13F-HR filed by Flaharty Asset Management, LLC
Flaharty Asset Management, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 134 holding rows worth $484,645,000.
- Accession
- 0001171520-21-000428
- Filer
- CIK 1697882
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 134 entries on the cover page, a total value of $484,645,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $484,645,000 with VALUE read as thousands by filing date, 13F file number 028-17966. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 134,255 | $36,791,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,447,459 | $29,731,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 184,813 | $28,925,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 196,699 | $26,167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 530,363 | $25,378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 103,044 | $24,309,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 314,784 | $19,762,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 166,686 | $18,427,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 113,045 | $18,088,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 167,618 | $17,271,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 1,048,282 | $17,192,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 302,990 | $17,110,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 105,454 | $16,897,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 443,517 | $16,046,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 125,096 | $14,705,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072109 | DIVERSIFID CRP | 267,063 | $13,986,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 201,486 | $13,870,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 42,404 | $12,450,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 33,542 | $12,007,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 233,333 | $11,802,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 44,784 | $5,138,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,431 | $4,477,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 39,914 | $4,205,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 50,977 | $4,076,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 63,898 | $3,169,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 26,507 | $3,044,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,041 | $2,831,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 60,492 | $2,348,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 16,273 | $2,303,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 42,861 | $2,300,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 29,392 | $2,196,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,239 | $1,977,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 13,859 | $1,925,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 16,740 | $1,850,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 18,762 | $1,836,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 82,625 | $1,790,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 79,765 | $1,764,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 125,755 | $1,754,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 46,649 | $1,677,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 34,874 | $1,655,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 73,925 | $1,592,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 20,030 | $1,528,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,393 | $1,199,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,782 | $1,079,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 42,325 | $1,072,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 305 | $1,002,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,020 | $972,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,635 | $890,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 41,650 | $878,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,076 | $834,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,046 | $802,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,572 | $773,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 6,496 | $768,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,446 | $761,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 20,305 | $751,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,327 | $728,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,512 | $640,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,232 | $607,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,587 | $607,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 12,343 | $585,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 7,937 | $578,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,607 | $527,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 22,462 | $522,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,703 | $518,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,385 | $503,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,012 | $495,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,968 | $467,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 21,126 | $466,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,536 | $443,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 11,065 | $431,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,052 | $425,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,085 | $422,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 7,905 | $420,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,426 | $416,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 8,044 | $397,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,495 | $393,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,480 | $389,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,411 | $385,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,666 | $385,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,785 | $373,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,462 | $368,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 14,090 | $360,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,463 | $359,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,560 | $357,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,289 | $357,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 15,360 | $353,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 13,983 | $350,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,425 | $344,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,210 | $327,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 122 | $325,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 947 | $317,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 4,040 | $308,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 898 | $304,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,405 | $297,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,127 | $296,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,365 | $290,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 7,182 | $280,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,177 | $279,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 710 | $277,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 103 | $275,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,495 | $274,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,557 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,033 | $263,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 5,363 | $261,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,736 | $260,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,018 | $259,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 2,907 | $254,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,138 | $249,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 11,601 | $249,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 11,216 | $249,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 11,369 | $248,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 10,785 | $247,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,375 | $244,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,810 | $241,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,179 | $238,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 618 | $238,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,400 | $236,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 378 | $231,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,538 | $231,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,021 | $227,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,411 | $227,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,381 | $226,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,200 | $223,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,744 | $220,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,932 | $218,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,105 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,860 | $216,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 372 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 2,401 | $213,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,151 | $212,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 993 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 738 | $204,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,270 | $203,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,679 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001171520-21-000428 | this filing | 2021-11-02 | acceptance time not in the bulk data set |