13F-HR filed by BNP PARIBAS FINANCIAL MARKETS
BNP PARIBAS FINANCIAL MARKETS filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-09, with 3,916 holding rows worth $79,958,802,494.
- Accession
- 0001166588-23-000019
- Filer
- CIK 1166588
- Filed
- 2023-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 8,510 entries on the cover page, a total value of $79,958,802,494 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,958,802,494 with VALUE read as dollars as filed, 13F file number 028-10038. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBNP PARIBAS SECURITIES CORP 028-10283
- included managerBNP PARIBAS 028-04059
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 1,914 | $44,500 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,776 | $44,453 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1,746 | $43,982 | dollars as filed | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,500 | $43,785 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,781 | $43,690 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 864 | $43,347 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 4,891 | $43,188 | dollars as filed | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 4,155 | $43,129 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,403 | $43,058 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 2,302 | $42,817 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 525 | $42,567 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 17,291 | $42,363 | dollars as filed | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 9,800 | $42,336 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 54,000 | $42,267 | dollars as filed | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,536 | $41,265 | dollars as filed | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 2,655 | $41,020 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 11,610 | $40,983 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 8,457 | $40,847 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 2,900 | $40,803 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,798 | $40,743 | dollars as filed | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 3,311 | $40,593 | dollars as filed | |
| LCNB CORP | 50181P100 | COM | 2,740 | $40,442 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 33,346 | $40,015 | dollars as filed | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 2,308 | $39,767 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,003 | $39,247 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 43,000 | $38,953 | dollars as filed | principal |
| ESSA PHARMA INC | 29668H708 | COM NEW | 14,405 | $38,894 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 4,717 | $38,444 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 194 | $38,245 | dollars as filed | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,557 | $37,960 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 4,255 | $37,742 | dollars as filed | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 1,384 | $37,493 | dollars as filed | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 7,295 | $36,694 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,310 | $36,637 | dollars as filed | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 1,898 | $35,853 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 14,468 | $35,447 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 6,110 | $35,255 | dollars as filed | |
| STERLING BANCORP INC | 85917W102 | COM | 6,423 | $35,134 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 913 | $35,068 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 464 | $34,489 | dollars as filed | |
| ISHARES INC | 46434G863 | COM | 1,080 | $34,160 | dollars as filed | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 1,959 | $34,008 | dollars as filed | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 30,323 | $33,962 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 908 | $33,887 | dollars as filed | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 2,256 | $33,727 | dollars as filed | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 2,726 | $33,530 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,456 | $33,254 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 9,089 | $33,175 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 8,829 | $33,109 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 5,602 | $31,763 | dollars as filed | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 150,000 | $31,425 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 681 | $31,374 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 10,810 | $30,808 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 134,386 | $30,795 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 4,199 | $30,191 | dollars as filed | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,381 | $29,453 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 20,301 | $28,624 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 3 | $28,614 | dollars as filed | call |
| EVOGENE LTD | M4119S104 | SHS | 26,700 | $28,569 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 256 | $28,357 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 43,493 | $27,992 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 18,535 | $27,988 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 3,065 | $27,340 | dollars as filed | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 53,225 | $27,145 | dollars as filed | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 730 | $26,740 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 37,000 | $26,454 | dollars as filed | principal |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 4,332 | $25,992 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 10,849 | $25,929 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 402 | $25,033 | dollars as filed | |
| SCIPLAY CORPORATION | 809087109 | CL A | 1,268 | $24,954 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 461 | $24,853 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 19,572 | $24,074 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 1,772 | $23,940 | dollars as filed | |
| ARMADA ACQUISITION CORP I | 04208V111 | *W EXP 99/99/999 | 215,804 | $23,911 | dollars as filed | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 2,133 | $23,506 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 508 | $23,449 | dollars as filed | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,030 | $23,422 | dollars as filed | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 945 | $23,181 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 250 | $23,008 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 550 | $22,754 | dollars as filed | |
