13F-HR filed by BNP PARIBAS FINANCIAL MARKETS
BNP PARIBAS FINANCIAL MARKETS filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-03, with 4,241 holding rows worth $40,924,487,000.
- Accession
- 0001166588-17-000011
- Filer
- CIK 1166588
- Filed
- 2017-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 4,271 entries on the cover page, a total value of $40,924,487,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,924,487,596 with VALUE read as dollars, detected, 13F file number 028-10038. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBNP PARIBAS SECURITIES CORP
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 126 | $4,282 | dollars, detected | call |
| ANDEAVOR | 03349M105 | COM | 19 | $4,237 | dollars, detected | put |
| KOHLS CORP | 500255104 | COM | 13 | $4,225 | dollars, detected | put |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 493 | $4,225 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 50 | $4,100 | dollars, detected | call |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 2,794 | $4,079 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 3,953 | $4,041 | dollars, detected | call |
| CISION LTD | G1992S109 | SHS | 304 | $3,958 | dollars, detected | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 592 | $3,925 | dollars, detected | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 568 | $3,906 | dollars, detected | call |
| STEIN MART INC | 858375108 | COM | 2,964 | $3,853 | dollars, detected | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 420 | $3,738 | dollars, detected | |
| NEXTDECADE CORP | 65342K105 | COM | 368 | $3,713 | dollars, detected | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 2,017 | $3,711 | dollars, detected | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 105 | $3,678 | dollars, detected | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 325 | $3,543 | dollars, detected | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,172 | $3,516 | dollars, detected | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 700 | $3,500 | dollars, detected | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 30 | $3,495 | dollars, detected | |
| OCONEE FED FINL CORP | 675607105 | COM | 122 | $3,421 | dollars, detected | |
| SEALED AIR CORP NEW | 81211K100 | COM | 55 | $3,410 | dollars, detected | call |
| FNB Bancorp | 302515101 | Common | 100 | $3,392 | dollars, detected | |
| Viacom Inc Cl A | 92553P102 | CL A | 90 | $3,303 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 918 | $3,276 | dollars, detected | put |
| OMINTO INC | 68217C208 | COM NEW | 708 | $3,186 | dollars, detected | |
| NANTHEALTH INC | 630104107 | CMN | 754 | $3,106 | dollars, detected | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 103 | $3,095 | dollars, detected | |
| AFLAC INC COM | 001055102 | Stock | 102 | $3,080 | dollars, detected | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 81 | $3,018 | dollars, detected | |
| TWILIO INC CL A | 90138F102 | Stock | 250 | $3,000 | dollars, detected | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 500 | $3,000 | dollars, detected | call |
| SSR MINING IN | 784730103 | COM | 1,000 | $3,000 | dollars, detected | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 25 | $2,800 | dollars, detected | call |
| CROWN CASTLE INC COM | 22822V101 | REIT | 100 | $2,800 | dollars, detected | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 400 | $2,800 | dollars, detected | put |
| BLOCK INC CL A | 852234103 | Stock | 3 | $2,745 | dollars, detected | call |
| APPIAN CORP | 03782L101 | CL A | 96 | $2,732 | dollars, detected | |
| CELADON GROUP INC | 150838100 | COM | 403 | $2,720 | dollars, detected | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 497 | $2,709 | dollars, detected | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 146 | $2,689 | dollars, detected | |
| BUNGE LTD | G16962105 | COM | 254 | $2,685 | dollars, detected | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 17 | $2,669 | dollars, detected | put |
| ONCOCYTE CORP | 68235C107 | COM | 351 | $2,650 | dollars, detected | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 14 | $2,632 | dollars, detected | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 182 | $2,575 | dollars, detected | put |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 412 | $2,554 | dollars, detected | |
| KEYCORP COM | 493267108 | Stock | 160 | $2,536 | dollars, detected | call |
| VALUE LINE INC | 920437100 | COMMON STOCK | 139 | $2,449 | dollars, detected | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 49 | $2,353 | dollars, detected | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,755 | $2,334 | dollars, detected | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 523 | $2,333 | dollars, detected | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 378 | $2,325 | dollars, detected | |
