13F-HR filed by PRINCETON CAPITAL MANAGEMENT LLC
PRINCETON CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-03, with 292 holding rows worth $223,266,000.
- Accession
- 0001167026-18-000006
- Filer
- CIK 1167026
- Filed
- 2018-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 270 entries on the cover page, a total value of $223,266,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $225,106,000 with VALUE read as thousands by filing date, 13F file number 028-10039. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Boeing Company | 097023105 | COM | 40,212 | $13,185,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 62,410 | $10,471,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,217 | $10,445,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 8,928 | $9,260,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 94,297 | $8,606,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 58,568 | $8,512,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 78,783 | $7,957,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 120,905 | $7,647,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 67,762 | $7,427,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 145,109 | $6,939,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 119,264 | $6,211,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 27,518 | $5,704,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 201,421 | $5,616,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 155,766 | $5,553,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 128,426 | $5,508,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 48,900 | $5,118,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 42,048 | $5,030,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 141,706 | $5,029,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 36,502 | $4,907,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 29,629 | $4,734,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 40,851 | $4,103,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 101,628 | $3,473,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 59,518 | $3,298,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,191 | $3,292,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 19,555 | $3,187,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 16,786 | $2,962,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 11,998 | $2,800,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 23,671 | $2,548,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 50,242 | $2,474,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,133 | $2,379,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 37,225 | $2,174,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,138 | $2,084,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 240,061 | $1,740,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,561 | $1,485,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9,147 | $1,368,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 11,732 | $1,339,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 25,334 | $1,319,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 63,521 | $1,296,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 33,553 | $1,168,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,326 | $1,145,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 26,477 | $1,018,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 11,194 | $933,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 30,269 | $917,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,147 | $902,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 28,549 | $889,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 147,293 | $851,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 11,807 | $832,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 82,657 | $790,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,155 | $783,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 71,906 | $781,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 11,644 | $742,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,931 | $692,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 22,585 | $677,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 9,568 | $665,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,865 | $665,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,706 | $622,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,990 | $606,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 10,605 | $538,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,652 | $526,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 21,790 | $517,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,275 | $491,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,065 | $488,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,174 | $470,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 15,220 | $458,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,787 | $436,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 5,989 | $436,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 5,398 | $431,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,302 | $400,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 12,122 | $398,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,859 | $384,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 16,582 | $380,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 19,430 | $361,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,989 | $326,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,166 | $318,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,260 | $310,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 22,358 | $301,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 43,517 | $298,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,816 | $284,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,990 | $283,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,652 | $278,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,232 | $256,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,422 | $255,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,196 | $251,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 4,820 | $251,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,217 | $244,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,000 | $243,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,519 | $238,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,845 | $238,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,052 | $231,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,587 | $213,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 35,674 | $212,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,925 | $211,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,222 | $209,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,195 | $206,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 4,000 | $193,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,680 | $192,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 17,850 | $192,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 5,000 | $183,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 7,095 | $183,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,825 | $175,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,182 | $167,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,235 | $165,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 849 | $151,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 7,850 | $149,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,819 | $148,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,138 | $147,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,221 | $145,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,100 | $141,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,512 | $135,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,145 | $133,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 665 | $132,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,960 | $130,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 740 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 693 | $125,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 488 | $124,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 731 | $123,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,222 | $123,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,923 | $121,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 646 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,356 | $119,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,631 | $117,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,158 | $116,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 212 | $115,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,799 | $112,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 717 | $111,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 5,740 | $101,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,314 | $100,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 636 | $98,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,015 | $95,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 7,650 | $95,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,665 | $94,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,369 | $94,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,000 | $92,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,000 | $91,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 632 | $90,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,000 | $90,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,696 | $89,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,194 | $88,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,085 | $84,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 331 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,685 | $81,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 2,161 | $81,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 89,098 | $79,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 472 | $77,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,211 | $75,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 542 | $74,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 320 | $73,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 10,000 | $73,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,219 | $71,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 350 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,122 | $68,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 278 | $67,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 3,000 | $66,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 845 | $66,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,465 | $65,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 400 | $64,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 441 | $64,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 3,944 | $64,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 500 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 645 | $61,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 460 | $61,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 412 | $60,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 707 | $57,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 835 | $57,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,260 | $57,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 871 | $56,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 447 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 451 | $55,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 847 | $53,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 950 | $52,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 675 | $52,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 170 | $50,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 333 | $49,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3,000 | $49,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 416 | $46,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 345 | $46,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 2,000 | $42,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,490 | $41,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 568 | $38,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 32,577 | $37,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 715 | $37,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 986 | $37,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 20,000 | $37,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 604 | $36,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 104 | $35,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 350 | $35,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 955 | $34,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,770 | $34,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 200 | $34,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 564 | $33,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 650 | $33,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,000 | $33,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,500 | $32,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 400 | $32,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 400 | $31,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,600 | $31,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 783 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 635 | $30,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 132 | $28,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 218 | $28,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,160 | $28,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 676 | $27,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 474 | $27,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 299 | $27,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,000 | $27,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 6,850 | $27,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 313 | $26,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 658 | $26,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,000 | $26,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 400 | $25,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,452 | $25,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 150 | $24,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 390 | $22,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 685 | $22,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 320 | $21,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 170 | $20,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 150 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 150 | $20,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 106 | $18,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 111 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 165 | $18,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 280 | $18,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 284 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 751 | $17,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 467 | $17,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 173 | $16,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 200 | $16,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 420 | $15,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 175 | $14,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 300 | $13,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 225 | $13,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 116 | $12,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,125 | $12,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 400 | $12,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 112 | $12,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 182 | $12,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,066 | $12,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 30,150 | $12,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 140 | $11,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 103 | $11,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 235 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 105 | $11,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 62 | $10,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 145 | $10,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 180 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 85 | $9,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 168 | $9,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 50 | $8,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 241 | $8,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 115 | $8,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 884 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 100 | $7,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 40 | $7,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 40 | $7,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 167 | $7,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 47 | $7,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 200 | $7,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 5,000 | $7,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 69 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 79 | $6,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 70 | $6,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 17,070 | $6,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 157 | $5,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 250 | $4,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 80 | $4,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $4,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 89 | $4,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 3,226 | $4,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 250 | $4,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10 | $3,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 55 | $3,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $3,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 34 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 88 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 55 | $3,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 34 | $3,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 54 | $2,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 50 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 150 | $2,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 110 | $2,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 100 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 6,342 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 35 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 28 | $1,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 10 | $1,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 14 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 81 | $1,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 940 | $1,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001167026-18-000006 | this filing | 2018-05-03 | acceptance time not in the bulk data set |