13F-HR filed by WEST BANCORPORATION INC
WEST BANCORPORATION INC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-14, with 264 holding rows worth $134,720,000.
- Accession
- 0001166928-22-000098
- Filer
- CIK 1166928
- Filed
- 2022-10-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 264 entries on the cover page, a total value of $134,720,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,720,000 with VALUE read as thousands by filing date, 13F file number 028-19827. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWest Bank
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 402,847 | $15,022,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 399,166 | $8,307,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 59,283 | $8,062,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 119,841 | $7,448,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,522 | $6,632,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,380 | $4,422,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 44,973 | $4,267,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,855 | $4,252,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,367 | $3,524,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 68,345 | $3,288,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,729 | $2,965,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,257 | $2,711,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 72,972 | $2,653,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 20,156 | $2,489,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,896 | $2,473,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 64,884 | $2,444,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,821 | $2,362,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 17,373 | $1,669,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 64,802 | $1,668,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 8,000 | $1,620,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 12,215 | $1,575,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 30,936 | $1,354,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 9,494 | $1,283,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,489 | $1,250,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,015 | $1,108,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 16,269 | $1,106,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,761 | $1,088,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,644 | $1,003,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,114 | $998,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,009 | $942,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,928 | $911,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 12,411 | $895,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,981 | $869,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 6,420 | $862,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 15,977 | $842,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,000 | $692,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,810 | $676,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 29,715 | $669,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,540 | $646,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,750 | $630,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,342 | $596,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,693 | $595,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 8,710 | $579,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 5,989 | $576,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,859 | $552,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,091 | $527,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,737 | $491,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,019 | $477,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,780 | $475,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,709 | $472,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 18,254 | $436,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,450 | $428,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,048 | $423,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,377 | $379,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,500 | $360,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 686 | $346,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,735 | $345,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 4,000 | $337,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,876 | $319,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,865 | $317,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,786 | $315,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,295 | $311,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,897 | $306,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,103 | $302,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,263 | $293,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,658 | $291,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 525 | $289,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 4,938 | $282,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,444 | $273,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,917 | $272,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 36,400 | $265,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,392 | $259,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 995 | $257,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,783 | $252,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,676 | $248,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,895 | $247,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,855 | $225,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,744 | $225,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,970 | $222,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 436 | $221,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,408 | $220,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,575 | $217,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 4,929 | $217,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,000 | $217,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,540 | $205,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 941 | $202,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 133 | $200,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,557 | $200,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,272 | $197,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,157 | $189,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,779 | $189,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,022 | $188,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 646 | $184,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,355 | $184,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 654 | $183,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 927 | $181,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,052 | $179,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,281 | $179,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,627 | $176,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,000 | $173,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,240 | $172,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,230 | $166,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 536 | $165,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 680 | $160,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,116 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,531 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,470 | $158,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,402 | $158,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 864 | $157,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 4,951 | $156,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 490 | $150,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,702 | $149,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 821 | $146,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,505 | $144,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,626 | $143,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 799 | $142,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 625 | $140,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 5,000 | $137,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 2,950 | $136,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 9,196 | $135,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 277 | $134,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,441 | $130,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,277 | $130,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 4,468 | $130,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,087 | $129,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 665 | $125,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,533 | $123,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 4,111 | $123,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 371 | $120,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 318 | $120,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,954 | $119,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,250 | $116,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 3,523 | $115,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,500 | $115,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,695 | $114,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,530 | $114,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,322 | $110,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,357 | $108,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 913 | $103,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 395 | $102,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,970 | $101,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 742 | $96,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 507 | $95,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,280 | $93,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 11,328 | $90,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2,727 | $86,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,000 | $84,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 641 | $81,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,160 | $80,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 573 | $80,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,250 | $79,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 546 | $78,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 538 | $75,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 799 | $73,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 559 | $68,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 317 | $68,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 780 | $67,000 | thousands by filing date | |
| SHELL PLC SPON ADS | 780259305 | ADR | 1,210 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 750 | $57,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 875 | $54,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 475 | $53,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 555 | $52,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 500 | $51,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 373 | $50,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 383 | $47,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 327 | $47,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,556 | $46,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,600 | $46,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 288 | $45,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 325 | $44,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 535 | $43,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 3,539 | $41,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 500 | $38,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,117 | $37,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 610 | $36,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,157 | $35,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 120 | $32,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 468 | $31,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2,143 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 139 | $29,000 | thousands by filing date | |
| IJH | 464287507 | COM | 129 | $28,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 185 | $27,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 385 | $27,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,000 | $27,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 117 | $26,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 308 | $26,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 582 | $25,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 437 | $25,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 132 | $25,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 375 | $23,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,500 | $23,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 505 | $22,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,163 | $22,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 540 | $22,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 3,950 | $22,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,275 | $21,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 525 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 275 | $20,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 702 | $20,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 2,500 | $20,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 43 | $19,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 668 | $19,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 171 | $18,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 90 | $18,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 7,647 | $18,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 50 | $18,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $17,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 427 | $17,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 460 | $16,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 81 | $16,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 230 | $15,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 108 | $14,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 608 | $14,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 95 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $14,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 151 | $14,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,711 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 320 | $14,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,046 | $12,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 668 | $11,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $10,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 115 | $10,000 | thousands by filing date | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 249 | $10,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 165 | $10,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $9,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 278 | $9,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 6,400 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 39 | $8,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 57 | $8,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 102 | $7,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 35 | $5,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 100 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 136 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 67 | $5,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 620 | $5,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 90 | $4,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 66 | $4,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 122 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 49 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 241 | $4,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 698 | $4,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 232 | $4,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 49 | $3,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 34 | $3,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 62 | $3,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 108 | $3,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1 | $2,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 25 | $2,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 39 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 17 | $2,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 4,687 | $2,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 24 | $1,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 94 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 11 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 28 | $1,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 23 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Highlands REIT Inc Nsa | 43199G105 | Com | 1,046 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001166928-22-000098 | this filing | 2022-10-14 | acceptance time not in the bulk data set |