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13F-HR filed by RATIONAL ADVISORS, INC.

RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-05, with 204 holding rows worth $372,739,000.

Accession
0001162044-21-000155
Filed
2021-02-05
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2020

A holdings report, 229 entries on the cover page, a total value of $372,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $372,739,000 with VALUE read as thousands by filing date, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
SPDR SERIES TRUST78464A649ST STR AGGRE ETF598,696$18,434,000thousands by filing date
SCHWAB STRATEGIC TR808524839US AGGREGATE B328,749$18,420,000thousands by filing date
Vanguard Total Bond Market ETF921937835SHS208,772$18,412,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS45,622$17,126,000thousands by filing date
HARTFORD FDS EXCHANGE TRADED41653L305TOTAL RTRN ETF316,039$13,191,000thousands by filing date
iShares MBS ETF464288588SHS119,612$13,173,000thousands by filing date
iShares Core MSCI EAFE ETF46432F842SHS183,581$12,684,000thousands by filing date
GLOBAL X FDS37954Y483NASDAQ 100 COVER549,644$12,532,000thousands by filing date
INVESCO QQQ TR46090E103COM39,680$12,449,000thousands by filing date
DBX ETF TR233051432XTRACK USD HIGH213,109$10,675,000thousands by filing date
iShares Core MSCI Emerging Markets ETF46434G103SHS163,803$10,162,000thousands by filing date
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS94,925$9,221,000thousands by filing date
GLOBAL X FDS37954Y657US PFD ETF307,156$7,925,000thousands by filing date
MasterCard, Inc57636Q104COM16,408$5,857,000thousands by filing date
INVESCO EXCH TRADED FD TR II46138g805TAXABLE MUN BD162,041$5,428,000thousands by filing date
Amazon.com, Inc023135106COM1,651$5,377,000thousands by filing date
Apple Inc037833100COM39,537$5,246,000thousands by filing date
Visa Inc92826C839COM20,998$4,593,000thousands by filing date
VTI922908769COM21,255$4,137,000thousands by filing date
Microsoft Corp594918104COM18,530$4,121,000thousands by filing date
iShares Core S&P Total U.S. Stock Market ETF464287150SHS47,624$4,106,000thousands by filing date
Vanguard S&P 500 ETF922908363COM11,901$4,090,000thousands by filing date
NIKE,Inc. Class B654106103COM22,839$3,231,000thousands by filing date
MERCADOLIBREINC58733R102STOK1,763$2,954,000thousands by filing date
BANK OF AMER CORP0605056827.25%CNV PFD L1,858$2,822,000thousands by filing date
Costco Wholesale Corporation22160K105COM7,221$2,720,000thousands by filing date
STANLEY BLACK & DECKER INC854502846UNIT 11/15/202223,305$2,606,000thousands by filing date
Pfizer Inc.717081103COM69,455$2,556,000thousands by filing date
FIDELITY COVINGTON TRUST316092865MSCI UTILS INDEX62,846$2,550,000thousands by filing date
Johnson & Johnson478160104COM16,040$2,525,000thousands by filing date
WELLS FARGO & CO949746804PERP PFD CNV A1,628$2,471,000thousands by filing date
RH74967X103COM5,500$2,461,000thousands by filing date
Salesforce.com, Inc79466L302COM10,500$2,337,000thousands by filing date
BOSTON SCIENTIFIC CORP101137206CONV20,565$2,247,000thousands by filing date
CHIPOTLEMEXICANGRILLI169656105STOK1,600$2,219,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM1,250$2,191,000thousands by filing date
LULULEMON ATHLETICA INC550021109COM6,261$2,179,000thousands by filing date
DOMINION ENERGY INC25746U133UNIT 99/99/999921,636$2,171,000thousands by filing date
