13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-07, with 243 holding rows worth $1,206,762,000.
- Accession
- 0001162044-23-000154
- Filer
- CIK 1143565
- Filed
- 2023-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 293 entries on the cover page, a total value of $1,206,762,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,206,762,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-16191. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4,796,257 | $120,530,000 | thousands, detected and multiplied | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,677,095 | $120,482,000 | thousands, detected and multiplied | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,241,279 | $120,392,000 | thousands, detected and multiplied | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 2,010,226 | $76,529,000 | thousands, detected and multiplied | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,031,357 | $72,711,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 266,967 | $71,088,000 | thousands, detected and multiplied | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 422,125 | $64,100,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,743,259 | $56,569,000 | thousands, detected and multiplied | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 944,649 | $51,474,000 | thousands, detected and multiplied | |
| Schwab US REIT ETF | 808524847 | SHS | 2,295,446 | $44,279,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,964,596 | $38,054,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,286,914 | $33,087,000 | thousands, detected and multiplied | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 75,176 | $28,883,000 | thousands, detected and multiplied | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 588,698 | $26,503,000 | thousands, detected and multiplied | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 543,058 | $24,519,000 | thousands, detected and multiplied | |
| Vanguard S&P 500 ETF | 922908363 | COM | 68,455 | $24,050,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287457 | COM | 248,253 | $20,151,000 | thousands, detected and multiplied | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 565,878 | $19,539,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 250,079 | $15,415,000 | thousands, detected and multiplied | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 289,782 | $13,191,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 113,129 | $10,835,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 84,427 | $6,544,000 | thousands, detected and multiplied | |
| BLACKSTONE INC | 09260D107 | COM | 71,600 | $5,312,000 | thousands, detected and multiplied | |
| NISOURCE INC | 65473P121 | CONV | 49,300 | $5,140,000 | thousands, detected and multiplied | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,183 | $4,957,000 | thousands, detected and multiplied | |
| DANAHER CORPORATION | 235851409 | CONV | 3,645 | $4,947,000 | thousands, detected and multiplied | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,248 | $4,928,000 | thousands, detected and multiplied | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 42,135 | $4,839,000 | thousands, detected and multiplied | |
| BECTON DICKINSON & CO | 075887406 | CONV | 90,000 | $4,507,000 | thousands, detected and multiplied | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 85,000 | $4,292,000 | thousands, detected and multiplied | |
| KKR & CO INC | 48251W104 | COM | 90,000 | $4,178,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 17,114 | $4,104,000 | thousands, detected and multiplied | |
| KBR INC COM | 48242W106 | Stock | 62,803 | $3,316,000 | thousands, detected and multiplied | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,791 | $3,100,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 22,689 | $2,947,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 31,836 | $2,809,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 41,814 | $2,761,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 17,423 | $2,642,000 | thousands, detected and multiplied | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,954 | $2,641,000 | thousands, detected and multiplied | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 66,810 | $2,598,000 | thousands, detected and multiplied | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 17,395 | $2,523,000 | thousands, detected and multiplied | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 11,000 | $2,512,000 | thousands, detected and multiplied | |
| Amazon.com, Inc | 023135106 | COM | 29,882 | $2,510,000 | thousands, detected and multiplied | |
| Visa Inc | 92826C839 | COM | 11,155 | $2,318,000 | thousands, detected and multiplied | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,200 | $2,307,000 | thousands, detected and multiplied | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,020 | $2,214,000 | thousands, detected and multiplied | |
