13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 265 holding rows worth $1,224,803,104.
- Accession
- 0001162044-23-000538
- Filer
- CIK 1143565
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 312 entries on the cover page, a total value of $1,224,803,104 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,224,803,104 with VALUE read as dollars as filed, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,154,162 | $115,000,702 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,557,031 | $114,955,599 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,447,696 | $114,821,419 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 250,827 | $80,497,909 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 1,903,282 | $73,561,849 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,602,764 | $70,233,119 | dollars as filed | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 405,046 | $62,381,135 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 1,032,214 | $56,358,884 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 2,471,651 | $48,197,195 | dollars as filed | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 2,064,428 | $40,999,540 | dollars as filed | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,108,429 | $38,861,520 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 881,953 | $31,353,429 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 443,360 | $29,638,616 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 62,719 | $25,782,527 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V872 | CORE FIXE IN ETF | 592,328 | $25,173,940 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 511,751 | $24,753,396 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 65,330 | $24,568,653 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 237,365 | $19,041,421 | dollars as filed | |
| ISHARES TR | 464287457 | COM | 184,000 | $15,117,440 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 468,199 | $12,585,190 | dollars as filed | |
| iShares MBS ETF | 464288588 | SHS | 65,330 | $6,188,711 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 67,600 | $5,937,984 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 4,990,000 | $5,345,077 | dollars as filed | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 5,183,080 | $4,996,489 | dollars as filed | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 5,600,000 | $4,785,200 | dollars as filed | |
| BECTON DICKINSON & CO | 075887406 | CONV | 95,200 | $4,733,344 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 88,800 | $4,663,776 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 4,800,928 | $4,620,893 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 4,995,000 | $4,471,806 | dollars as filed | |
| Apple Inc | 037833100 | COM | 25,582 | $4,218,472 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 13,209 | $3,808,154 | dollars as filed | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 38,400 | $3,806,208 | dollars as filed | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 76,800 | $3,750,912 | dollars as filed | |
| NISOURCE INC | 65473P121 | CONV | 35,800 | $3,726,422 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 3,700,000 | $3,725,438 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 4,260,000 | $3,589,050 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 2,905,000 | $3,250,671 | dollars as filed | |
| ETSY INC | 29786AAN6 | NOTE 0.250% 6/1 | 3,930,000 | $3,243,518 | dollars as filed | |
| AMERICAN ELEC PWR CO INC | 02557T307 | UNIT 08/15/2023 | 64,100 | $3,227,435 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 3,350,000 | $3,195,966 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 29,787 | $3,076,699 | dollars as filed | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 3,499,000 | $2,977,649 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 28,695 | $2,976,533 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 1,990,000 | $2,972,065 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 1,920,000 | $2,875,011 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 14,195 | $2,835,877 | dollars as filed | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 2,970,000 | $2,795,487 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 2,370,000 | $2,692,320 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,662 | $2,675,805 | dollars as filed | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 18,935 | $2,282,506 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 17,439 | $2,138,719 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 10,039 | $2,082,691 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 9,800 | $2,001,552 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 7,072 | $1,964,389 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,894 | $1,934,812 | dollars as filed | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 4,300 | $1,933,065 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,701 | $1,930,895 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 5,600 | $1,923,152 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,800 | $1,922,388 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,270 | $1,884,730 | dollars as filed | |
| ARISTA NETWORKS INC | 040413106 | COM | 11,143 | $1,870,464 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 2,862 | $1,836,087 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 7,714 | $1,739,198 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 652 | $1,729,371 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 4,693 | $1,705,483 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,060 | $1,692,640 | dollars as filed | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,448 | $1,690,916 | dollars as filed | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 21,183 | $1,673,881 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 42,135 | $1,662,647 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,840 | $1,619,274 | dollars as filed | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 2,057,000 | $1,614,725 | dollars as filed | |
| SYNOPSYS INC COM | 871607107 | Stock | 4,050 | $1,564,313 | dollars as filed | |
| WIX COM LTD | 92940WAD1 | NOTE 8/1 | 1,780,000 | $1,536,140 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,311 | $1,459,125 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 5,206 | $1,455,650 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,798 | $1,440,768 | dollars as filed | |
| CORNING INC | 219350105 | COM | 39,509 | $1,393,878 | dollars as filed | |
| MODEL N INC | 607525102 | COM | 40,037 | $1,340,038 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 5,150 | $1,310,212 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,945 | $1,309,889 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 1,233,000 | $1,286,026 | dollars as filed | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 4,161 | $1,264,986 | dollars as filed | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,075 | $1,119,884 | dollars as filed | |
