13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-10-30, with 170 holding rows worth $1,039,142,727.
- Accession
- 0001162044-24-001178
- Filer
- CIK 1143565
- Filed
- 2024-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 180 entries on the cover page, a total value of $1,039,142,727 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,039,142,727 with VALUE read as dollars as filed, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,205,695 | $90,559,751 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,463,260 | $90,529,616 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 893,650 | $90,499,936 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 293,000 | $58,849,050 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,248,180 | $58,826,723 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,177,860 | $55,347,641 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 91,395 | $52,718,464 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 250,515 | $49,617,001 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 1,963,100 | $45,485,027 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 669,505 | $39,842,243 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 944,925 | $34,886,631 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 386,760 | $31,242,473 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,214,485 | $25,236,998 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 37,813 | $19,952,786 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 461,475 | $19,931,105 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 288,605 | $19,483,724 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 323,765 | $14,944,992 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 59,243 | $11,038,748 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 358,925 | $9,895,562 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5,400 | $6,923,880 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5,248 | $6,680,756 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 6,120,000 | $6,474,960 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,073 | $6,305,673 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 91,900 | $6,248,281 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 6,190,000 | $5,883,595 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 4,440,000 | $5,443,440 | dollars as filed | |
| Apple Inc | 037833100 | COM | 23,313 | $5,431,929 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,365 | $5,360,901 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 5,156,000 | $5,300,368 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 4,970,000 | $5,191,165 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 51,275 | $4,912,658 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 11,261 | $4,845,608 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 28,582 | $4,740,325 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 57,955 | $4,679,866 | dollars as filed | |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 77,100 | $4,665,321 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 4,750,000 | $4,647,875 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 37,200 | $4,646,652 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1,100 | $4,633,332 | dollars as filed | |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 3,200,000 | $3,883,200 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 48,950 | $3,820,548 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 12,800 | $3,732,608 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 27,900 | $3,643,182 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 3,879,000 | $3,574,738 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 3,480,000 | $3,563,520 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 22,000 | $3,368,860 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 4,700 | $3,333,569 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,699 | $3,279,237 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 70,500 | $3,268,380 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 29,850 | $3,268,277 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 3,600 | $3,189,384 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 35,430 | $3,150,081 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 3,610,000 | $2,946,428 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50,350 | $2,901,167 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 3,350,000 | $2,899,425 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 15,500 | $2,641,200 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 17,200 | $2,571,572 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,700 | $2,426,121 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 37,200 | $2,422,836 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 11,235 | $2,269,695 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 2,342,000 | $2,254,175 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,500 | $2,228,600 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 53,000 | $2,077,600 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 27,100 | $2,036,836 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,040,928 | $2,000,109 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 2,211,000 | $1,972,212 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 18,600 | $1,825,032 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 1,790,000 | $1,704,975 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,639 | $1,674,886 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,852 | $1,655,673 | dollars as filed | |
| VGT | 92204A702 | SHS | 2,729 | $1,600,613 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,841 | $1,544,424 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,605,000 | $1,531,973 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 1,470,000 | $1,480,920 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 10,600 | $1,449,762 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,283 | $1,439,813 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,536 | $1,426,967 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 6,351 | $1,404,079 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $1,382,360 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 14,200 | $1,365,898 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,290 | $1,240,199 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 14,200 | $1,189,960 | dollars as filed | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 12,900 | $1,142,940 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 9,193 | $1,116,398 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 6,514 | $1,003,286 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 5,250 | $818,265 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 1,067,000 | $808,253 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 3,063 | $801,373 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 1,000 | $621,000 | dollars as filed | |
| SPY | 78462F103 | SHS | 1,038 | $595,563 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 1,000 | $517,780 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,843 | $490,418 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,750 | $467,638 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 11,452 | $426,014 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,223 | $418,021 | dollars as filed | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 8,012 | $390,505 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 2,022 | $327,685 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,865 | $325,349 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 382 | $318,302 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,515 | $248,581 | dollars as filed | |
| Intel Corp | 458140100 | COM | 10,466 | $245,532 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,371 | $238,102 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 2,650 | $220,348 | dollars as filed | |
| CORNING INC | 219350105 | COM | 3,557 | $160,599 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 1,089 | $112,940 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,447 | $66,056 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 434 | $64,236 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 673 | $61,330 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 442 | $56,589 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 305 | $54,851 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 609 | $54,268 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 446 | $54,037 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 139 | $53,052 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 203 | $51,832 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,037 | $51,767 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 528 | $51,633 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 130 | $50,846 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,300 | $50,807 | dollars as filed | |
| Linde plc | G54950103 | COM | 105 | $50,070 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 93 | $49,111 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 244 | $49,005 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 54 | $47,932 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 158 | $47,748 | dollars as filed | |
| Southern Company | 842587107 | COM | 518 | $46,713 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 225 | $46,710 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 286 | $46,283 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,122 | $46,271 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 257 | $45,957 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 445 | $45,657 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 833 | $45,507 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 391 | $45,082 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,002 | $44,549 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 76 | $44,427 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 148 | $44,066 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,712 | $43,528 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 512 | $43,279 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 490 | $41,915 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 166 | $40,916 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,196 | $40,626 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 484 | $40,477 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 383 | $40,322 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 109 | $39,662 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 360 | $39,373 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 866 | $39,351 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 310 | $39,085 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 295 | $38,778 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 976 | $38,152 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 184 | $38,035 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 131 | $37,887 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,292 | $37,610 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,051 | $36,827 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 902 | $36,630 | dollars as filed | |
| Deere & Company | 244199105 | COM | 86 | $35,890 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 244 | $35,683 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 304 | $35,614 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 687 | $35,408 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 298 | $35,388 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 235 | $35,330 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 284 | $34,912 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,013 | $34,300 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 749 | $33,945 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 983 | $33,943 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,528 | $33,585 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 703 | $33,428 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 254 | $32,075 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 134 | $31,163 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 120 | $29,820 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 197 | $29,012 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 177 | $24,132 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 170 | $20,167 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 454 | $19,045 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-24-001178 | this filing | 2024-10-30 | acceptance time not in the bulk data set |