JPMorgan Chase & Co46625H100COM16,447$2,090,000thousands by filing date
NEXTERA ENERGY INC65339F796COM34,713$2,055,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS14,433$2,038,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM7,657$2,019,000thousands by filing date
BLOCK INC CL A852234103Stock9,128$1,986,000thousands by filing date
Verizon Communications Inc92343V104COM31,107$1,827,000thousands by filing date
Comcast Corp20030N101COM33,674$1,765,000thousands by filing date
WISDOMTREE TR97717Y790US EFFIC CORE FD47,559$1,741,000thousands by filing date
TARGET CORP COM87612E106Stock9,000$1,589,000thousands by filing date
Starbucks Corporation855244109COM14,481$1,549,000thousands by filing date
Deere & Company244199105COM5,696$1,533,000thousands by filing date
Procter & Gamble Co742718109COM10,352$1,440,000thousands by filing date
SOUTHERN CO842587602UNIT 08/01/202227,233$1,413,000thousands by filing date
SPOTIFYTECHNOLOGYSAFL8681T102STOK4,438$1,396,000thousands by filing date
ROKU INC COM CL A77543R102Stock4,166$1,383,000thousands by filing date
Qualcomm Incorporated747525103COM9,023$1,374,000thousands by filing date
ZOOM COMMUNICATIONS INC CL A98980L101Stock4,045$1,364,000thousands by filing date
Morgan Stanley617446448COM19,680$1,349,000thousands by filing date
SHOPIFY INC82509L107CL A SUB VTG SHS1,187$1,344,000thousands by filing date
FEDEX CORP COM31428X106Stock5,159$1,339,000thousands by filing date
CUMMINS INC COM231021106Stock5,845$1,327,000thousands by filing date
Caterpillar Inc.149123101COM7,273$1,324,000thousands by filing date
SHERWIN WILLIAMS CO824348106COM1,800$1,323,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM1,832$1,322,000thousands by filing date
CROWDSTRIKE HLDGS INC22788C105COM6,200$1,313,000thousands by filing date
SOLAREDGE TECHNOLOGIES INC83417M104COM4,100$1,308,000thousands by filing date
PELOTON INTERACTIVE INC70614W100CL A COM8,570$1,300,000thousands by filing date
PAYPALHLDGSINC70450Y103STOK5,545$1,299,000thousands by filing date
DTE ENERGY CO233331842UNIT 11/01/202226,900$1,295,000thousands by filing date
ServiceNow,Inc.81762P102COM2,350$1,294,000thousands by filing date
MASCO CORP574599106COM23,566$1,294,000thousands by filing date
RINGCENTRAL INC76680R206CL A3,400$1,289,000thousands by filing date
DOCUSIGN INC COM256163106Stock5,790$1,287,000thousands by filing date
NEXTERA ENERGY INC65339F770CONV25,118$1,277,000thousands by filing date
Netflix, Inc64110L106COM2,325$1,257,000thousands by filing date
AGILENT TECHNOLOGIES INC COM00846U101Stock10,509$1,245,000thousands by filing date
Lowes Companies,Inc.548661107COM7,693$1,235,000thousands by filing date
Walt Disney Co254687106COM6,804$1,233,000thousands by filing date
SHAKE SHACK INC819047101CL A14,500$1,229,000thousands by filing date
Southern Company842587107COM19,963$1,226,000thousands by filing date
DANAHER CORPORATION2358513004.75 MND CV PFD805$1,215,000thousands by filing date
USBANCORPDEL902973304COM NEW25,231$1,176,000thousands by filing date
CBRE GROUP INC CL A12504L109Stock18,500$1,160,000thousands by filing date
MARKETAXESS HLDGS INC57060D108COM2,014$1,149,000thousands by filing date
AbbVie,Inc.00287Y109COM10,575$1,133,000thousands by filing date
ROCKET COS INC77311W101COM CL A56,000$1,132,000thousands by filing date
SEMPRA COM816851109Stock8,704$1,109,000thousands by filing date
Merck & Co.,Inc.58933Y105COM13,534$1,107,000thousands by filing date
BANDWIDTH INC05988J103COM CL A7,190$1,105,000thousands by filing date
