13F-HR filed by WEST BANCORPORATION INC
WEST BANCORPORATION INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-10, with 302 holding rows worth $99,733,000.
- Accession
- 0001166928-20-000008
- Filer
- CIK 1166928
- Filed
- 2020-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 302 entries on the cover page, a total value of $99,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,733,000 with VALUE read as thousands by filing date, 13F file number 028-19827. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWest Bank
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 473,599 | $14,175,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 133,739 | $7,974,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 168,393 | $7,419,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 52,181 | $7,122,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 39,840 | $7,009,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,528 | $5,019,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 42,631 | $3,995,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 23,306 | $3,861,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 26,896 | $1,868,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 31,700 | $1,410,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 35,877 | $1,365,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 8,000 | $1,272,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 34,673 | $1,164,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 44,357 | $1,137,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 10,198 | $1,097,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 34,483 | $989,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,919 | $933,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,853 | $838,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 13,069 | $832,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,651 | $823,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,184 | $791,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,406 | $719,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,212 | $701,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,575 | $695,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,129 | $692,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,879 | $652,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,105 | $646,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,213 | $587,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,248 | $568,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,116 | $532,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,996 | $529,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,229 | $510,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,184 | $490,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,162 | $424,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,491 | $413,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,981 | $398,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 207 | $383,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 271 | $362,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,115 | $353,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,988 | $337,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,375 | $332,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,840 | $328,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,266 | $325,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,859 | $318,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 944 | $311,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 618 | $311,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,329 | $305,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,502 | $304,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,037 | $300,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,204 | $292,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 21,320 | $292,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,001 | $289,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,805 | $279,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,376 | $272,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,526 | $272,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 903 | $270,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,464 | $265,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 814 | $264,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,382 | $258,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 13,298 | $258,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,711 | $257,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,996 | $249,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 2,408 | $247,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,637 | $239,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,542 | $237,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,199 | $237,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,460 | $237,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 786 | $231,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,951 | $222,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,053 | $219,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,285 | $216,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,762 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,933 | $204,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,240 | $204,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 670 | $198,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,300 | $198,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,008 | $196,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 941 | $196,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 825 | $194,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 926 | $190,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,400 | $186,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 758 | $175,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,141 | $174,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,015 | $172,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 885 | $166,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,213 | $155,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,853 | $153,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,970 | $149,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 249 | $147,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,422 | $145,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 610 | $145,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,143 | $137,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 7,696 | $133,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 536 | $131,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 680 | $129,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 724 | $124,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,435 | $120,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,296 | $120,000 | thousands by filing date | |
| VTI | 922908769 | COM | 729 | $119,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,530 | $117,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 1,750 | $112,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,017 | $112,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,329 | $111,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 665 | $106,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,619 | $105,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 535 | $103,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,611 | $100,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 600 | $100,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 5,250 | $100,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,413 | $99,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 517 | $93,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 1,437 | $92,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 647 | $88,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 918 | $87,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 937 | $86,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,500 | $80,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 365 | $80,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 870 | $79,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,470 | $79,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 799 | $78,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 570 | $75,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,542 | $74,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,000 | $68,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 276 | $67,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 774 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 297 | $64,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 1,144 | $63,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,516 | $61,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 536 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,256 | $60,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,212 | $60,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 731 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 750 | $58,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 621 | $55,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 373 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,336 | $52,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 1,002 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 380 | $49,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,600 | $48,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 752 | $46,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 445 | $45,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 492 | $45,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 134 | $45,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 500 | $44,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 132 | $44,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,374 | $42,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 177 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,275 | $42,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,000 | $42,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 320 | $40,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,750 | $40,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 400 | $40,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 217 | $39,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 656 | $39,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 558 | $38,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 300 | $37,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,132 | $36,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 500 | $36,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 647 | $35,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,144 | $34,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 335 | $34,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 195 | $33,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 635 | $33,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 595 | $33,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 427 | $33,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 390 | $32,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 554 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 450 | $29,000 | thousands by filing date | |
| IJH | 464287507 | COM | 129 | $27,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 312 | $27,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,500 | $27,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 4,200 | $27,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 278 | $26,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 600 | $26,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,631 | $26,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 668 | $25,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,600 | $25,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 161 | $24,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 219 | $24,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 372 | $24,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 288 | $24,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 144 | $24,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 720 | $24,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 288 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 220 | $24,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 128 | $23,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 368 | $23,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 497 | $23,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 125 | $22,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 125 | $22,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 209 | $22,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,000 | $22,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 191 | $21,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 134 | $21,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 108 | $21,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 60 | $20,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 171 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 222 | $20,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 1,843 | $20,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 174 | $18,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 221 | $18,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 414 | $18,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 259 | $17,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 208 | $17,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $16,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 256 | $15,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 88 | $15,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 833 | $15,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 264 | $14,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 159 | $14,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 193 | $14,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 4,687 | $14,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10 | $13,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,050 | $13,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 147 | $12,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 906 | $12,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 51 | $11,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 80 | $11,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 96 | $10,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 111 | $10,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 170 | $10,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 241 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 188 | $10,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 15 | $9,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 738 | $9,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 177 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,000 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 500 | $8,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25 | $8,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 57 | $8,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 70 | $8,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 439 | $8,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 165 | $8,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 83 | $7,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 175 | $7,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 166 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 144 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 112 | $7,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 119 | $6,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 114 | $6,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 75 | $6,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 497 | $6,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 65 | $6,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 45 | $6,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 57 | $6,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 40 | $6,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 81 | $5,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 122 | $5,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 18 | $5,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 81 | $5,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 136 | $5,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 52 | $5,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 34 | $5,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 35 | $5,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 42 | $5,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 36 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 32 | $5,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 27 | $4,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 64 | $4,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 73 | $4,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 26 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 108 | $4,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 110 | $4,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 62 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 67 | $4,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,100 | $4,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 193 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 76 | $4,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 51 | $3,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 29 | $3,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 37 | $3,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 59 | $3,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 18 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 30 | $3,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 49 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 298 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 422 | $3,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 160 | $3,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6 | $2,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 18 | $2,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 73 | $2,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 46 | $2,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 33 | $2,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 41 | $2,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 36 | $2,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 62 | $2,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 39 | $2,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 39 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 118 | $2,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 148 | $2,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 11 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 24 | $1,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 73 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 28 | $1,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 22 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 47 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 14 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 209 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001166928-20-000008 | this filing | 2020-02-10 | acceptance time not in the bulk data set |