13F-HR filed by ARS Investment Partners, LLC
ARS Investment Partners, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-05, with 168 holding rows worth $999,272,000.
- Accession
- 0001171520-21-000462
- Filer
- CIK 733020
- Filed
- 2021-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 168 entries on the cover page, a total value of $999,272,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $999,272,000 with VALUE read as thousands by filing date, 13F file number 028-00858. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 549,576 | $77,765,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 466,668 | $64,825,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,736 | $44,743,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 12,495 | $41,047,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 62,514 | $35,580,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 480,517 | $34,107,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 370,739 | $31,869,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 69,874 | $29,986,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 875,966 | $28,232,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,374,121 | $27,221,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 33,086 | $24,072,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 442,005 | $23,298,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 708,723 | $23,055,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 510,790 | $22,199,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 120,810 | $19,256,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 98,174 | $19,229,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 126,821 | $18,937,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 84,423 | $18,805,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,376,313 | $18,057,000 | thousands by filing date | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 208,240 | $16,334,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 73,073 | $16,094,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 112,630 | $15,648,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 40,471 | $13,828,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 92,093 | $13,690,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 249,971 | $13,368,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 63,701 | $13,196,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 24,750 | $12,002,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 316,446 | $11,876,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 100,689 | $11,714,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 856,423 | $10,594,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 461,321 | $10,292,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 45,032 | $9,875,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 49,975 | $9,796,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 116,780 | $8,771,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 10,020 | $8,403,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 60,942 | $8,176,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 62,466 | $7,952,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 801,599 | $7,880,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,947 | $7,855,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 21,579 | $7,772,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 125,124 | $7,734,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 45,493 | $7,347,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25,393 | $6,740,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 33,285 | $5,973,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 364,348 | $5,939,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 72,400 | $5,800,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 55,410 | $5,621,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 51,267 | $5,016,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 48,999 | $4,642,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 17,563 | $4,501,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 78,311 | $4,380,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8,653 | $4,161,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,165 | $3,685,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 30,722 | $3,461,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 826,362 | $3,388,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 103,279 | $3,387,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 47,062 | $3,240,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 138,920 | $3,006,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 23,262 | $2,995,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 167,471 | $2,947,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,745 | $2,790,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 43,795 | $2,737,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 23,359 | $2,608,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,302 | $2,602,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 47,317 | $2,465,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 17,297 | $2,000,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,312 | $1,892,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,327 | $1,864,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23,567 | $1,781,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 64,540 | $1,640,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,280 | $1,524,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,770 | $1,518,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 25,361 | $1,501,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 64,644 | $1,400,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 114,600 | $1,284,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 28,900 | $1,243,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6,956 | $1,201,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 14,980 | $1,192,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,276 | $1,112,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,259 | $1,076,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 33,540 | $999,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,511 | $976,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,460 | $899,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 88,128 | $894,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 10,078 | $823,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 15,124 | $778,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 30,590 | $769,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 25,920 | $751,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 25,088 | $745,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,150 | $726,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 27,840 | $710,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,500 | $703,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 72,459 | $702,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 44,447 | $689,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,583 | $668,000 | thousands by filing date | |
| STAGWELL INC | 85256A109 | COM CL A | 86,060 | $660,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 17,472 | $626,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 237,554 | $613,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 9,250 | $605,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 11,557 | $581,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 20,000 | $557,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,975 | $543,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 123,876 | $535,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 40,500 | $493,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 27,100 | $481,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,604 | $474,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 70,000 | $466,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,096 | $451,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,829 | $438,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 89,499 | $433,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 62,368 | $427,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 17,000 | $413,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,270 | $411,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 10,387 | $395,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 8,393 | $386,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 20,207 | $374,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,453 | $371,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,810 | $370,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,400 | $368,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 5,025 | $357,000 | thousands by filing date | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 19,000 | $347,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,049 | $333,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,305 | $333,000 | thousands by filing date | |
| SONO TEK CORP | 835483108 | COM | 81,300 | $333,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,124 | $324,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,965 | $324,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 24,600 | $323,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,166 | $320,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,950 | $287,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,680 | $287,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 6,438 | $278,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 6,000 | $274,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,050 | $273,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 4,455 | $271,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 842 | $269,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 20,545 | $268,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 42,064 | $253,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 467 | $252,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 52,495 | $240,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,040 | $238,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 124,554 | $234,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 12,000 | $225,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 160 | $220,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 9,332 | $220,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 376 | $216,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 539 | $216,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 892 | $207,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 3,706 | $205,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,298 | $203,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 50,000 | $154,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 23,500 | $148,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 40,000 | $125,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,000 | $117,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 26,600 | $113,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,000 | $88,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 15,000 | $41,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 10,000 | $33,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 15,000 | $32,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 20,000 | $31,000 | thousands by filing date | |
| Holley Inc W Exp 11/30/202 | 43538H111 | SPAC Combination | 10,000 | $29,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636117 | *W EXP 10/01/202 | 10,000 | $29,000 | thousands by filing date | |
| GORES METROPOULOS II INC | 382873115 | *W EXP 01/31/202 | 15,000 | $26,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISITION CO | 53073L112 | *W EXP 99/99/999 | 15,000 | $22,000 | thousands by filing date | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 10,000 | $20,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 15,000 | $17,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685111 | COM | 10,000 | $8,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 10,000 | $7,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 10,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001171520-21-000462 | this filing | 2021-11-05 | acceptance time not in the bulk data set |