| KKR & CO INC | 48251W401 | CONV | 17,100 | $1,084,995 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 10,395 | $1,047,296 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 13,419 | $930,071 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 3,833 | $926,628 | dollars as filed | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,287 | $886,498 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 7,142 | $877,252 | dollars as filed | |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 1,005,000 | $870,833 | dollars as filed | |
| Deere & Company | 244199105 | COM | 2,095 | $864,984 | dollars as filed | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 39,191 | $861,026 | dollars as filed | |
| Progressive Corporation | 743315103 | COM | 5,950 | $851,207 | dollars as filed | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,446 | $845,001 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 10,307 | $831,775 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 10,938 | $812,803 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 610 | $804,017 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,643 | $803,547 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,705 | $796,418 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,855 | $785,049 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 20,680 | $783,979 | dollars as filed | |
| PACCAR INC COM | 693718108 | Stock | 10,564 | $773,285 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 19,812 | $770,489 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 20,248 | $760,515 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,385 | $736,416 | dollars as filed | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,299 | $708,825 | dollars as filed | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,327 | $701,095 | dollars as filed | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,964 | $695,820 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,206 | $678,394 | dollars as filed | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 7,217 | $664,397 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 10,224 | $659,652 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 6,070 | $644,209 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 14,271 | $598,811 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 14,140 | $592,325 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 17,300 | $566,056 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 6,374 | $559,637 | dollars as filed | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 4,866 | $546,744 | dollars as filed | |
| AMCOR PLC | G0250X107 | ORD | 45,986 | $523,321 | dollars as filed | |
| FMC CORP COM NEW | 302491303 | Stock | 4,240 | $517,831 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,600 | $412,038 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 5,801 | $366,391 | dollars as filed | |
| FREYR BATTERY | L4135L100 | SHS | 37,910 | $337,020 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 2,965 | $90,937 | dollars as filed | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 757 | $85,586 | dollars as filed | |
| RELIANCE INC | 759509102 | COM | 316 | $81,130 | dollars as filed | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 3,169 | $75,232 | dollars as filed | |
| KRANESHARES TRUST | 500767678 | INDX FD | 1,871 | $74,185 | dollars as filed | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 5,055 | $71,882 | dollars as filed | |
| Schlumberger Limited | 806857108 | COM | 1,449 | $71,146 | dollars as filed | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 6,561 | $71,121 | dollars as filed | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 3,414 | $70,909 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 446 | $68,894 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 400 | $65,264 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 649 | $64,387 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 535 | $61,327 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,198 | $57,696 | dollars as filed | |
| Linde plc | G54950103 | COM | 161 | $57,226 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 8,865 | $56,115 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 2,629 | $55,866 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,127 | $55,515 | dollars as filed | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,047 | $55,330 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 192 | $55,144 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 331 | $54,790 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 557 | $54,547 | dollars as filed | |
| Boeing Company | 097023105 | COM | 256 | $54,382 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,296 | $53,019 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 507 | $52,794 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 825 | $52,421 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,749 | $52,225 | dollars as filed | |
| FRANCO NEV CORP COM | 351858105 | Stock | 355 | $51,759 | dollars as filed | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 4,915 | $51,558 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,912 | $50,989 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 257 | $49,855 | dollars as filed | |
| EQUINIX INC COM | 29444U700 | REIT | 68 | $49,031 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 286 | $49,023 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 634 | $48,780 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 38 | $48,542 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 779 | $48,321 | dollars as filed | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 5,890 | $48,180 | dollars as filed | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 923 | $47,045 | dollars as filed | |
| BARRICK GOLD CORP | 067901108 | COM | 2,522 | $46,834 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,218 | $46,467 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 242 | $46,251 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 596 | $45,260 | dollars as filed | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 149 | $45,019 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,416 | $44,285 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 353 | $44,044 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 217 | $43,673 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 2,853 | $43,137 | dollars as filed | |