| USD PARTNERS LP LP | 903318103 | STOK | 21,855 | $21,636 | dollars as filed | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,081 | $21,317 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 125,000 | $20,862 | dollars as filed | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 7,172 | $20,799 | dollars as filed | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 9,235 | $19,486 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 22,000 | $19,356 | dollars as filed | principal |
| Vanguard Value ETF | 922908744 | SHS | 136 | $19,326 | dollars as filed | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 518,650 | $18,853 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 7,527 | $18,742 | dollars as filed | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,201 | $18,519 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 589 | $18,518 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 608 | $18,428 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 300 | $18,303 | dollars as filed | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 1,187 | $18,090 | dollars as filed | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 393 | $18,039 | dollars as filed | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 477 | $17,787 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 22,000 | $17,490 | dollars as filed | principal |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 339 | $17,343 | dollars as filed | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 415 | $17,330 | dollars as filed | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 848 | $16,850 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 7,044 | $16,694 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 5,870 | $16,671 | dollars as filed | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 5,467 | $16,346 | dollars as filed | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 9,927 | $16,082 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 341 | $15,758 | dollars as filed | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 8,485 | $15,612 | dollars as filed | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 437 | $15,474 | dollars as filed | |
| URBAN ONE INC | 91705J105 | CL A | 2,571 | $15,400 | dollars as filed | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 114,080 | $14,705 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,472 | $14,579 | dollars as filed | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 2,072 | $14,359 | dollars as filed | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 343,333 | $14,241 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 38,739 | $13,644 | dollars as filed | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 283,333 | $13,232 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 377 | $12,603 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,608 | $12,247 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,123 | $12,211 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 1,053 | $11,983 | dollars as filed | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 2,300 | $11,707 | dollars as filed | |
| ADECOAGRO S A | L00849106 | COM | 1,246 | $11,663 | dollars as filed | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,084 | $11,525 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 47,081 | $11,299 | dollars as filed | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 12,000 | $11,292 | dollars as filed | principal |
| QURATE RETAIL INC | 74915M100 | COM SER A | 11,123 | $11,010 | dollars as filed | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,918 | $10,837 | dollars as filed | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,300 | $10,803 | dollars as filed | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 230 | $10,447 | dollars as filed | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 115,714 | $10,414 | dollars as filed | |
| SEP ACQUISITION CORP | 589381110 | *W EXP 99/99/999 | 288,115 | $10,286 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 8,000 | $10,080 | dollars as filed | principal |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 384 | $10,007 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 424 | $9,879 | dollars as filed | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 203 | $9,466 | dollars as filed | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,158 | $9,171 | dollars as filed | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 937 | $9,014 | dollars as filed | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 959 | $8,842 | dollars as filed | |
| IRSA INVERSIONES SA WTS EXP 03/25/2026 | P5880C134 | CMN | 20,000 | $8,790 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 42 | $8,632 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 335 | $8,499 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 905 | $8,073 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 1,084 | $7,946 | dollars as filed | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 8,683 | $7,945 | dollars as filed | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 166 | $7,885 | dollars as filed | |
| AXT INC | 00246W103 | COM | 2,274 | $7,823 | dollars as filed | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 500 | $7,795 | dollars as filed | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 5,203 | $7,596 | dollars as filed | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 300 | $7,587 | dollars as filed | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 250,000 | $7,500 | dollars as filed | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 83 | $7,496 | dollars as filed | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 149,050 | $7,393 | dollars as filed | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 4,823 | $7,379 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 12,062 | $7,358 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 42 | $7,286 | dollars as filed | |
| IMMURON LTD | 45254U101 | SPONSORED ADR | 3,346 | $6,759 | dollars as filed | |
| iShares Global Tech ETF | 464287291 | SHS | 106 | $6,592 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 7 | $6,545 | dollars as filed | put |
