | $18,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 800 | $17,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,000 | $17,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 7,995 | $17,000 | thousands by filing date | |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 1,550 | $17,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 380 | $16,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 800 | $16,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $16,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 600 | $16,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 275 | $15,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 189 | $15,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 450 | $15,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 430 | $15,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,000 | $15,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 300 | $14,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 85 | $14,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 800 | $14,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 281 | $14,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 400 | $14,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 5,584 | $14,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 800 | $14,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 225 | $13,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 290 | $13,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 155 | $13,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 833 | $13,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,368 | $13,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 400 | $13,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 1,670 | $13,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 400 | $13,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,000 | $13,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 13 | $12,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 610 | $12,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 237 | $12,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 304 | $12,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 543 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 626 | $12,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 146 | $11,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 252 | $11,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 200 | $11,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 418 | $11,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,250 | $11,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 308 | $10,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 760 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 241 | $10,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 310 | $10,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 258 | $9,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 165 | $9,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 800 | $9,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 98 | $9,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 450 | $9,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 320 | $8,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 200 | $8,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 166 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 80 | $8,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 250 | $8,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 75 | $8,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 94 | $8,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,081 | $8,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 515 | $8,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 136 | $8,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 800 | $8,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 147 | $7,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 93 | $7,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 412 | $7,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $7,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 680 | $7,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 75 | $7,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 155 | $7,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 190 | $7,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 380 | $7,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,500 | $7,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 70 | $6,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 82 | $6,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 57 | $6,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 400 | $6,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 228 | $6,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 300 | $6,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 60 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 69 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 67 | $5,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $5,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 113 | $5,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 713 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 227 | $5,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 100 | $5,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 89 | $4,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 200 | $4,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 300 | $4,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 140 | $4,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 115 | $4,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 75 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 77 | $3,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 147 | $3,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 38 | $3,000 | thousands by filing date | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 800 | $3,000 | thousands by filing date | |
| VSB BANCORP INC N Y | 917927105 | COM | 332 | $3,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 13,158 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 300 | $2,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 9 | $2,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 27 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 500 | $2,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 200 | $2,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 100 | $2,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 30 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 53 | $1,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 64 | $1,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 55 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 55 | $1,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWFIELD EXPL CO | 651290108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001190 | this filing | 2013-08-14 | acceptance time not in the bulk data set |