13F-HR/A filed by BNP PARIBAS FINANCIAL MARKETS
BNP PARIBAS FINANCIAL MARKETS filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-04-02, with 4,209 holding rows worth $137,150,321,000.
- Accession
- 0001166588-14-000004
- Filer
- CIK 1166588
- Filed
- 2014-04-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, amendment of type new holdings, 4,236 entries on the cover page, a total value of $137,150,321,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $137,150,320,674 with VALUE read as dollars, detected, 13F file number 028-10038. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 450 | $666 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 236 | $664 | dollars, detected | put |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 42 | $657 | dollars, detected | |
| COFFEE HLDG CO INC | 192176105 | COM | 128 | $652 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 2 | $648 | dollars, detected | call |
| WINMARK CORP | 974250102 | COM | 7 | $648 | dollars, detected | |
| TIM HORTONS INC | 88706M103 | COM | 11 | $642 | dollars, detected | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 284 | $636 | dollars, detected | |
| BLUEBIRD BIO INC | 09609G100 | COM | 30 | $629 | dollars, detected | |
| Lee Enterprises Inc | 523768109 | COM | 180 | $625 | dollars, detected | |
| NUPATHE INC | 67059M100 | COM | 190 | $621 | dollars, detected | |
| GSE HOLDING INC | 36191X100 | COM | 296 | $613 | dollars, detected | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 20 | $610 | dollars, detected | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 1,206 | $603 | dollars, detected | |
| ANN INC | 035623107 | COM | 200 | $600 | dollars, detected | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 268 | $574 | dollars, detected | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 216 | $572 | dollars, detected | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 226 | $570 | dollars, detected | |
| MOCON INC | 607494101 | COM | 36 | $569 | dollars, detected | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 487 | $565 | dollars, detected | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 46 | $564 | dollars, detected | |
| LINKEDIN CORP | 53578A108 | COM | 3 | $564 | dollars, detected | call |
| Tremor Video | 89484Q100 | Common Stock | 97 | $563 | dollars, detected | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 524 | $545 | dollars, detected | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 323 | $536 | dollars, detected | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 65 | $534 | dollars, detected | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 36 | $525 | dollars, detected | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 29 | $523 | dollars, detected | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 151 | $522 | dollars, detected | put |
| Delcath Systems Inc | 24661p104 | COM | 2,003 | $521 | dollars, detected | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 448 | $520 | dollars, detected | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 42 | $519 | dollars, detected | |
| SI FINL GROUP INC MD | 78425V104 | COM | 43 | $518 | dollars, detected | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 192 | $516 | dollars, detected | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 170 | $510 | dollars, detected | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 152 | $502 | dollars, detected | put |
| SUMMER INFANT INC | 865646103 | COMM STK | 275 | $498 | dollars, detected | |
| THESTREET INC | 88368Q103 | COM | 220 | $497 | dollars, detected | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 320 | $496 | dollars, detected | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 26 | $490 | dollars, detected | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 60 | $490 | dollars, detected | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 670 | $469 | dollars, detected | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 147 | $462 | dollars, detected | |
| KEY TECHNOLOGY INC | 493143101 | COM | 32 | $459 | dollars, detected | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 472 | $458 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 90 | $450 | dollars, detected | put |
| Onconova Therapeutics | 68232V108 | Common | 39 | $448 | dollars, detected | |
| KONA GRILL INC | 50047H201 | COM | 24 | $444 | dollars, detected | |
| PRIMO WTR CORP | 74165N105 | COM | 165 | $434 | dollars, detected | |
| GIGOPTIX INC | 37517y103 | COM | 283 | $433 | dollars, detected | |
| BG MEDICINE INC | 08861T107 | COM | 412 | $428 | dollars, detected | |
| VERSO PAPER CORP | 92531L108 | COM | 686 | $425 | dollars, detected | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 97 | $424 | dollars, detected | |
| VISION-SCIENCES INC | 927912105 | COM | 412 | $412 | dollars, detected | |
| BALLANTYNE STRONG INC | 058516105 | COM | 88 | $407 | dollars, detected | |
| IBIO INC | 451033104 | COM | 1,196 | $407 | dollars, detected | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2 | $400 | dollars, detected | |
| LRAD CORP | 50213V109 | COM | 212 | $399 | dollars, detected | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 202 | $398 | dollars, detected | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 320 | $394 | dollars, detected | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 125 | $393 | dollars, detected | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 40 | $390 | dollars, detected | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 74 | $389 | dollars, detected | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 237 | $389 | dollars, detected | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 28 | $388 | dollars, detected | |