| GENFIT S A | 372279109 | ADS | 1,800 | $6,372 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,242 | $6,322 | dollars as filed | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 270 | $6,302 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 622 | $6,015 | dollars as filed | |
| STRATASYS LTD | M85548101 | SHS | 337 | $5,985 | dollars as filed | |
| QURATE RETAIL INC | 74915M209 | COM | 700 | $5,810 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 4,555 | $5,739 | dollars as filed | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 40,361 | $5,739 | dollars as filed | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 4,100 | $5,658 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 75 | $5,642 | dollars as filed | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 2,382 | $5,419 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 180,000 | $5,400 | dollars as filed | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,356 | $5,329 | dollars as filed | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 430 | $5,220 | dollars as filed | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 124 | $5,042 | dollars as filed | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 3,534 | $5,018 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,000 | $4,996 | dollars as filed | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 58 | $4,926 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 4,657 | $4,890 | dollars as filed | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 189 | $4,823 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 115 | $4,815 | dollars as filed | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 122 | $4,768 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 144 | $4,650 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 3,931 | $4,599 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1,080 | $4,428 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,337 | $4,412 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 22,615 | $4,297 | dollars as filed | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 19 | $4,205 | dollars as filed | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 40 | $4,150 | dollars as filed | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 204 | $4,104 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 100 | $4,019 | dollars as filed | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 647 | $3,940 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 2,000 | $3,800 | dollars as filed | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 3,298 | $3,760 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 51 | $3,530 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 66 | $3,460 | dollars as filed | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 305 | $3,434 | dollars as filed | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 3,090 | $3,430 | dollars as filed | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 8,092 | $3,391 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 4,474 | $3,391 | dollars as filed | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 363 | $3,390 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,723 | $3,240 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 20,000 | $3,218 | dollars as filed | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 5,648 | $3,106 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 75 | $3,031 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 90 | $3,012 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 358 | $3,011 | dollars as filed | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 488 | $2,996 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 55 | $2,994 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,227 | $2,957 | dollars as filed | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 81 | $2,867 | dollars as filed | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 2,994 | $2,845 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 75,000 | $2,666 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 133 | $2,639 | dollars as filed | |
| LAKELAND INDS INC | 511795106 | COM | 177 | $2,547 | dollars as filed | |
| SPRINGWATER SPECIAL SITUATIONS | 85205u115 | WT | 132,582 | $2,526 | dollars as filed | |
| Accelerate Diagnostics | 00430H102 | COM | 3,102 | $2,513 | dollars as filed | |
| DESWELL INDS INC | 250639101 | COM | 900 | $2,457 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 479 | $2,429 | dollars as filed | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 98 | $2,413 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 4,578 | $2,408 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 1,217 | $2,394 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 117,906 | $2,358 | dollars as filed | |
| UNIFI INC | 904677200 | COM NEW | 292 | $2,356 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 6,136 | $2,348 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 15,948 | $2,233 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 281 | $2,175 | dollars as filed | |
| F45 TRAINING HLDGS INC | 30322L101 | COM | 4,193 | $2,096 | dollars as filed | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 133 | $2,095 | dollars as filed | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 1,633 | $2,090 | dollars as filed | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 22 | $2,016 | dollars as filed | |
| Renovaro Inc | 29350E104 | Common Stock | 3,395 | $1,924 | dollars as filed | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 28 | $1,842 | dollars as filed | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 180 | $1,816 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 2,384 | $1,740 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 2,556 | $1,723 | dollars as filed | |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 84,464 | $1,715 | dollars as filed | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 208 | $1,708 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 96 | $1,642 | dollars as filed | |
| SARCOS TECHN AND ROBOTICS CO | 80359A106 | COM | 5,092 | $1,637 | dollars as filed | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,675 | $1,587 | dollars as filed | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,714 | $1,585 | dollars as filed | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 40 | $1,584 | dollars as filed | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 7,328 | $1,543 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 181 | $1,493 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 40 | $1,489 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 104 | $1,464 | dollars as filed | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 838 | $1,416 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 964 | $1,398 | dollars as filed | |
