13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2024-06-30, filed 2024-07-25, with 189 holding rows worth $1,025,444,353.
- Accession
- 0001162044-24-000738
- Filer
- CIK 1143565
- Filed
- 2024-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2024
A holdings report, 204 entries on the cover page, a total value of $1,025,444,353 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,025,444,353 with VALUE read as dollars as filed, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 924,888 | $89,778,878 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,246,052 | $89,778,047 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3,576,024 | $89,722,442 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,281,676 | $61,494,814 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G649 | COM | 307,236 | $60,559,288 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 107,562 | $58,861,154 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,275,588 | $56,011,069 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 270,136 | $49,313,327 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 775,108 | $43,933,121 | dollars as filed | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1,107,096 | $39,257,624 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 1,740,644 | $34,760,661 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,486,252 | $29,249,439 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 591,372 | $24,565,593 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 307,248 | $19,663,872 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 38,602 | $19,306,018 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 269,168 | $18,341,108 | dollars as filed | |
| Schwab 5-10 Year Corporate Bond ETF | 808524698 | SHS | 333,512 | $14,707,879 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 106,272 | $9,756,832 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 49,574 | $9,580,176 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 37,200 | $6,775,980 | dollars as filed | |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 99,600 | $6,534,756 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5,400 | $6,420,438 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 6,240,000 | $6,299,280 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5,248 | $6,277,448 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F713 | CONV | 150,700 | $6,252,543 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 6,190,000 | $6,190,000 | dollars as filed | |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 5,620,000 | $6,153,900 | dollars as filed | |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 6,120,000 | $5,853,780 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1,400 | $5,546,100 | dollars as filed | |
| Shopify Inc | 82509LAA5 | Convertible bond | 5,332,000 | $4,977,422 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 186,364 | $4,916,282 | dollars as filed | |
| Apple Inc | 037833100 | COM | 23,168 | $4,879,644 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 5,156,000 | $4,869,842 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 10,586 | $4,731,413 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 4,250,000 | $4,184,125 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 5,020,000 | $4,159,070 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 5,200,000 | $4,089,507 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,026 | $4,046,870 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 4,009 | $3,629,668 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 37,850 | $3,548,059 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 3,879,000 | $3,542,362 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 48,600 | $3,532,248 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 5,200 | $3,509,376 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 29,500 | $3,483,065 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 90,900 | $3,469,653 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 55,000 | $3,445,750 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,039 | $3,433,110 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 31,900 | $3,357,156 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,120 | $3,294,907 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 37,700 | $2,903,277 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,078 | $2,771,859 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 21,000 | $2,599,800 | dollars as filed | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 8,800 | $2,406,096 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,330,000 | $2,332,330 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,400 | $2,300,760 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 2,211,000 | $2,138,037 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,040,928 | $1,977,659 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 8,510 | $1,856,882 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 1,139 | $1,828,699 | dollars as filed | |
| FRESHPET INC COM | 358039105 | Stock | 13,500 | $1,746,765 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 1,790,000 | $1,665,573 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5,200 | $1,631,708 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 12,985 | $1,604,167 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 21,670 | $1,574,109 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,200 | $1,533,132 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 1,605,000 | $1,473,390 | dollars as filed | |
| WIX COM LTD SHS | M98068105 | Stock | 9,100 | $1,447,537 | dollars as filed | |
| VENTAS RLTY LTD PARTNERSHIP | 92277GAZ0 | NOTE 3.750% 6/0 | 1,350,000 | $1,416,825 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 19,000 | $1,376,740 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $1,224,482 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,976 | $1,210,637 | dollars as filed | |
| KBR INC COM | 48242W106 | Stock | 16,300 | $1,045,482 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,654 | $965,752 | dollars as filed | |
| VANECK ETF TRUST | 92189F676 | COM | 3,435 | $895,505 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,307 | $871,134 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 1,067,000 | $844,323 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,088 | $749,821 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,302 | $747,011 | dollars as filed | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 4,354 | $746,798 | dollars as filed | |
| VGT | 92204A702 | SHS | 1,294 | $746,107 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 32,600 | $719,156 | dollars as filed | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 42,500 | $685,950 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 635,000 | $676,096 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 3,060 | $609,491 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,499 | $574,402 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 11,453 | $558,219 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,059 | $556,769 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,466 | $496,989 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 3,327 | $486,274 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 787 | $400,788 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 5,540 | $375,113 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 364 | $372,274 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,935 | $319,120 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 4,797 | $284,894 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 820 | $282,277 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 1,340 | $265,159 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,096 | $259,485 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 1,473 | $252,649 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,260 | $249,903 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,418 | $246,463 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,367 | $245,955 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 371 | $243,825 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,444 | $242,665 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,483 | $240,557 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,370 | $237,924 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,285 | $232,611 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,073 | $229,128 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 5,508 | $227,150 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 878 | $219,368 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 7,705 | $215,586 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 5,336 | $208,958 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 1,202 | $207,886 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 3,194 | $203,298 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 8,022 | $203,197 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 1,210 | $199,565 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 434 | $196,307 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 723 | $189,766 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 328 | $181,384 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 331 | $179,356 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 1,351 | $177,697 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 9,103 | $173,958 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 777 | $171,297 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 1,677 | $162,988 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 4,731 | $160,523 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 358 | $157,935 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 758 | $147,454 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,586 | $67,405 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 825 | $67,361 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 478 | $61,557 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 743 | $60,592 | dollars as filed | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 338 | $59,093 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,166 | $56,668 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 684 | $55,055 | dollars as filed | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 126 | $54,930 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 228 | $54,264 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 254 | $54,188 | dollars as filed | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 274 | $53,249 | dollars as filed | |
| Linde plc | G54950103 | COM | 119 | $52,218 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 179 | $51,935 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 498 | $51,917 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,594 | $51,543 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 291 | $51,030 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 947 | $50,238 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,084 | $50,022 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 437 | $49,984 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 789 | $49,731 | dollars as filed | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 326 | $49,568 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 148 | $49,299 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,145 | $48,766 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 339 | $47,857 | dollars as filed | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,281 | $47,499 | dollars as filed | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,513 | $47,295 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 157 | $46,854 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 358 | $46,361 | dollars as filed | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 602 | $46,155 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 61 | $46,153 | dollars as filed | |
| Southern Company | 842587107 | COM | 592 | $45,921 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 416 | $45,827 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 447 | $44,803 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 510 | $44,747 | dollars as filed | |
| CANADIAN PACIFIC KANSAS CITY COM | 13646K108 | Stock | 564 | $44,404 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 171 | $44,127 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 192 | $43,442 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,499 | $43,441 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 274 | $43,314 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 151 | $43,126 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 561 | $42,670 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 355 | $41,936 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 331 | $41,663 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 88 | $41,105 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,133 | $40,856 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 348 | $40,706 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,803 | $39,576 | dollars as filed | |
| FORTIS INC | 349553107 | COM | 1,012 | $39,306 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 1,162 | $38,869 | dollars as filed | |
| Deere & Company | 244199105 | COM | 102 | $38,110 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,064 | $37,868 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 288 | $37,198 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 128 | $36,819 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,217 | $34,551 | dollars as filed | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,245 | $34,163 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 303 | $34,030 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 849 | $32,177 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 162 | $31,490 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 146 | $31,345 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 222 | $30,381 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 586 | $27,647 | dollars as filed | |
| GE Vernova Inc. | 36828A101 | COM | 131 | $22,468 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 227 | $22,178 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-24-000738 | this filing | 2024-07-25 | acceptance time not in the bulk data set |