| CPI CARD GROUP INC | 12634H101 | COM | 1,936 | $2,284 | dollars, detected | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 121 | $2,255 | dollars, detected | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 316 | $2,247 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 17 | $2,246 | dollars, detected | |
| SEADRILL ORD | G7945E105 | COM | 6,409 | $2,243 | dollars, detected | |
| Anglogold Ashanti Plc | 035128206 | Common | 568 | $2,217 | dollars, detected | call |
| GLOBANT S A | L44385109 | COM | 53 | $2,124 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 61 | $2,074 | dollars, detected | put |
| ROSETTA RES INC COM | 777385105 | Stock | 246 | $2,025 | dollars, detected | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 23 | $2,013 | dollars, detected | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,000 | $2,000 | dollars, detected | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 133 | $1,995 | dollars, detected | put |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 499 | $1,971 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 5,455 | $1,964 | dollars, detected | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 103 | $1,957 | dollars, detected | call |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 2,000 | $1,948 | dollars, detected | principal |
| GOGO INC | 38046C109 | COM | 71 | $1,947 | dollars, detected | put |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 146 | $1,927 | dollars, detected | |
| NEFF CORP COM CL A | 640094207 | Stock | 77 | $1,925 | dollars, detected | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 123 | $1,876 | dollars, detected | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 24 | $1,872 | dollars, detected | call |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 103 | $1,864 | dollars, detected | |
| Real Industry Inc | 75601w104 | CS | 1,029 | $1,852 | dollars, detected | |
| ANGIES LIST INC | 034754101 | COM | 146 | $1,819 | dollars, detected | |
| ARCONIC INC | 03965L100 | COM | 754 | $1,797 | dollars, detected | call |
| RETROPHIN INC | 761299106 | COM | 47 | $1,786 | dollars, detected | call |
| MARATHON OIL CORP | 565849106 | COM | 105 | $1,785 | dollars, detected | put |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 9 | $1,541 | dollars, detected | |
| MAJESCO | 56068V102 | COM | 301 | $1,502 | dollars, detected | |
| TIFFANY & CO NEW | 886547108 | COM | 151 | $1,380 | dollars, detected | call |
| CENCORA INC COM | 03073E105 | Stock | 75 | $1,275 | dollars, detected | call |
| DISCOVER FINL SVCS | 254709108 | COM | 74 | $1,258 | dollars, detected | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 288 | $1,247 | dollars, detected | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 400 | $1,200 | dollars, detected | put |
| HOLOGIC INC | 436440101 | COM | 55 | $1,190 | dollars, detected | call |
| COBALT INTL ENERGY | 19075F304 | COM | 829 | $1,185 | dollars, detected | |
| SILICOM LTD | M84116108 | ORD | 19 | $1,112 | dollars, detected | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 356 | $1,068 | dollars, detected | put |
| GLYCOMIMETICS INC | 38000Q102 | COM | 72 | $1,007 | dollars, detected | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 105 | $951 | dollars, detected | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 950 | $950 | dollars, detected | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,603 | $946 | dollars, detected | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 10 | $923 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 900 | $900 | dollars, detected | call |
| United Parcel Service, Inc | 917286106 | COM | 48 | $866 | dollars, detected | |
| HENNESSY ADVISORS INC | 425885100 | COM | 52 | $803 | dollars, detected | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 22 | $800 | dollars, detected | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10 | $770 | dollars, detected | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 142 | $694 | dollars, detected | put |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 178 | $694 | dollars, detected | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 63 | $693 | dollars, detected | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 292 | $634 | dollars, detected | call |
| MBIA INC | 55262C100 | COMMON STOCK | 74 | $626 | dollars, detected | put |
| CENTURYLINK INC | 156700106 | COM | 205 | $615 | dollars, detected | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 200 | $600 | dollars, detected | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 60 | $600 | dollars, detected | put |
| IDT CORP | 448947507 | CL B NEW | 3 | $585 | dollars, detected | put |
| EXCO RESOURCES INC | 269279501 | COM NEW | 429 | $575 | dollars, detected | |
| TIME INC NEW | 887228104 | COM | 57 | $570 | dollars, detected | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 32 | $556 | dollars, detected | |
| SAP SE SPON ADR | 803054204 | ADR | 5 | $548 | dollars, detected | |
| AARONS INC | 002535300 | COM PAR $0.50 | 35 | $525 | dollars, detected | call |
