13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-01-31, with 104 holding rows worth $1,022,906,033.
- Accession
- 0001162044-25-000114
- Filer
- CIK 1143565
- Filed
- 2025-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 116 entries on the cover page, a total value of $1,022,906,033 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,022,906,033 with VALUE read as dollars as filed, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,180,458 | $84,886,735 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 875,598 | $84,845,446 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,391,024 | $84,741,690 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 101,186 | $59,566,174 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 265,873 | $55,952,973 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,116,290 | $53,760,526 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,080,170 | $50,433,137 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 232,465 | $45,523,621 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 525,534 | $39,777,669 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 1,650,624 | $34,762,141 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 548,449 | $31,552,271 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 779,544 | $28,125,948 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,163,762 | $22,704,997 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 41,108 | $22,149,401 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 451,024 | $18,613,760 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 261,700 | $18,041,598 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 528,974 | $13,832,670 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 54,175 | $11,885,453 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 421,790 | $9,308,905 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 7,400 | $8,837,894 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 7,248 | $8,837,124 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 9,150,000 | $8,806,483 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 99,900 | $8,682,309 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 8,310,000 | $8,667,330 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1,700 | $8,446,314 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 7,796,000 | $8,380,700 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 6,740,000 | $8,131,810 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 8,650,000 | $7,361,150 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 117,100 | $7,343,341 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 7,080,000 | $7,264,080 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 6,612,000 | $6,731,016 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 5,889,000 | $6,477,900 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 34,196 | $6,473,303 | dollars as filed | |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 5,580,000 | $6,344,460 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 6,342,000 | $5,882,230 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 6,850,000 | $5,601,636 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 5,560,000 | $5,487,720 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 59,898 | $5,411,784 | dollars as filed | |
| Apple Inc | 037833100 | COM | 19,521 | $4,888,449 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 50,114 | $4,594,452 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10,513 | $4,431,230 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,991 | $4,093,300 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 3,990,000 | $3,858,330 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 25,050 | $3,705,146 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 11,000 | $3,677,630 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 21,900 | $3,617,004 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 3,480,000 | $3,572,220 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 20,400 | $3,517,368 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 10,300 | $3,431,445 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 14,150 | $3,390,482 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,669 | $3,361,795 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 3,700 | $3,297,884 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 24,350 | $3,153,325 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 14,180 | $3,042,319 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50,350 | $3,036,105 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,750 | $2,975,770 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 70,500 | $2,884,860 | dollars as filed | |
| SPY | 78462F103 | SHS | 4,800 | $2,813,184 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 24,500 | $2,728,075 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 16,100 | $2,300,368 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 2,211,000 | $2,094,923 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,040,928 | $2,017,457 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 1,900 | $2,014,228 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 1,790,000 | $1,726,455 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 12,690 | $1,704,140 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,605,000 | $1,592,189 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,504 | $1,588,293 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $1,361,840 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 5,235 | $1,030,457 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,475 | $999,504 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,467 | $959,638 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 4,353 | $956,920 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 2,981 | $942,115 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,627 | $913,998 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,398 | $903,373 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,425 | $886,065 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,744 | $882,220 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,312 | $868,342 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,986 | $820,933 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,838 | $819,678 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,000 | $789,960 | dollars as filed | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 8,120 | $786,097 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 3,349 | $776,432 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,896 | $673,924 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,811 | $630,648 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,522 | $610,942 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,675 | $607,623 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 7,384 | $605,340 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 5,494 | $580,716 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 14,150 | $575,481 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 3,165 | $562,421 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,179 | $550,625 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,771 | $548,115 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 708 | $546,576 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,955 | $468,633 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,422 | $440,707 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,663 | $409,090 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 7,718 | $376,561 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 8,546 | $327,654 | dollars as filed | |
| VISTRA CORP COM | 92840M102 | Stock | 1,874 | $258,368 | dollars as filed | |
| CORNING INC | 219350105 | COM | 5,063 | $240,594 | dollars as filed | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,660 | $239,985 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,132 | $149,837 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 676 | $62,496 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-25-000114 | this filing | 2025-01-31 | acceptance time not in the bulk data set |