13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 3,034 holding rows worth $23,717,088,000.
- Accession
- 0001172661-13-001186
- Filer
- CIK 1283072
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 5,996 entries on the cover page, a total value of $23,717,088,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $23,717,088,000 with VALUE read as thousands by filing date, 13F file number 028-12836. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, INC.028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Global Trading, LLC028-15268
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| METHANEX CORP COM | 59151K108 | Stock | 10,000 | $428,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 35,086 | $421,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,026 | $421,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 28,145 | $420,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 28,555 | $419,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 8,992 | $419,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,488 | $417,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 27,918 | $416,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,865 | $415,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 12,104 | $415,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,428 | $413,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 9,318 | $410,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 14,248 | $409,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 4,799 | $409,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 6,873 | $408,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 7,831 | $408,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 14,990 | $406,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 24,953 | $404,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 70,953 | $403,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 25,500 | $398,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 36,378 | $397,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 105,787 | $395,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 16,224 | $394,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 32,546 | $393,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 31,340 | $392,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 24,912 | $392,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 14,149 | $391,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 18,192 | $389,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 28,517 | $386,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 86,451 | $384,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 32,963 | $383,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 19,538 | $377,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 26,502 | $377,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 12,745 | $374,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 17,588 | $371,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 43,096 | $370,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 58,132 | $369,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,492 | $367,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 31,938 | $367,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 40,907 | $367,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 21,899 | $366,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 53,935 | $365,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,455 | $363,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 3,230 | $363,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 36,760 | $362,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 55,199 | $362,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,831 | $361,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 10,000 | $360,000 | thousands by filing date | put |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 80,000 | $360,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 128,695 | $358,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 7,765 | $356,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 21,578 | $356,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 38,436 | $356,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,543 | $355,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,083 | $354,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 9,258 | $354,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 44,193 | $354,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 152,370 | $353,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 4,655 | $352,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 17,786 | $351,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 49,366 | $351,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 6,133 | $350,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 9,289 | $345,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 8,566 | $345,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 17,444 | $345,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 11,802 | $344,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 52,400 | $340,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 8,118 | $338,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 22,151 | $336,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 48,679 | $336,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 20,364 | $335,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 14,303 | $333,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 9,405 | $333,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 11,970 | $331,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,879 | $331,000 | thousands by filing date | |
| STEC INC | 784774101 | COM | 49,152 | $330,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 8,224 | $329,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 12,720 | $329,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 6,494 | $328,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 13,775 | $328,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 19,339 | $328,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 9,260 | $328,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19,370 | $327,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 46,332 | $327,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 21,378 | $327,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 7,861 | $325,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 152,226 | $324,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 27,294 | $321,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 20,589 | $320,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 6,398 | $319,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 3,400 | $318,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 7,863 | $318,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,700 | $318,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 52,832 | $318,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 8,265 | $317,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 13,650 | $316,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 26,697 | $316,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,326 | $316,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,031 | $315,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 22,823 | $315,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,355 | $315,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 7,820 | $314,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 86,886 | $313,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 37,486 | $311,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 10,310 | $310,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 14,858 | $309,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 7,145 | $309,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 21,613 | $308,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 20,393 | $305,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 5,521 | $304,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 2,808 | $303,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 14,491 | $303,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 120,284 | $303,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 96,501 | $303,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 12,084 | $302,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 9,822 | $300,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 20,971 | $300,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 43,017 | $299,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,435 | $298,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 76,821 | $297,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 7,564 | $296,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 28,107 | $295,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 23,863 | $294,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 34,742 | $292,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 11,849 | $292,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 10,995 | $291,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 11,841 | $291,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 9,563 | $290,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 9,078 | $290,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 9,396 | $289,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,087 | $287,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 13,355 | $287,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 60,898 | $287,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 4,539 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 7,440 | $284,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,146 | $283,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 15,985 | $283,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 31,501 | $282,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 3,728 | $280,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,366 | $279,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 51,311 | $279,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 7,994 | $278,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,156 | $278,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 9,978 | $274,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,063 | $274,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,000 | $274,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 27,983 | $274,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 21,076 | $273,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 29,699 | $270,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 38,360 | $270,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 12,181 | $269,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7,934 | $266,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 30,000 | $266,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 6,603 | $265,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 36,379 | $265,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,523 | $264,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 17,162 | $264,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 6,279 | $263,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,235 | $263,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,000 | $262,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 43,151 | $262,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 5,164 | $262,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 44,235 | $261,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 21,087 | $259,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 7,200 | $259,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 11,211 | $259,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 10,501 | $258,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 14,861 | $258,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 20,265 | $258,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,203 | $257,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 5,900 | $256,000 | thousands by filing date | put |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,816 | $253,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 12,132 | $253,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 27,239 | $252,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 12,795 | $251,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 9,926 | $251,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 15,599 | $249,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 14,858 | $249,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 14,813 | $249,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 16,006 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,600 | $247,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,911 | $247,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 33,196 | $245,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 2,088 | $245,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 50,210 | $245,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,881 | $244,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 30,732 | $244,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 12,234 | $244,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 6,545 | $244,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 72,300 | $242,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,169 | $241,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 12,588 | $241,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 6,383 | $239,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,899 | $238,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 4,241 | $238,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 16,960 | $237,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 29,049 | $237,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 6,728 | $236,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,171 | $236,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 7,654 | $235,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 8,000 | $233,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,638 | $233,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 59,115 | $233,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,687 | $232,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 6,307 | $231,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,435 | $229,000 | thousands by filing date | |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 10,810 | $229,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 10,384 | $226,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 5,673 | $226,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 9,428 | $226,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 26,698 | $225,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 7,074 | $223,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 19,997 | $222,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5,752 | $221,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,825 | $219,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,084 | $219,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,032 | $218,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 34,940 | $217,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,916 | $216,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 38,422 | $216,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 15,199 | $216,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 7,215 | $215,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,308 | $214,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 8,780 | $214,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,112 | $213,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 9,741 | $213,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,895 | $212,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 7,887 | $212,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 4,623 | $212,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 10,000 | $211,000 | thousands by filing date | call |
| POLYCOM | 73172K104 | COMMON STOCK | 19,978 | $211,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 3,824 | $209,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,502 | $209,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,292 | $208,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,544 | $208,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 7,150 | $207,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 8,428 | $207,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,647 | $206,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 7,260 | $206,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,646 | $205,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 9,693 | $205,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,051 | $204,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 9,121 | $204,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 13,261 | $204,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 32,000 | $203,000 | thousands by filing date | |
| ADA ES INC | 005208103 | COM | 4,824 | $203,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 7,251 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,000 | $200,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 10,180 | $199,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,614 | $197,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 20,000 | $197,000 | thousands by filing date | put |
| INCONTACT INC | 45336E109 | COM | 23,606 | $194,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 46,554 | $192,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 16,626 | $188,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 14,628 | $188,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,100 | $187,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,213 | $185,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 18,310 | $183,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 13,724 | $182,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 10,233 | $180,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 10,642 | $180,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 28,681 | $178,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 17,488 | $178,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 13,389 | $178,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 12,432 | $176,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 10,382 | $175,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 12,349 | $171,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 23,491 | $171,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 11,767 | $171,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 37,649 | $171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,998 | $170,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,041 | $170,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 15,287 | $165,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 13,550 | $164,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 10,192 | $164,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,801 | $162,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 19,851 | $161,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 8,605 | $158,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,185 | $157,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 38,663 | $155,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 14,224 | $152,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,068 | $151,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 14,655 | $151,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 11,631 | $149,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 32,416 | $149,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,451 | $148,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 23,670 | $147,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 12,500 | $146,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,700 | $141,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 14,274 | $141,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 26,167 | $139,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 32,639 | $138,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 12,430 | $136,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 20,500 | $135,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,692 | $134,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,119 | $131,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,700 | $129,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 10,671 | $128,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 11,555 | $128,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 12,867 | $128,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 19,816 | $126,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 20,938 | $125,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 17,130 | $124,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,205 | $124,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,883 | $124,000 | thousands by filing date | |
| TRIUS THERAPEUTICS INC | 89685K100 | COM | 14,993 | $121,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 13,883 | $121,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 23,434 | $120,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 14,436 | $119,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 13,170 | $115,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 30,780 | $112,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,162 | $111,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 11,207 | $111,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 37,609 | $111,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 10,277 | $110,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 24,322 | $108,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 11,466 | $108,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 25,103 | $106,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 35,573 | $106,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 15,949 | $105,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,790 | $104,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,064 | $104,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 22,558 | $103,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 10,830 | $102,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 12,920 | $101,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 11,628 | $98,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,937 | $98,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,035 | $97,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 12,269 | $97,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 20,288 | $97,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 21,119 | $95,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 10,390 | $93,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 12,994 | $92,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 10,807 | $92,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 20,458 | $92,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 13,402 | $92,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 13,147 | $91,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 24,521 | $91,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,354 | $90,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 48,668 | $88,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,387 | $87,000 | thousands by filing date | |