| TARGET CORP COM | 87612E106 | Stock | 290 | $380 | dollars, detected | call |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 44 | $378 | dollars, detected | |
| YELP INC CL A | 985817105 | Stock | 5 | $375 | dollars, detected | call |
| CENTURY CASINOS INC | 156492100 | COM | 72 | $375 | dollars, detected | |
| GENVEC INC NEW | 37246C307 | cs | 160 | $371 | dollars, detected | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 100 | $370 | dollars, detected | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 172 | $368 | dollars, detected | |
| LCA-VISION INC | 501803308 | COM | 94 | $367 | dollars, detected | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 401 | $365 | dollars, detected | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 90 | $360 | dollars, detected | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 59 | $358 | dollars, detected | |
| YELP INC CL A | 985817105 | Stock | 5 | $350 | dollars, detected | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 109 | $345 | dollars, detected | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 188 | $340 | dollars, detected | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 66 | $337 | dollars, detected | |
| STARTEK INC | 85569C107 | COM | 52 | $337 | dollars, detected | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 197 | $327 | dollars, detected | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 56 | $320 | dollars, detected | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 72 | $311 | dollars, detected | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 25 | $307 | dollars, detected | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 46 | $305 | dollars, detected | |
| FULL HSE RESORTS INC | 359678109 | COM | 108 | $302 | dollars, detected | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 52 | $301 | dollars, detected | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 96 | $301 | dollars, detected | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 72 | $301 | dollars, detected | |
| DENDREON CORP | 24823Q107 | COM | 98 | $293 | dollars, detected | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 184 | $287 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10 | $280 | dollars, detected | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 56 | $280 | dollars, detected | put |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 32 | $272 | dollars, detected | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 11 | $272 | dollars, detected | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 64 | $268 | dollars, detected | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 69 | $268 | dollars, detected | |
| LOCAL CORP | 53954W104 | COM | 168 | $265 | dollars, detected | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20 | $264 | dollars, detected | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 90 | $260 | dollars, detected | |
| EASTERN CO | 276317104 | COM | 16 | $255 | dollars, detected | |
| KONGZHONG CORP | 50047P104 | CMN | 35 | $253 | dollars, detected | |
| DIGIRAD CORP | 253827109 | COM | 68 | $252 | dollars, detected | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 6 | $252 | dollars, detected | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 44 | $246 | dollars, detected | |
| CLEARONE INC | 18506U104 | COM | 28 | $246 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 117 | $241 | dollars, detected | call |
| CVD EQUIP CORP | 126601103 | COM | 16 | $232 | dollars, detected | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 6 | $231 | dollars, detected | |
| GAS NAT INC | 367204104 | COM | 28 | $225 | dollars, detected | |
| BOOKS-A-MILLION INC | 098570104 | COM | 97 | $224 | dollars, detected | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 86 | $213 | dollars, detected | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 220 | $211 | dollars, detected | |
| INTERPHASE CORP | 460593106 | COM | 52 | $202 | dollars, detected | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 8 | $197 | dollars, detected | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 8 | $196 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 190 | $190 | dollars, detected | put |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 16 | $186 | dollars, detected | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 72 | $186 | dollars, detected | |
| GLOBALSCAPE INC | 37940G109 | COM | 80 | $186 | dollars, detected | |
| ENTREMED INC | 29382F202 | COM | 108 | $185 | dollars, detected | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 300 | $180 | dollars, detected | |
| ARK RESTAURANTS CORP | 040712101 | COM | 8 | $177 | dollars, detected | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 12 | $176 | dollars, detected | |
| REVETT MINERALS INC | 761505205 | COM NEW | 241 | $176 | dollars, detected | |
| CREXENDO INC | 226552107 | COMMON STOCK | 56 | $170 | dollars, detected | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 88 | $167 | dollars, detected | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 12 | $165 | dollars, detected | |
| IRIDEX CORP | 462684101 | COM | 16 | $163 | dollars, detected | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 272 | $160 | dollars, detected | |
| CARDICA INC | 14141R101 | COM | 160 | $157 | dollars, detected | |
| ZIPREALTY INC | 98974V107 | COM | 28 | $157 | dollars, detected | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 8 | $155 | dollars, detected | |
| ALLIENT INC | 019330109 | COM | 12 | $149 | dollars, detected | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 16 | $149 | dollars, detected | |
| ESCALADE INC | 296056104 | COMMON STOCK | 12 | $141 | dollars, detected | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 8 | $140 | dollars, detected | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 8 | $139 | dollars, detected | |
