13F-HR/A filed by ZAZOVE ASSOCIATES LLC
ZAZOVE ASSOCIATES LLC filed this 13F-HR/A for the quarter ended 2024-03-31, filed 2024-06-04, with 126 holding rows worth $754,359,000.
- Accession
- 0001171520-24-000219
- Filer
- CIK 1009012
- Filed
- 2024-06-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2024
A holdings report, amendment of type new holdings, 126 entries on the cover page, a total value of $754,359,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $754,359,000 with VALUE read as dollars as filed, 13F file number 028-05338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 60,105,000 | $60,655,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 40,349,000 | $49,669,000 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 51,305,000 | $49,205,000 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 46,135,000 | $45,792,000 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 40,011,000 | $43,334,000 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 41,895,000 | $43,324,000 | dollars as filed | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 24,435,000 | $32,122,000 | dollars as filed | principal |
| SSR Mining Inc | 784730AB9 | Convertible bond | 34,510,000 | $30,906,000 | dollars as filed | principal |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 28,176,000 | $26,150,000 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 22,204,000 | $22,386,000 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 22,890,000 | $21,494,000 | dollars as filed | principal |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 20,490,000 | $17,826,000 | dollars as filed | principal |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 16,775,000 | $16,683,000 | dollars as filed | principal |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 13,115,000 | $15,161,000 | dollars as filed | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 14,070,000 | $14,862,000 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 12,585,000 | $13,917,000 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 12,840,000 | $11,765,000 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 12,387,000 | $11,456,000 | dollars as filed | principal |
| BROOKDALE SR LIVING INC | 112463AC8 | NOTE 2.000%10/1 | 11,210,000 | $10,976,000 | dollars as filed | principal |
| TRUMP MEDIA & TECHNOLOGY GRO | 25400Q113 | *W EXP 03/25/202 | 366,776 | $10,024,000 | dollars as filed | |
| NCL CORP LTD | 62886HBD2 | BOND | 9,900,000 | $9,367,000 | dollars as filed | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 781,787 | $7,826,000 | dollars as filed | |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 6,005,000 | $7,311,000 | dollars as filed | principal |
| INTERDIGITAL INC | 45867GAD3 | NOTE 3.500% 6/0 | 5,000,000 | $7,205,000 | dollars as filed | principal |
| WESTROCK COFFEE CO | 96145W111 | *W EXP 08/29/202 | 3,062,729 | $6,998,000 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 3,357,350 | $6,849,000 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 7,240,000 | $6,750,000 | dollars as filed | principal |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 1,036,321 | $6,736,000 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 6,821,000 | $6,731,000 | dollars as filed | principal |
| CVR PARTNERS LP | 126633205 | COM | 76,700 | $6,028,000 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,458,428 | $5,236,000 | dollars as filed | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 100,000 | $4,955,000 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 2,500,000 | $4,732,000 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 5,000,000 | $4,648,000 | dollars as filed | principal |
| INNOVATE CORP | 404139AG2 | NOTE 7.500% 8/0 | 12,203,000 | $4,277,000 | dollars as filed | principal |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 1,907,649 | $4,264,000 | dollars as filed | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 2,101,511 | $4,203,000 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 2,870,000 | $4,051,000 | dollars as filed | principal |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 1,258,513 | $3,820,000 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 2,262,294 | $3,733,000 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 3,500,000 | $3,650,000 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 4,840,000 | $3,283,000 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 2,965,000 | $3,262,000 | dollars as filed | principal |
| SUNOPTA INC | 8676EP108 | COM | 472,242 | $3,244,000 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 2,500,000 | $3,094,000 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 2,500,000 | $3,071,000 | dollars as filed | principal |
| GDL FD | 361570104 | COM SH BEN IT | 378,222 | $3,011,000 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 3,311,000 | $2,959,000 | dollars as filed | principal |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 662,136 | $2,956,000 | dollars as filed | |
| PEABODY ENGR CORP | 704551AD2 | NOTE 3.250% 3/0 | 2,000,000 | $2,829,000 | dollars as filed | principal |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 3,130,000 | $2,817,000 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 2,500,000 | $2,775,000 | dollars as filed | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,500,000 | $2,648,000 | dollars as filed | principal |
| RUM GROUP INC | 78137L113 | *W EXP 09/16/202 | 1,097,695 | $2,497,000 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 3,000,000 | $2,424,000 | dollars as filed | principal |
| PAGERDUTY INC | 69553PAB6 | BOND | 2,500,000 | $2,404,000 | dollars as filed | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 2,000,000 | $2,328,000 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 2,500,000 | $2,281,000 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 2,000,000 | $2,251,000 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 1,430,000 | $2,067,000 | dollars as filed | principal |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 1,800,000 | $1,796,000 | dollars as filed | principal |