| MasterCard, Inc | 57636Q104 | COM | 6,193 | $2,153,000 | thousands, detected and multiplied | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,769 | $1,999,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,518 | $1,944,000 | thousands, detected and multiplied | |
| NIKE,Inc. Class B | 654106103 | COM | 16,439 | $1,924,000 | thousands, detected and multiplied | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 20,115 | $1,868,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 11,535 | $1,864,000 | thousands, detected and multiplied | |
| HERSHEY CO COM | 427866108 | Stock | 7,552 | $1,749,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 26,877 | $1,710,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 9,542 | $1,686,000 | thousands, detected and multiplied | |
| KKR & CO INC | 48251W401 | CONV | 28,900 | $1,655,000 | thousands, detected and multiplied | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 6,300 | $1,563,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,807 | $1,485,000 | thousands, detected and multiplied | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,798 | $1,420,000 | thousands, detected and multiplied | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,471 | $1,401,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,875 | $1,376,000 | thousands, detected and multiplied | |
| RH | 74967X103 | COM | 5,050 | $1,349,000 | thousands, detected and multiplied | |
| Home Depot, Inc | 437076102 | COM | 4,245 | $1,341,000 | thousands, detected and multiplied | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 46,934 | $1,312,000 | thousands, detected and multiplied | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 25,118 | $1,273,000 | thousands, detected and multiplied | |
| METLIFE INC COM | 59156R108 | Stock | 17,089 | $1,237,000 | thousands, detected and multiplied | |
| BUNGE LTD | G16962105 | COM | 12,182 | $1,215,000 | thousands, detected and multiplied | |
| NASDAQ INC COM | 631103108 | Stock | 19,737 | $1,211,000 | thousands, detected and multiplied | |
| Chubb Limited | H1467J104 | COM | 5,368 | $1,184,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 6,589 | $1,183,000 | thousands, detected and multiplied | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,877 | $1,079,000 | thousands, detected and multiplied | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 20,675 | $1,031,000 | thousands, detected and multiplied | |
| Walmart Inc. | 931142103 | COM | 7,011 | $994,000 | thousands, detected and multiplied | |
| Oracle Corporation | 68389X105 | COM | 11,675 | $955,000 | thousands, detected and multiplied | |
| Caterpillar Inc. | 149123101 | COM | 3,963 | $949,000 | thousands, detected and multiplied | |
| CENCORA INC COM | 03073E105 | Stock | 5,409 | $896,000 | thousands, detected and multiplied | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,724 | $880,000 | thousands, detected and multiplied | |
| ConocoPhillips | 20825C104 | COM | 7,384 | $872,000 | thousands, detected and multiplied | |
| FERRARI N V | N3167Y103 | COM | 3,600 | $771,000 | thousands, detected and multiplied | |
| Eli Lilly and Company | 532457108 | COM | 2,085 | $763,000 | thousands, detected and multiplied | |
| Waste Management, Inc. | 94106L109 | COM | 4,835 | $759,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 4,759 | $721,000 | thousands, detected and multiplied | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,310 | $715,000 | thousands, detected and multiplied | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 9,000 | $711,000 | thousands, detected and multiplied | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,834 | $703,000 | thousands, detected and multiplied | |
| SEMPRA COM | 816851109 | Stock | 4,545 | $702,000 | thousands, detected and multiplied | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,750 | $699,000 | thousands, detected and multiplied | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,000 | $693,000 | thousands, detected and multiplied | |
| MERCADOLIBREINC | 58733R102 | STOK | 810 | $685,000 | thousands, detected and multiplied | |
| EXELON CORP COM | 30161N101 | Stock | 15,096 | $653,000 | thousands, detected and multiplied | |
| AVANGRID INC | 05351W103 | COM | 14,826 | $637,000 | thousands, detected and multiplied | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,930 | $636,000 | thousands, detected and multiplied | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,572 | $611,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,514 | $605,000 | thousands, detected and multiplied | |
| FASTENAL CO COM | 311900104 | Stock | 12,783 | $605,000 | thousands, detected and multiplied | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 17,933 | $571,000 | thousands, detected and multiplied | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 8,001 | $480,000 | thousands, detected and multiplied | |