| BSD MEDICAL CORP | 055662100 | COM | 116 | $138 | dollars, detected | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 421 | $135 | dollars, detected | |
| BAXANO SURGICAL | 071773105 | COM | 133 | $134 | dollars, detected | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 7 | $134 | dollars, detected | |
| OI S.A. | 670851104 | SPONSORED ADR | 80 | $131 | dollars, detected | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 8 | $123 | dollars, detected | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 72 | $120 | dollars, detected | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 12 | $117 | dollars, detected | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 15 | $117 | dollars, detected | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 4 | $115 | dollars, detected | |
| HOPFED BANCORP INC | 439734104 | COM | 10 | $114 | dollars, detected | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 12 | $111 | dollars, detected | |
| ENGLOBAL CORP | 293306106 | COM | 80 | $111 | dollars, detected | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 436 | $109 | dollars, detected | |
| LAKELAND INDS INC | 511795106 | COM | 20 | $106 | dollars, detected | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 2 | $99 | dollars, detected | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 196 | $98 | dollars, detected | |
| KID BRANDS, INC. COM | 49375T100 | COM | 95 | $97 | dollars, detected | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 31 | $96 | dollars, detected | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 2 | $95 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 90 | $90 | dollars, detected | put |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 15 | $90 | dollars, detected | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 5 | $89 | dollars, detected | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 104 | $88 | dollars, detected | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 12 | $87 | dollars, detected | |
| BRT APARTMENTS CORP | 055645303 | REIT | 12 | $85 | dollars, detected | |
| MINES MGMT INC | 603432105 | COM | 140 | $84 | dollars, detected | |
| PLANAR SYSTEMS INC | 726900103 | COM | 32 | $81 | dollars, detected | |
| SORL Auto Parts Inc | 78461U101 | COM | 20 | $80 | dollars, detected | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 12 | $76 | dollars, detected | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 33 | $75 | dollars, detected | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 45 | $75 | dollars, detected | |
| NETLIST INC | 64118P109 | COM | 100 | $74 | dollars, detected | |
| HESKA CORP | 42805E306 | COM | 8 | $70 | dollars, detected | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 13 | $66 | dollars, detected | |
| U S GLOBAL INVS INC | 902952100 | CL A | 24 | $61 | dollars, detected | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 35 | $61 | dollars, detected | |
| AUDIOCODES LTD | M15342104 | ORD | 8 | $57 | dollars, detected | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 26 | $55 | dollars, detected | |
| CONTROL4 CORP | 21240D107 | COM | 3 | $53 | dollars, detected | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 4 | $52 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 50 | $50 | dollars, detected | put |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 4 | $50 | dollars, detected | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 20 | $47 | dollars, detected | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 22 | $44 | dollars, detected | call |
| MELA SCIENCES INC | 55277R100 | COM | 61 | $39 | dollars, detected | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 31 | $36 | dollars, detected | |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 8 | $36 | dollars, detected | |
| DESWELL INDS INC | 250639101 | COM | 15 | $34 | dollars, detected | |
| PDI INC | 69329V100 | COM | 7 | $34 | dollars, detected | |
| LIME ENERGY CO COM | 53261U304 | COM | 11 | $32 | dollars, detected | |
| Eaton Corp. Plc | G29183103 | COM | 7 | $30 | dollars, detected | put |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 16 | $30 | dollars, detected | |
| LINKTONE LTD | 535925101 | ADR | 20 | $24 | dollars, detected | |
| ZCO Liquidating Corp | 67086E303 | COM | 576 | $23 | dollars, detected | |
| CHARLES + COLVARD LTD | 159765106 | COM | 4 | $20 | dollars, detected | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1 | $14 | dollars, detected | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 2 | $7 | dollars, detected | |
| VENAXIS INC | 92262A107 | COM | 3 | $6 | dollars, detected | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1 | $5 | dollars, detected | |
| GSE SYS INC | 36227k106 | COM | 2 | $3 | dollars, detected | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 1 | $2 | dollars, detected | |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 2 | $1 | dollars, detected | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1 | $1 | dollars, detected | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 1 | $1 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 1 | $1 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,000 | $0 | dollars, detected | putValue filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 48 | $0 | dollars, detected | callValue filed as zero, left out of ratios. |
| U S GEOTHERMAL INC | 90338S102 | COM | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| L+L ENERGY INC | 50162D100 | COM | 21,156 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001166588-14-000001 | superseded | 2014-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001166588-14-000004 | this filing | 2014-04-02 | acceptance time not in the bulk data set |