| SEACOAST BKG CORP FL | 811707306 | COMMON STOCK | 39,870 | $87,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 10,388 | $87,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 17,420 | $87,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 14,403 | $85,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 25,179 | $85,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 18,641 | $84,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 10,080 | $83,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 28,566 | $81,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 15,443 | $81,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 13,049 | $80,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 30,175 | $79,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 19,445 | $79,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 34,820 | $78,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 12,401 | $77,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 19,123 | $76,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 17,464 | $75,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 10,649 | $75,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 13,651 | $75,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,197 | $74,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 24,118 | $74,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 21,632 | $73,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 11,928 | $72,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 39,497 | $71,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 55,394 | $71,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 17,025 | $71,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 17,474 | $70,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 26,170 | $70,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,956 | $69,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 14,869 | $68,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 15,816 | $68,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 26,681 | $68,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 18,971 | $68,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 29,995 | $68,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,032 | $67,000 | thousands by filing date | |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 12,448 | $66,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 11,817 | $66,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 32,938 | $65,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 3,073 | $65,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 28,344 | $65,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 16,307 | $64,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 37,527 | $64,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 11,916 | $62,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 19,599 | $62,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 28,326 | $62,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,847 | $61,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 60,689 | $61,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 21,517 | $61,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 18,788 | $61,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 12,008 | $60,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 27,252 | $60,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,850 | $59,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 12,885 | $59,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,196 | $58,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 54,026 | $57,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 19,453 | $57,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 22,676 | $56,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 23,359 | $56,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 15,066 | $54,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 18,026 | $54,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 12,943 | $53,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 12,924 | $53,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 17,054 | $52,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 10,951 | $52,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,176 | $50,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 61,911 | $49,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 51,946 | $49,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 23,047 | $47,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 22,359 | $47,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 33,809 | $47,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 22,710 | $46,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 11,615 | $46,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 24,075 | $46,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 27,861 | $46,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,695 | $45,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 23,633 | $45,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 38,049 | $45,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 19,946 | $44,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 15,658 | $44,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 12,167 | $44,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,028 | $43,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 20,345 | $43,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 13,937 | $43,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 19,547 | $42,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,077 | $42,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 14,564 | $42,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 18,203 | $42,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,727 | $41,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 6,082 | $40,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 27,291 | $40,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 11,935 | $39,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 20,514 | $39,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 20,935 | $38,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 17,106 | $38,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 13,934 | $37,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 21,259 | $37,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 37,074 | $36,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 21,991 | $35,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 27,325 | $35,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,300 | $34,000 | thousands by filing date | call |
| NAVARRE CORP | 639208107 | COM | 12,299 | $34,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 22,566 | $34,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 31,560 | $33,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 23,505 | $33,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 13,746 | $32,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 20,032 | $31,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P886 | COM | 36,813 | $31,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 12,710 | $31,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,259 | $30,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 26,882 | $30,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 18,836 | $30,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,172 | $30,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,377 | $29,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 15,644 | $29,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 16,825 | $29,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 11,766 | $29,000 | thousands by filing date | |
| NEOSTEM INC | 640650305 | COM NEW | 51,719 | $29,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 12,422 | $29,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 72,910 | $28,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 12,308 | $28,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 12,949 | $28,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 15,271 | $27,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 19,815 | $27,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 16,648 | $27,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,698 | $27,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,319 | $26,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 15,281 | $26,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 12,792 | $26,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 21,500 | $26,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 35,936 | $26,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,176 | $25,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 13,601 | $25,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 15,468 | $25,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 21,841 | $24,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 14,417 | $24,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 42,593 | $24,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 11,447 | $24,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,285 | $23,000 | thousands by filing date | |
| BIOSANTE PHARMACEUTICALS INC | 09065V302 | COM PAR $0.0001 | 22,564 | $23,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 11,703 | $23,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 10,655 | $23,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 10,051 | $21,000 | thousands by filing date | |
| ANTHERA PHARMACEUTICALS INC | 03674U102 | COM | 45,544 | $21,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 19,520 | $20,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 14,192 | $20,000 | thousands by filing date | |
| CEL-SCI CORP | 150837409 | COM NEW | 92,503 | $20,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 34,253 | $20,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 21,110 | $20,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 500 | $19,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 10,396 | $19,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 16,346 | $19,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 16,295 | $18,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 13,027 | $18,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 14,885 | $18,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 17,744 | $18,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 10,122 | $17,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 39,286 | $17,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 10,838 | $15,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 35,639 | $15,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779101 | COM | 23,380 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-13-001186 | this filing | 2013-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-13-001230 | base | 2013-08-22 | acceptance time not in the bulk data set |