| PFSWEB INC | 717098206 | COM | 298 | $1,347 | dollars as filed | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 52 | $1,329 | dollars as filed | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 19 | $1,325 | dollars as filed | |
| KAMADA LTD | M6240T109 | SHS | 251 | $1,325 | dollars as filed | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 2,528 | $1,314 | dollars as filed | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 801 | $1,282 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 3,645 | $1,258 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 350 | $1,222 | dollars as filed | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 131 | $1,191 | dollars as filed | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 63 | $1,188 | dollars as filed | |
| INTEGRATED MEDIA TECHNLOGY L | Q49376108 | SHS | 3,267 | $1,160 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 643 | $1,145 | dollars as filed | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 204 | $1,128 | dollars as filed | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 126 | $1,128 | dollars as filed | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 50 | $1,108 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 61 | $1,103 | dollars as filed | |
| MARCHEX INC | 56624R108 | CMN | 491 | $1,041 | dollars as filed | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 20 | $1,034 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 78 | $1,032 | dollars as filed | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 16 | $1,011 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 231 | $1,005 | dollars as filed | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 85 | $966 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 98 | $960 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 4,164 | $958 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 412 | $948 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 400 | $916 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 115 | $910 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 1,072 | $879 | dollars as filed | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 242 | $854 | dollars as filed | |
| NN INC | 629337106 | COM | 356 | $851 | dollars as filed | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 25 | $850 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 481 | $837 | dollars as filed | |
| SIEBERT FINL CORP | 826176109 | COM | 327 | $811 | dollars as filed | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 637 | $796 | dollars as filed | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 101 | $785 | dollars as filed | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 364 | $750 | dollars as filed | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 28 | $747 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 51 | $747 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 48 | $722 | dollars as filed | |
| UNION BANKSHARES INC | 905400107 | CMN | 31 | $721 | dollars as filed | |
| SCREAMING EAGLE ACQUISITN CO | G79407121 | *W EXP 01/05/202 | 5,100 | $714 | dollars as filed | |
| NEXTCURE INC | 65343E108 | COM | 385 | $693 | dollars as filed | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 30 | $654 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 129 | $624 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 827 | $607 | dollars as filed | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 29 | $589 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4 | $569 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16 | $564 | dollars as filed | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 11 | $542 | dollars as filed | |
| SMART SAND INC | 83191H107 | COM | 326 | $535 | dollars as filed | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 250,000 | $500 | dollars as filed | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 9 | $478 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 9 | $464 | dollars as filed | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 10 | $442 | dollars as filed | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 346 | $436 | dollars as filed | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 4 | $400 | dollars as filed | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 353 | $399 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 30 | $398 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 121 | $392 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25490K596 | DAIL HO SUPP ETF | 5 | $381 | dollars as filed | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 397 | $369 | dollars as filed | |
| VOLITIONRX LTD | 928661107 | COM | 265 | $368 | dollars as filed | |
| CONNS INC | 208242107 | COM | 99 | $366 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 114 | $358 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 119 | $332 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 269 | $328 | dollars as filed | |
| Delta Apparel Inc | 247368103 | COM | 29 | $304 | dollars as filed | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 428 | $304 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 175 | $301 | dollars as filed | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 17 | $300 | dollars as filed | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 31 | $299 | dollars as filed | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 337 | $297 | dollars as filed | |
| SOCIETAL CDMO INC | 75629F109 | COM | 257 | $283 | dollars as filed | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 13 | $275 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 167 | $262 | dollars as filed | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 132 | $248 | dollars as filed | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 329 | $243 | dollars as filed | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 212 | $237 | dollars as filed | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 15 | $214 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1 | $207 | dollars as filed | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4 | $206 | dollars as filed | |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 200 | $200 | dollars as filed | |
