13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-10, with 174 holding rows worth $541,175,000.
- Accession
- 0001162044-21-000571
- Filer
- CIK 1143565
- Filed
- 2021-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 195 entries on the cover page, a total value of $541,175,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $541,175,000 with VALUE read as thousands by filing date, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 663,137 | $35,776,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 314,283 | $35,775,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 422,159 | $35,765,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,154,239 | $26,051,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 519,862 | $25,988,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 635,359 | $25,553,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 59,546 | $23,689,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 74,080 | $23,641,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 753,116 | $19,212,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 181,258 | $16,862,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 159,617 | $11,500,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 342,275 | $11,322,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 319,392 | $10,230,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 22,470 | $8,186,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 22,693 | $8,080,000 | thousands by filing date | |
| VTI | 922908769 | COM | 38,927 | $8,046,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 74,137 | $8,038,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 87,723 | $8,035,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,736 | $5,371,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 42,896 | $5,240,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 79,208 | $5,098,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 32,716 | $4,812,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,328 | $4,728,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 110,934 | $4,558,000 | thousands by filing date | |
| RH | 74967X103 | COM | 6,500 | $3,878,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 31,993 | $3,869,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137206 | CONV | 35,135 | $3,803,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 27,839 | $3,700,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 30,965 | $3,653,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,636 | $3,151,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,329 | $3,142,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,450 | $2,991,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,200 | $2,796,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,950 | $2,771,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 24,500 | $2,763,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 16,000 | $2,754,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,838 | $2,706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 71,793 | $2,680,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 17,608 | $2,608,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,000 | $2,575,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,904 | $2,573,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 11,258 | $2,556,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 21,250 | $2,390,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 39,000 | $2,381,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,818 | $2,306,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,740 | $2,280,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 13,632 | $2,240,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,453 | $2,060,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,455 | $2,053,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 52,944 | $2,048,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,988 | $2,028,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 34,713 | $1,993,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,408 | $1,968,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 34,544 | $1,870,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 6,788 | $1,819,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 18,366 | $1,815,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 35,500 | $1,811,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 36,455 | $1,811,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 16,621 | $1,742,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,823 | $1,676,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,356 | $1,630,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,610 | $1,593,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,374 | $1,542,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,563 | $1,522,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 19,443 | $1,510,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,996 | $1,505,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 7,900 | $1,485,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 23,667 | $1,471,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 35,409 | $1,469,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,474 | $1,419,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 42,596 | $1,403,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 27,233 | $1,387,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 25,047 | $1,385,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,708 | $1,375,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 25,577 | $1,355,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,187 | $1,313,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 34,630 | $1,307,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,285 | $1,298,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,500 | $1,293,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,064 | $1,280,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 8,547 | $1,280,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 45,253 | $1,263,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 25,118 | $1,244,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 33,074 | $1,239,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 38,935 | $1,236,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 805 | $1,235,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,950 | $1,230,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 20,216 | $1,211,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 575 | $1,189,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 22,154 | $1,162,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,215 | $1,155,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,520 | $1,154,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,388 | $1,149,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 9,923 | $1,139,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 18,554 | $1,127,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,560 | $1,126,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,215 | $1,108,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 6,010 | $1,097,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 12,500 | $1,093,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,625 | $1,085,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,154 | $1,072,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,261 | $1,000,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 12,742 | $995,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,310 | $986,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 8,585 | $959,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 8,870 | $950,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 15,000 | $920,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 5,025 | $913,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 10,547 | $910,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,828 | $900,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 6,845 | $868,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,316 | $784,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,500 | $778,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 2,400 | $771,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 3,475 | $766,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,000 | $765,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 8,380 | $664,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 8,409 | $640,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,266 | $599,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,694 | $540,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,817 | $506,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,890 | $494,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 910 | $433,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 40,373 | $377,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 8,333 | $372,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,334 | $217,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,126 | $172,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 96,839 | $171,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 7,095 | $170,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 7,795 | $170,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 316 | $169,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,405 | $168,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 432 | $165,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 5,222 | $165,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 852 | $165,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 12,362 | $165,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 665 | $164,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 475 | $164,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,321 | $164,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 2,202 | $163,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 1,227 | $163,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,656 | $163,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 4,002 | $163,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 718 | $162,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 580 | $162,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,032 | $162,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,565 | $162,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,720 | $162,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,787 | $161,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,736 | $161,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,203 | $160,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 13,591 | $160,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 8,890 | $160,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 9,173 | $159,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 866 | $159,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 467 | $159,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 1,156 | $159,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 2,027 | $158,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 847 | $158,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,537 | $158,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,282 | $157,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 3,395 | $156,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 388 | $156,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,241 | $156,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,263 | $156,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 4,303 | $155,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 691 | $153,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,686 | $151,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 806 | $91,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 6,813 | $78,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 885 | $73,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 365 | $65,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 170 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-21-000571 | this filing | 2021-05-10 | acceptance time not in the bulk data set |