| NEWMONT CORP | 651639106 | COM | 833 | $40,834 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 178 | $40,009 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 1,329 | $39,790 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 192 | $39,233 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 1,044 | $39,025 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 828 | $38,825 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 997 | $38,793 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,079 | $37,838 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 281 | $37,609 | dollars as filed | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 170 | $36,040 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 349 | $34,945 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 1,214 | $34,720 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,554 | $34,670 | dollars as filed | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,391 | $31,659 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 188 | $29,962 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 290 | $26,947 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 476 | $24,719 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 298 | $22,970 | dollars as filed | |
| FIRST SOLAR INC COM | 336433107 | Stock | 104 | $22,620 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 418 | $21,851 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $20,800 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 44 | $20,448 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 404 | $20,212 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 240 | $19,913 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 44 | $19,617 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 50 | $19,269 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 188 | $19,037 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 460 | $18,768 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 72 | $18,398 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 118 | $18,122 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 46 | $15,892 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 618 | $13,522 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 64 | $13,322 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 66 | $13,127 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 216 | $13,008 | dollars as filed | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 60 | $12,617 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 296 | $11,784 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 140 | $11,582 | dollars as filed | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 36 | $10,942 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 22 | $10,179 | dollars as filed | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 116 | $9,833 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 30 | $9,773 | dollars as filed | |
| ENERSYS COM | 29275Y102 | Stock | 112 | $9,731 | dollars as filed | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 408 | $9,298 | dollars as filed | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 262 | $9,157 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 458 | $9,128 | dollars as filed | |
| INGREDION INC COM | 457187102 | Stock | 88 | $8,952 | dollars as filed | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 108 | $8,927 | dollars as filed | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 262 | $8,208 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 26 | $8,050 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 76 | $7,957 | dollars as filed | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 46 | $7,743 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 260 | $7,686 | dollars as filed | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 22 | $7,622 | dollars as filed | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 52 | $7,617 | dollars as filed | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 130 | $7,566 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 90 | $7,489 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 46 | $7,428 | dollars as filed | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 1,016 | $7,112 | dollars as filed | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 902 | $7,099 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 86 | $7,098 | dollars as filed | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 114 | $6,926 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 152 | $6,629 | dollars as filed | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 318 | $6,440 | dollars as filed | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 242 | $6,423 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 456 | $6,311 | dollars as filed | |
| AMERESCO INC | 02361E108 | CL A | 128 | $6,300 | dollars as filed | |
| NETAPP INC COM | 64110D104 | Stock | 94 | $6,002 | dollars as filed | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 82 | $5,970 | dollars as filed | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 374 | $5,842 | dollars as filed | |
| SUNRUN INC | 86771W105 | COM | 276 | $5,561 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 518 | $5,423 | dollars as filed | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 180 | $5,148 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,696 | $4,834 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 748 | $4,166 | dollars as filed | |
| BAXTER INTL INC | 071813109 | COM | 102 | $4,137 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 348 | $4,079 | dollars as filed | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 126 | $3,858 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 590 | $3,623 | dollars as filed | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 98 | $3,490 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 120 | $3,466 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 2,110 | $3,249 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 370 | $3,201 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 218 | $2,845 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 1,092 | $2,643 | dollars as filed | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 188 | $2,337 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 478 | $2,127 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 126 | $2,045 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 254 | $1,979 | dollars as filed | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,076 | $1,549 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 910 | $1,210 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 860 | $1,041 | dollars as filed | |
| Greenpower Motor Co | 39540E302 | COM | 386 | $892 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 1,366 | $891 | dollars as filed | |
| AEMETIS INC | 00770K202 | COM NEW | 278 | $645 | dollars as filed | |
| ARCIMOTO INC | 039587209 | Stock | 6 | $8 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-23-000538 | this filing | 2023-05-12 | acceptance time not in the bulk data set |