| T-Mobile US,Inc. | 872590104 | COM | 31 | $515 | dollars, detected | call |
| FIREEYE INC | 31816Q101 | COM | 500 | $500 | dollars, detected | put |
| WHITING PETE CORP NEW | 966387102 | COM | 500 | $500 | dollars, detected | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 55 | $491 | dollars, detected | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 42 | $462 | dollars, detected | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 59 | $461 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 144 | $432 | dollars, detected | call |
| FERROGLOBE PLC | G33856108 | SHS | 32 | $421 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 11 | $418 | dollars, detected | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 39 | $391 | dollars, detected | |
| HANESBRANDS INC | 410345102 | COM | 77 | $385 | dollars, detected | put |
| CA INC COM | 12673P105 | COM | 125 | $375 | dollars, detected | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 97 | $371 | dollars, detected | call |
| DISCOVER FINL SVCS | 254709108 | COM | 2 | $363 | dollars, detected | put |
| RADIUS HEALTH INC | 750469207 | COM NEW | 50 | $350 | dollars, detected | call |
| NEVSUN RES LTD | 64156L101 | COM | 117 | $340 | dollars, detected | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 59 | $336 | dollars, detected | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10 | $330 | dollars, detected | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 21 | $312 | dollars, detected | |
| RED HAT INC | 756577102 | COM | 100 | $300 | dollars, detected | put |
| IRIDEX CORP | 462684101 | COM | 32 | $300 | dollars, detected | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9 | $298 | dollars, detected | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 25 | $257 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 85 | $255 | dollars, detected | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 82 | $246 | dollars, detected | put |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 15 | $232 | dollars, detected | |
| OPEN TEXT CORP COM | 683715106 | Stock | 7 | $226 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2 | $226 | dollars, detected | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 18 | $223 | dollars, detected | put |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 39 | $203 | dollars, detected | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 67 | $194 | dollars, detected | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 4 | $191 | dollars, detected | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 32 | $184 | dollars, detected | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 181 | $181 | dollars, detected | call |
| OPHTHOTECH CORP | 683745103 | COM | 60 | $169 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 55 | $165 | dollars, detected | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 54 | $162 | dollars, detected | put |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 2 | $160 | dollars, detected | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 60 | $130 | dollars, detected | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 46 | $127 | dollars, detected | |
| ENDOCYTE INC | 29269A102 | COM | 74 | $104 | dollars, detected | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 36 | $99 | dollars, detected | |
| USA TRUCK INC | 902925106 | COM | 7 | $98 | dollars, detected | |
| FASTENAL CO COM | 311900104 | Stock | 15 | $97 | dollars, detected | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 22 | $87 | dollars, detected | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 8,032 | $80 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1 | $77 | dollars, detected | put |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 7 | $75 | dollars, detected | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 38 | $72 | dollars, detected | |
| AUTOBYTEL INC | 05275N205 | COM | 10 | $69 | dollars, detected | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1 | $68 | dollars, detected | |
| Dawson Geophysical Co Ne | 239360100 | COM | 15 | $68 | dollars, detected | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 5 | $67 | dollars, detected | |
| DENISON MINES CORP | 248356107 | COM | 108 | $66 | dollars, detected | |
| CHEROKEE INC | 16444H102 | COM | 24 | $66 | dollars, detected | |
| Proshares Short S&P | 74347B425 | COM | 2 | $64 | dollars, detected | |
| AUDIOCODES LTD | M15342104 | ORD | 8 | $57 | dollars, detected | |
| ALTIMMUNE INC | 02155H101 | COM | 22 | $51 | dollars, detected | |
| EGALET CORP | 28226B104 | COM | 38 | $49 | dollars, detected | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1 | $47 | dollars, detected | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 2 | $39 | dollars, detected | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 8 | $37 | dollars, detected | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 5 | $36 | dollars, detected | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 8 | $34 | dollars, detected | |
