13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-06, with 132 holding rows worth $847,828,000.
- Accession
- 0001162044-21-000932
- Filer
- CIK 1143565
- Filed
- 2021-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 141 entries on the cover page, a total value of $847,828,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $847,828,000 with VALUE read as thousands by filing date, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF | 921937835 | SHS | 839,016 | $72,063,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,319,228 | $72,030,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 624,384 | $72,010,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 1,259,608 | $51,594,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1,278,036 | $51,518,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 137,668 | $48,794,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 1,579,388 | $41,333,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,713,804 | $38,441,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 72,128 | $31,009,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 319,780 | $30,401,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 679,668 | $26,269,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 744,708 | $24,709,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 158,264 | $15,630,000 | thousands by filing date | |
| VTI | 922908769 | COM | 69,376 | $15,458,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 39,024 | $15,357,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 127,912 | $13,844,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 176,512 | $13,214,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 236,312 | $9,696,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 211,380 | $9,679,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 52,032 | $8,054,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,821 | $6,264,000 | thousands by filing date | |
| RH | 74967X103 | COM | 9,100 | $6,179,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,489 | $6,078,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 19,615 | $5,718,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 14,543 | $5,309,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,828 | $5,104,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 30,639 | $4,733,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 113,820 | $4,626,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 37,390 | $4,514,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 41,500 | $4,306,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 17,000 | $4,110,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 26,607 | $3,644,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,187 | $3,572,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,200 | $3,411,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,374 | $2,918,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 58,650 | $2,881,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11,428 | $2,786,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,351 | $2,699,000 | thousands by filing date | |
| PEOPLE INC | 44891N208 | COM NEW | 16,500 | $2,544,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,590 | $2,404,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,755 | $2,349,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 18,695 | $2,318,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 55,388 | $2,284,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,458 | $2,271,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 38,480 | $2,194,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 9,000 | $2,041,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 39,755 | $1,965,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 34,713 | $1,949,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 4,103 | $1,884,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 6,788 | $1,871,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 35,313 | $1,788,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 18,366 | $1,784,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 12,212 | $1,783,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,575 | $1,750,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,789 | $1,727,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,426 | $1,720,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 8,676 | $1,702,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,925 | $1,684,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 18,227 | $1,671,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,396 | $1,668,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,137 | $1,661,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,632 | $1,634,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,345 | $1,598,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 27,038 | $1,540,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 9,900 | $1,516,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,682 | $1,474,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 24,097 | $1,458,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 15,000 | $1,457,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 38,623 | $1,433,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 9,129 | $1,384,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,715 | $1,383,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 9,359 | $1,383,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 31,153 | $1,380,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,647 | $1,377,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,895 | $1,369,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 34,871 | $1,333,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 22,559 | $1,329,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 5,240 | $1,317,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 11,418 | $1,313,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 39,443 | $1,313,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 37,631 | $1,310,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 22,000 | $1,303,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,608 | $1,296,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,018 | $1,292,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 23,579 | $1,287,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,337 | $1,279,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 25,118 | $1,230,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,818 | $1,219,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 480 | $1,203,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 20,922 | $1,194,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,065 | $1,181,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 9,500 | $1,142,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,038 | $1,126,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,930 | $1,086,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,935 | $1,063,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,935 | $1,022,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,271 | $964,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 7,735 | $942,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,490 | $889,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,261 | $825,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,970 | $823,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,095 | $811,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,179 | $801,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 8,333 | $780,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 9,245 | $775,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,711 | $773,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 17,641 | $767,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,605 | $744,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,030 | $741,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 4,355 | $724,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 8,819 | $689,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,650 | $665,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,358 | $651,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,650 | $513,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 13,240 | $488,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 775 | $454,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,040 | $252,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 5,750 | $238,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 4,100 | $218,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 3,550 | $214,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,825 | $153,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,995 | $152,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 1,195 | $128,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 970 | $87,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 570 | $78,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 225 | $65,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 240 | $48,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,720 | $48,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 1,945 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 448 | $39,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 195 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 128 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-21-000932 | this filing | 2021-08-06 | acceptance time not in the bulk data set |