| LINDE PLC | G5494J103 | SHS | 1,448 | $473,000 | thousands, detected and multiplied | |
| Bank of America Corp | 060505104 | COM | 13,732 | $454,000 | thousands, detected and multiplied | |
| MARATHON OIL CORP | 565849106 | COM | 14,752 | $399,000 | thousands, detected and multiplied | |
| CORTEVA INC COM | 22052L104 | Stock | 6,364 | $374,000 | thousands, detected and multiplied | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,024 | $360,000 | thousands, detected and multiplied | |
| Tesla Motors, Inc | 88160R101 | COM | 2,096 | $258,000 | thousands, detected and multiplied | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 2,823 | $83,000 | thousands, detected and multiplied | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 6,419 | $79,000 | thousands, detected and multiplied | |
| Schlumberger Limited | 806857108 | COM | 1,417 | $76,000 | thousands, detected and multiplied | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2,998 | $74,000 | thousands, detected and multiplied | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 740 | $72,000 | thousands, detected and multiplied | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 3,220 | $71,000 | thousands, detected and multiplied | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 4,772 | $71,000 | thousands, detected and multiplied | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 3,223 | $68,000 | thousands, detected and multiplied | |
| EOG RES INC COM | 26875P101 | Stock | 521 | $67,000 | thousands, detected and multiplied | |
| KRANESHARES TRUST | 500767678 | INDX FD | 1,755 | $64,000 | thousands, detected and multiplied | |
| RELIANCE INC | 759509102 | COM | 307 | $62,000 | thousands, detected and multiplied | |
| Progressive Corporation | 743315103 | COM | 473 | $61,000 | thousands, detected and multiplied | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 186 | $57,000 | thousands, detected and multiplied | |
| NUCOR CORP COM | 670346105 | Stock | 434 | $57,000 | thousands, detected and multiplied | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,691 | $56,000 | thousands, detected and multiplied | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 2,439 | $55,000 | thousands, detected and multiplied | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 1,896 | $53,000 | thousands, detected and multiplied | |
| McDonalds Corporation | 580135101 | COM | 199 | $52,000 | thousands, detected and multiplied | |
| ONEOK INC NEW | 682680103 | COM | 798 | $52,000 | thousands, detected and multiplied | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,060 | $52,000 | thousands, detected and multiplied | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 4,748 | $51,000 | thousands, detected and multiplied | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,811 | $51,000 | thousands, detected and multiplied | |
| Honeywell Technologies | 438516106 | COM | 233 | $50,000 | thousands, detected and multiplied | |
| Starbucks Corporation | 855244109 | COM | 489 | $49,000 | thousands, detected and multiplied | |
| MARKELGROUPINC | 570535104 | STOK | 37 | $49,000 | thousands, detected and multiplied | |
| ALLSTATE CORP COM | 020002101 | Stock | 365 | $49,000 | thousands, detected and multiplied | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 773 | $49,000 | thousands, detected and multiplied | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,254 | $48,000 | thousands, detected and multiplied | |
| HECLA MNG CO | 422704106 | COM | 8,558 | $48,000 | thousands, detected and multiplied | |
| Boeing Company | 097023105 | COM | 247 | $47,000 | thousands, detected and multiplied | |
| FRANCO NEV CORP COM | 351858105 | Stock | 342 | $47,000 | thousands, detected and multiplied | |
| ECOLAB INC COM | 278865100 | Stock | 319 | $47,000 | thousands, detected and multiplied | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,173 | $46,000 | thousands, detected and multiplied | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 888 | $46,000 | thousands, detected and multiplied | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,155 | $45,000 | thousands, detected and multiplied | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 610 | $45,000 | thousands, detected and multiplied | |
| Union Pacific Corporation | 907818108 | COM | 208 | $43,000 | thousands, detected and multiplied | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 246 | $43,000 | thousands, detected and multiplied | |
| EQUINIX INC COM | 29444U700 | REIT | 65 | $43,000 | thousands, detected and multiplied | |
| SSR MINING IN | 784730103 | COM | 2,743 | $43,000 | thousands, detected and multiplied | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 5,652 | $42,000 | thousands, detected and multiplied | |