| CULP INC | 230215105 | CMN | 40 | $199 | dollars as filed | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1 | $194 | dollars as filed | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 213 | $188 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 4 | $184 | dollars as filed | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 282 | $178 | dollars as filed | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 184 | $177 | dollars as filed | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 32 | $175 | dollars as filed | |
| COMSCORE INC | 20564W105 | COM | 213 | $173 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 17 | $172 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 9 | $163 | dollars as filed | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 859 | $163 | dollars as filed | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 13 | $162 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4 | $162 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 363 | $156 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 4 | $154 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 4 | $141 | dollars as filed | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 27 | $139 | dollars as filed | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 225,000 | $135 | dollars as filed | |
| DYADIC INTL INC DEL | 26745T101 | COM | 69 | $133 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 4 | $129 | dollars as filed | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 4 | $129 | dollars as filed | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 104 | $127 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 4 | $125 | dollars as filed | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 4 | $124 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 82 | $120 | dollars as filed | |
| VIRNETX HLDG CORP | 92823T108 | COM | 252 | $117 | dollars as filed | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1 | $115 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 4 | $108 | dollars as filed | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 4 | $105 | dollars as filed | |
| ORGENESIS INC | 68619K204 | COM | 75 | $104 | dollars as filed | |
| ENERGOUS CORP | 29272C103 | COM | 433 | $104 | dollars as filed | |
| ASTRONOVA INC | 04638F108 | COM | 7 | $102 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 90 | $97 | dollars as filed | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 277 | $97 | dollars as filed | |
| CORTEXYME INC | 22053A107 | COM | 59 | $89 | dollars as filed | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 4 | $87 | dollars as filed | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 71 | $85 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 1 | $82 | dollars as filed | |
| AZUL S A | 05501U106 | OPT | 6 | $82 | dollars as filed | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 30 | $74 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 74 | $66 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 819 | $61 | dollars as filed | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1 | $58 | dollars as filed | |
| OCONEE FED FINL CORP | 675607105 | COM | 4 | $57 | dollars as filed | |
| ALPHA PRO TECH LTD | 020772109 | COM | 13 | $52 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1 | $50 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2 | $47 | dollars as filed | |
| TIDEWATER INC NEW | 88642R117 | WARR | 39 | $45 | dollars as filed | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 123 | $44 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 17 | $43 | dollars as filed | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2 | $39 | dollars as filed | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 13 | $38 | dollars as filed | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 32 | $37 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 11 | $36 | dollars as filed | |
| High Templar Tech Limit | 747798106 | COM | 18 | $36 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1 | $34 | dollars as filed | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2 | $26 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 1 | $26 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 38 | $25 | dollars as filed | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2 | $24 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 1 | $23 | dollars as filed | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 100 | $23 | dollars as filed | |
| KOSS CORP | 500692108 | COM | 6 | $22 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 2 | $13 | dollars as filed | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 1 | $12 | dollars as filed | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 3 | $11 | dollars as filed | |
| CRAWFORD & CO | 224633107 | COM | 1 | $9 | dollars as filed | |
| TIDEWATER INC NEW | 88642R125 | WARR | 42 | $8 | dollars as filed | |
| ICAD INC | 44934S206 | COM NEW | 4 | $7 | dollars as filed | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 11 | $6 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1 | $5 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 1 | $5 | dollars as filed | |
| NEXA RES S A | L67359106 | COM | 1 | $5 | dollars as filed | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1 | $5 | dollars as filed | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 3 | $5 | dollars as filed | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 1 | $4 | dollars as filed | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 3 | $4 | dollars as filed | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 3 | $4 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1 | $4 | dollars as filed | |
| COMPUGEN LTD | M25722105 | ORD | 3 | $3 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 1 | $2 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1 | $2 | dollars as filed | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 1 | $2 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3 | $1 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 1 | $1 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 2 | $1 | dollars as filed | |
| CURIS INC | 231269200 | COM | 1 | $1 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 163,760 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001166588-23-000019 | this filing | 2023-08-09 | acceptance time not in the bulk data set |