| CUTERA INC | 232109AD0 | NOTE 2.250% 6/0 | 7,140,000 | $1,701,000 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 1,720,000 | $1,697,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 1,670,000 | $1,693,000 | dollars as filed | principal |
| CUTERA INC | 232109AG3 | NOTE 4.000% 6/0 | 7,775,000 | $1,670,000 | dollars as filed | principal |
| ALTAIR ENGR INC | 021369AC7 | BOND | 1,250,000 | $1,644,000 | dollars as filed | principal |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 1,376,465 | $1,583,000 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 585,978 | $1,582,000 | dollars as filed | |
| SKINHEALTH SYSTEMS INC | 88331L108 | COM CL A | 342,404 | $1,520,000 | dollars as filed | |
| SMART GLOBAL HLDGS INC | 83205YAB0 | BOND | 1,000,000 | $1,381,000 | dollars as filed | principal |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 125,000 | $1,376,000 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 244,762 | $1,363,000 | dollars as filed | |
| CHEFS WHSE INC | 163086AB7 | BOND | 1,313,000 | $1,357,000 | dollars as filed | principal |
| OSISKO DEVELOPMENT CORP | 68828E809 | COM NEW | 625,200 | $1,332,000 | dollars as filed | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 1,320,000 | $1,325,000 | dollars as filed | principal |
| LANDSEA HOMES CORP | 51509P111 | *W EXP 01/08/202 | 2,194,348 | $943,000 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 687 | $833,000 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 1,000,000 | $791,000 | dollars as filed | principal |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 130,126 | $670,000 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V111 | *W EXP 03/17/202 | 343,683 | $660,000 | dollars as filed | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N855 | SIMPLIFY INTERST | 13,450 | $603,000 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 555,749 | $600,000 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 563,000 | $562,000 | dollars as filed | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 470,410 | $536,000 | dollars as filed | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 489,000 | $440,000 | dollars as filed | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 14,710 | $429,000 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 21,095 | $273,000 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 287,000 | $273,000 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 250,000 | $263,000 | dollars as filed | principal |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 1,089,409 | $261,000 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 15,000 | $236,000 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 249,000 | $229,000 | dollars as filed | principal |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 9,266 | $229,000 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 242,000 | $223,000 | dollars as filed | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 249,000 | $223,000 | dollars as filed | principal |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 249,000 | $220,000 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 248,000 | $217,000 | dollars as filed | principal |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 14,507 | $207,000 | dollars as filed | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 207,000 | $202,000 | dollars as filed | principal |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 3,379,875 | $185,000 | dollars as filed | |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 150,000 | $182,000 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 199,000 | $167,000 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 150,000 | $167,000 | dollars as filed | principal |
| MFA FINL INC | 55272XAA0 | BOND | 162,000 | $161,000 | dollars as filed | principal |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 158,000 | $144,000 | dollars as filed | principal |
| SEA LTD | 81141RAG5 | NOTE 0.250% 9/1 | 167,000 | $143,000 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 137,837 | $138,000 | dollars as filed | principal |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 120,000 | $118,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 220,000 | $91,000 | dollars as filed | principal |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,511 | $63,000 | dollars as filed | |
| T1 Energy Inc W Exp 07/09/202 | 35834F112 | Warrant | 346,411 | $58,000 | dollars as filed | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 467 | $54,000 | dollars as filed | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 59,739 | $49,000 | dollars as filed | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,800 | $42,000 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 1,334,846 | $41,000 | dollars as filed | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,387 | $38,000 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 434 | $21,000 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 22,000 | $20,000 | dollars as filed | principal |
| 0 | 31738L115 | 0 | 502,865 | $16,000 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 150,602 | $14,000 | dollars as filed | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 399,748 | $12,000 | dollars as filed | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 6,310 | $7,000 | dollars as filed | |
| ROBO.AI INC. | G6693P114 | *W EXP 11/11/202 | 64,571 | $4,000 | dollars as filed | |
| GETTY IMAGES HOLDINGS INC | 374275105 | CL A COM | 175 | $1,000 | dollars as filed | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 25,171 | $1,000 | dollars as filed | |
| GREAT AJAX CORP | 38983D409 | PREF CONV | 27 | $1,000 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-24-000700 | superseded | 2024-05-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001171520-24-000219 | this filing | 2024-06-04 | acceptance time not in the bulk data set |