| BARRICK GOLD CORP | 067901108 | COM | 2,421 | $42,000 | thousands, detected and multiplied | |
| Wells Fargo & Company | 949746101 | COM | 1,001 | $41,000 | thousands, detected and multiplied | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 170 | $40,000 | thousands, detected and multiplied | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 163 | $40,000 | thousands, detected and multiplied | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 142 | $40,000 | thousands, detected and multiplied | |
| American Tower Corporation | 03027X100 | COM | 184 | $39,000 | thousands, detected and multiplied | |
| CSX Corporation | 126408103 | COM | 1,271 | $39,000 | thousands, detected and multiplied | |
| Prologis,Inc. | 74340W103 | COM | 338 | $38,000 | thousands, detected and multiplied | |
| NEWMONT CORP | 651639106 | COM | 797 | $38,000 | thousands, detected and multiplied | |
| TC ENERGY CORP | 87807B107 | COM | 953 | $38,000 | thousands, detected and multiplied | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,326 | $37,000 | thousands, detected and multiplied | |
| Citigroup Inc. | 172967424 | COM | 790 | $36,000 | thousands, detected and multiplied | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 268 | $36,000 | thousands, detected and multiplied | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,171 | $35,000 | thousands, detected and multiplied | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,979 | $32,000 | thousands, detected and multiplied | |
| Amgen Inc. | 031162100 | COM | 112 | $29,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 330 | $29,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 298 | $25,000 | thousands, detected and multiplied | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,462 | $25,000 | thousands, detected and multiplied | |
| Cigna Corporation | 125523100 | COM | 72 | $24,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 460 | $24,000 | thousands, detected and multiplied | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 476 | $24,000 | thousands, detected and multiplied | |
| Abbott Laboratories | 002824100 | COM | 188 | $21,000 | thousands, detected and multiplied | |
| Gilead Sciences,Inc. | 375558103 | COM | 240 | $21,000 | thousands, detected and multiplied | |
| MODERNA INC | 60770K107 | COM | 118 | $21,000 | thousands, detected and multiplied | |
| Boston Scientific Corporation | 101137107 | COM | 404 | $19,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $18,000 | thousands, detected and multiplied | |
| Adobe Inc | 00724F101 | COM | 50 | $17,000 | thousands, detected and multiplied | |
| Intuit Inc. | 461202103 | COM | 44 | $17,000 | thousands, detected and multiplied | |
| ServiceNow,Inc. | 81762P102 | COM | 44 | $17,000 | thousands, detected and multiplied | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 60 | $16,000 | thousands, detected and multiplied | |
| FIRST SOLAR INC COM | 336433107 | Stock | 104 | $16,000 | thousands, detected and multiplied | |
| Salesforce.com, Inc | 79466L302 | COM | 112 | $15,000 | thousands, detected and multiplied | |
| Netflix, Inc | 64110L106 | COM | 46 | $14,000 | thousands, detected and multiplied | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 216 | $14,000 | thousands, detected and multiplied | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 66 | $14,000 | thousands, detected and multiplied | |
| AUTODESK INC COM | 052769106 | Stock | 64 | $12,000 | thousands, detected and multiplied | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 618 | $12,000 | thousands, detected and multiplied | |
| GARTNERINC | 366651107 | STOK | 30 | $10,000 | thousands, detected and multiplied | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 140 | $10,000 | thousands, detected and multiplied | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 408 | $10,000 | thousands, detected and multiplied | |
| CINTAS CORP COM | 172908105 | Stock | 22 | $10,000 | thousands, detected and multiplied | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 116 | $10,000 | thousands, detected and multiplied | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 36 | $10,000 | thousands, detected and multiplied | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 902 | $10,000 | thousands, detected and multiplied | |
| BLOOM ENERGY CORP | 093712107 | COM | 458 | $9,000 | thousands, detected and multiplied | |
| INGREDION INC COM | 457187102 | Stock | 88 | $9,000 | thousands, detected and multiplied | |
| WATERS CORP COM | 941848103 | Stock | 26 | $9,000 | thousands, detected and multiplied | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 108 | $9,000 | thousands, detected and multiplied | |
| CANADIAN SOLAR INC | 136635109 | COM | 296 | $9,000 | thousands, detected and multiplied | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 46 | $8,000 | thousands, detected and multiplied | |
