13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-09, with 249 holding rows worth $1,389,836,000.
- Accession
- 0001162044-22-000901
- Filer
- CIK 1143565
- Filed
- 2022-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 294 entries on the cover page, a total value of $1,389,836,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,389,836,000 with VALUE read as thousands by filing date, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,411,493 | $143,521,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1,903,995 | $143,294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,437,806 | $143,286,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 302,102 | $84,673,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 573,733 | $82,314,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 2,388,873 | $82,296,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 3,508,421 | $73,993,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 969,766 | $68,009,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 1,769,446 | $58,994,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 967,228 | $53,632,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 2,162,936 | $45,876,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1,068,773 | $37,001,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 431,340 | $35,711,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,147,471 | $31,808,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 77,019 | $29,202,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 639,741 | $28,571,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 81,236 | $28,179,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 291,945 | $23,361,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 335,101 | $15,593,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 127,822 | $13,076,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 165,010 | $7,889,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 78,600 | $7,171,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 113,700 | $5,624,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 49,300 | $5,565,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 103,613 | $5,489,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,096 | $4,360,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 42,135 | $4,278,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 3,548 | $4,274,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 3,483 | $4,234,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 29,989 | $4,100,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,831 | $3,990,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 85,000 | $3,935,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 17,000 | $3,792,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851409 | CONV | 2,445 | $3,265,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 1,824 | $2,742,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,500 | $2,674,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,625 | $2,640,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 14,950 | $2,611,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,237 | $2,606,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 52,700 | $2,590,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7,049 | $2,580,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,000 | $2,568,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 22,912 | $2,433,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 23,439 | $2,395,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,300 | $2,319,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,084 | $2,097,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 33,069 | $2,080,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 26,435 | $2,051,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 34,713 | $1,955,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 9,037 | $1,944,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,479 | $1,912,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,387 | $1,844,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 14,315 | $1,836,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,533 | $1,783,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,356 | $1,765,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 59,641 | $1,681,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,000 | $1,630,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 33,645 | $1,555,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 11,198 | $1,554,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 13,462 | $1,533,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 23,229 | $1,459,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 33,457 | $1,427,000 | thousands by filing date | |
| RH | 74967X103 | COM | 6,550 | $1,390,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 10,323 | $1,388,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 21,931 | $1,369,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,182 | $1,319,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 8,597 | $1,311,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 75,492 | $1,266,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 25,118 | $1,247,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 9,016 | $1,239,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 37,723 | $1,237,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 13,482 | $1,223,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,543 | $1,209,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,967 | $1,196,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,571 | $1,163,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 19,834 | $1,145,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,584 | $1,094,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,816 | $1,072,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 5,162 | $1,017,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,047 | $992,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 15,511 | $984,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 19,300 | $963,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,375 | $961,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,510 | $944,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 6,247 | $908,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 18,974 | $860,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 12,690 | $855,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,491 | $825,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 17,547 | $809,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 21,170 | $808,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 3,343 | $798,000 | thousands by filing date | |
| KKR & CO INC | 48251W401 | CONV | 12,600 | $737,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 4,538 | $715,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,762 | $649,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,700 | $635,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 3,706 | $598,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 9,401 | $553,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,674 | $550,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 806 | $543,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 21,373 | $480,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 697 | $344,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 4,843 | $112,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 4,072 | $108,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 2,492 | $102,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767678 | INDX FD | 2,005 | $99,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 3,001 | $91,000 | thousands by filing date | |
| ABRDN ETFS | 003261104 | BBRG ALL COMD K1 | 3,296 | $90,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 2,905 | $90,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 521 | $88,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 4,899 | $88,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,082 | $76,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 490 | $54,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 367 | $53,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 6,077 | $52,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 442 | $51,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,585 | $49,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 289 | $49,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 500 | $48,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,329 | $48,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 186 | $46,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 697 | $46,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,089 | $46,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 883 | $46,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 297 | $45,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 34 | $44,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,612 | $44,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 169 | $43,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 717 | $43,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 336 | $43,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 254 | $43,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 407 | $42,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,518 | $42,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 192 | $41,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 227 | $41,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 172 | $41,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 739 | $41,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 131 | $41,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 315 | $41,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 246 | $41,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 143 | $41,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 4,401 | $40,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 60 | $39,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 564 | $39,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,193 | $39,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,053 | $38,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 215 | $37,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 808 | $37,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 309 | $36,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 921 | $36,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 155 | $35,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,779 | $35,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,158 | $34,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 448 | $34,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 149 | $34,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 711 | $34,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,907 | $34,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 719 | $33,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,140 | $33,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 5,065 | $33,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 2,101 | $32,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,298 | $32,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 226 | $31,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 7,777 | $30,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 296 | $28,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 111 | $27,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,730 | $27,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 459 | $24,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 297 | $23,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10 | $22,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 476 | $22,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 187 | $20,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 72 | $19,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 111 | $18,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 43 | $17,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 117 | $17,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 404 | $15,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 240 | $15,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 88 | $14,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 65 | $14,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 139 | $13,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 59 | $12,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 63 | $11,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 215 | $10,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 222 | $10,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 35 | $10,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 261 | $9,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 115 | $9,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 295 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 92 | $9,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 261 | $9,000 | thousands by filing date | |
| MONTAUK RENEWABLES INC | 61218C103 | COMMON STOCK | 902 | $9,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 457 | $8,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 45 | $8,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 88 | $8,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 51 | $8,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 1,548 | $8,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 21 | $8,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 25 | $8,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 107 | $8,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 1,015 | $8,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 113 | $8,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 259 | $8,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 29 | $7,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 86 | $7,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 103 | $7,000 | thousands by filing date | |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 408 | $7,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 90 | $7,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 111 | $7,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 129 | $7,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 179 | $7,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 517 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 152 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 455 | $7,000 | thousands by filing date | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 617 | $7,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 373 | $7,000 | thousands by filing date | |
| ENVIVA INC | 29415B103 | COM | 119 | $7,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 45 | $6,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 21 | $6,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 45 | $6,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 76 | $6,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 82 | $6,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 94 | $6,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 275 | $6,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 101 | $6,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 347 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 1,696 | $6,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 369 | $6,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 909 | $6,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 127 | $6,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 2,110 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 747 | $5,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 589 | $5,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 125 | $5,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 859 | $4,000 | thousands by filing date | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 254 | $4,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 1,091 | $4,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 125 | $3,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 1,366 | $3,000 | thousands by filing date | |
| FLUENCE ENERGY INC | 34379V103 | COM CL A | 318 | $3,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 242 | $3,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 217 | $3,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 97 | $3,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 187 | $2,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 478 | $2,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 909 | $2,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 1,075 | $2,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 277 | $1,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 385 | $1,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-22-000901 | this filing | 2022-08-09 | acceptance time not in the bulk data set |