| PFSWEB INC | 717098206 | COM | 4 | $33 | dollars, detected | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10 | $32 | dollars, detected | |
| KELLANOVA | 487836108 | COM | 10 | $30 | dollars, detected | call |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 8 | $26 | dollars, detected | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 3 | $24 | dollars, detected | |
| FLEX PHARMA INC | 33938A105 | COM | 7 | $24 | dollars, detected | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 2 | $23 | dollars, detected | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 31 | $23 | dollars, detected | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 15 | $23 | dollars, detected | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 6 | $22 | dollars, detected | |
| TERADATA CORP DEL | 88076W103 | COM | 3 | $21 | dollars, detected | put |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 6 | $21 | dollars, detected | |
| ZAFGEN INC | 98885E103 | COM | 6 | $21 | dollars, detected | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 22 | $20 | dollars, detected | |
| INVENTURE FOODS INC | 461212102 | COM | 4 | $19 | dollars, detected | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3 | $18 | dollars, detected | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 13 | $18 | dollars, detected | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3 | $17 | dollars, detected | |
| JAMBA INC | 47023A309 | COM NEW | 2 | $17 | dollars, detected | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 2 | $17 | dollars, detected | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 7 | $16 | dollars, detected | |
| LIPOCINE INC NEW | 53630X104 | CMN | 4 | $16 | dollars, detected | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 11 | $16 | dollars, detected | |
| Ampio Pharmaceuticals | 03209T109 | COM | 25 | $15 | dollars, detected | |
| TROVAGENE INC | 897238309 | COM | 21 | $15 | dollars, detected | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 4 | $15 | dollars, detected | |
| PFENEX INC | 717071104 | COM | 5 | $15 | dollars, detected | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 3 | $14 | dollars, detected | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 8 | $14 | dollars, detected | |
| CORMEDIX INC | 21900C100 | COM | 23 | $12 | dollars, detected | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1 | $10 | dollars, detected | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1 | $10 | dollars, detected | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1 | $10 | dollars, detected | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1 | $9 | dollars, detected | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 6 | $9 | dollars, detected | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2 | $8 | dollars, detected | |
| TTOO | 89853L104 | Stock | 2 | $8 | dollars, detected | |
| OI SA-ADR | 670851500 | ADR | 1 | $8 | dollars, detected | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1 | $8 | dollars, detected | |
| KONA GRILL INC | 50047H201 | COM | 2 | $8 | dollars, detected | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 1 | $8 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 1 | $7 | dollars, detected | put |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 3 | $7 | dollars, detected | |
| ALIMERA SCIENCES INC | 016259103 | COM | 5 | $7 | dollars, detected | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 15 | $7 | dollars, detected | |
| KADMON HLDGS INC | 48283N106 | COM | 2 | $7 | dollars, detected | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 4 | $7 | dollars, detected | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 20 | $7 | dollars, detected | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 2 | $6 | dollars, detected | |
| NOVAN INC | 66988N106 | COM | 1 | $6 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $5 | dollars, detected | put |
| FULGENT GENETICS INC | 359664109 | COM | 1 | $5 | dollars, detected | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 4 | $5 | dollars, detected | |
| PATRIOT NATL INC | 70338T102 | COM | 3 | $4 | dollars, detected | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 2 | $4 | dollars, detected | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 1 | $3 | dollars, detected | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 2 | $3 | dollars, detected | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 4 | $2 | dollars, detected | |
| AVINGER INC | 053734109 | COM | 4 | $2 | dollars, detected | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1 | $1 | dollars, detected | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 4 | $1 | dollars, detected | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 3 | $1 | dollars, detected | |
| WINS FIN HLDGS INC | G97223104 | ORD SHS | 57 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001166588-17-000011 | this filing | 2017-11-03 | acceptance time not in the bulk data set |