| XYLEM INC COM | 98419M100 | Stock | 76 | $8,000 | thousands, detected and multiplied | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 52 | $8,000 | thousands, detected and multiplied | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 262 | $8,000 | thousands, detected and multiplied | |
| ENERSYS COM | 29275Y102 | Stock | 112 | $8,000 | thousands, detected and multiplied | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 130 | $8,000 | thousands, detected and multiplied | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 114 | $8,000 | thousands, detected and multiplied | |
| STERICYCLE INC | 858912108 | COM | 152 | $8,000 | thousands, detected and multiplied | |
| SUNPOWER CORP | 867652406 | COM | 456 | $8,000 | thousands, detected and multiplied | |
| FREYR BATTERY | L4135L100 | SHS | 910 | $8,000 | thousands, detected and multiplied | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 86 | $7,000 | thousands, detected and multiplied | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 46 | $7,000 | thousands, detected and multiplied | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 90 | $7,000 | thousands, detected and multiplied | |
| SUNRUN INC | 86771W105 | COM | 276 | $7,000 | thousands, detected and multiplied | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 1,016 | $7,000 | thousands, detected and multiplied | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 260 | $7,000 | thousands, detected and multiplied | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 262 | $7,000 | thousands, detected and multiplied | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 374 | $7,000 | thousands, detected and multiplied | |
| AMERESCO INC | 02361E108 | CL A | 128 | $7,000 | thousands, detected and multiplied | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 82 | $6,000 | thousands, detected and multiplied | |
| NETAPP INC COM | 64110D104 | Stock | 94 | $6,000 | thousands, detected and multiplied | |
| ENVIVA INC | 29415B103 | COM | 120 | $6,000 | thousands, detected and multiplied | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 22 | $5,000 | thousands, detected and multiplied | |
| BAXTER INTL INC | 071813109 | COM | 102 | $5,000 | thousands, detected and multiplied | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 180 | $5,000 | thousands, detected and multiplied | |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,696 | $5,000 | thousands, detected and multiplied | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 518 | $5,000 | thousands, detected and multiplied | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 318 | $5,000 | thousands, detected and multiplied | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 126 | $5,000 | thousands, detected and multiplied | |
| GEVO INC | 374396406 | COM PAR | 2,110 | $4,000 | thousands, detected and multiplied | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 748 | $4,000 | thousands, detected and multiplied | |
| PLUG PWR INC | 72919P202 | COM NEW | 348 | $4,000 | thousands, detected and multiplied | |
| FISKER INC | 33813J106 | CL A COM STK | 590 | $4,000 | thousands, detected and multiplied | |
| BLINK CHARGING CO | 09354A100 | COM | 370 | $4,000 | thousands, detected and multiplied | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 242 | $4,000 | thousands, detected and multiplied | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 254 | $4,000 | thousands, detected and multiplied | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 98 | $3,000 | thousands, detected and multiplied | |
| BEYOND MEAT INC | 08862E109 | COM | 126 | $2,000 | thousands, detected and multiplied | |
| CANOO INC | 13803R102 | COM CL A | 1,366 | $2,000 | thousands, detected and multiplied | |
| NIKOLA CORP | 654110105 | COM | 860 | $2,000 | thousands, detected and multiplied | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 188 | $2,000 | thousands, detected and multiplied | |
| TPI Composites Inc | 87266J104 | Common Stock | 218 | $2,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 1,092 | $2,000 | thousands, detected and multiplied | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 478 | $2,000 | thousands, detected and multiplied | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,076 | $2,000 | thousands, detected and multiplied | |
| AEMETIS INC | 00770K202 | COM NEW | 278 | $1,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 910 | $1,000 | thousands, detected and multiplied | |
| Greenpower Motor Co | 39540E302 | COM | 386 | $1,000 | thousands, detected and multiplied | |
| ARCIMOTO INC | 039587209 | Stock | 6 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-23-000154 | this filing | 2023-02-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001162044-23-000180 | base | 2023-02-13 | acceptance time not in the bulk data set |