CELANESE CORP DEL COM150870103Stock8,447$1,098,000thousands by filing date
Oracle Corporation68389X105COM16,368$1,059,000thousands by filing date
Bank of America Corp060505104COM34,894$1,058,000thousands by filing date
FIFTH THIRD BANCORP COM316773100Stock38,373$1,058,000thousands by filing date
UnitedHealth Group Inc91324P102COM3,000$1,052,000thousands by filing date
TELADOC HEALTH INC87918A105COM5,250$1,050,000thousands by filing date
Intercontinental Exchange,Inc.45866F104COM9,020$1,040,000thousands by filing date
HORIZON THERAPEUTICS PLCG46188101SHS14,133$1,034,000thousands by filing date
COGNIZANT TECHNOLOGY SOLUTIONS CL A192446102Stock12,591$1,032,000thousands by filing date
Chevron Corporation166764100COM12,185$1,029,000thousands by filing date
BEST BUY INC COM086516101Stock10,285$1,026,000thousands by filing date
SOUTHWESTAIRLSCO844741108STOK22,000$1,025,000thousands by filing date
Altria Group Inc02209S103COM24,101$988,000thousands by filing date
NVIDIA Corp67066G104COM1,887$986,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM2,100$978,000thousands by filing date
OKTAINCCLASSA679295105STOK3,690$938,000thousands by filing date
PULTE GROUP INC COM745867101Stock21,016$906,000thousands by filing date
ROYAL CARIBBEAN GROUP COMV7780T103Stock11,853$885,000thousands by filing date
AKAMAI TECHNOLOGIES INC COM00971T101Stock8,294$871,000thousands by filing date
REGENERON PHARMACEUTICALS COM75886F107Stock1,800$870,000thousands by filing date
KLA CORP482480100COM3,357$869,000thousands by filing date
GLOBAL X FDS37954Y343GLBL X MLP ETF30,447$835,000thousands by filing date
BILIBILI INC SPONS ADS REP Z090040106ADR9,550$819,000thousands by filing date
SPY78462F103SHS2,181$815,000thousands by filing date
ISHARES TR464287457COM9,420$814,000thousands by filing date
HILTON WORLDWIDE HLDGS INC COM43300A203Stock7,200$801,000thousands by filing date
American Tower Corporation03027X100COM3,494$785,000thousands by filing date
MEDIFAST INC58470H101COM4,000$785,000thousands by filing date
Booking Holdings Inc.09857L108COM350$780,000thousands by filing date
HEALTHPEAK PROPERTIES INC COM42250P103REIT25,422$769,000thousands by filing date
EXPEDIA GROUP INC COM NEW30212P303Stock5,500$728,000thousands by filing date
iShares S&P 500 Value ETF464287408SHS5,645$723,000thousands by filing date
ConocoPhillips20825C104COM17,462$698,000thousands by filing date
FREEPORT MCMORAN INC CL B35671D857Stock23,985$624,000thousands by filing date
JOHN HANCOCK EXCHANGE TRADED47804J834MULTFCTR EMRNG20,730$605,000thousands by filing date
SKYWORKS SOLUTIONS INC COM83088M102Stock3,757$574,000thousands by filing date
PIMCO EQUITY SER72202L389RAFI DYN EMERG20,265$550,000thousands by filing date
VEEVA SYS INC CL A COM922475108Stock2,010$547,000thousands by filing date
CAPRI HOLDINGS LIMITEDG1890L107SHS13,000$546,000thousands by filing date
MARRIOTT INTL INC NEW CL A571903202Stock3,755$496,000thousands by filing date
Adobe Inc00724F101COM940$470,000thousands by filing date
ISHARES TR4642874407-10 YR TRSY BD3,895$467,000thousands by filing date
ISHARES TR4642886613 7 YR TREAS BD3,466$461,000thousands by filing date
Uber Technologies90353T100COM9,000$459,000thousands by filing date
Airbnb, Inc. Class A009066101COM3,000$440,000thousands by filing date
CRISPR THERAPEUTICS AG NAMEN AKTH17182108Stock2,800$429,000thousands by filing date
JUMIA TECHNOLOGIES AG SPONSORED ADS48138M105ADR10,000$404,000thousands by filing date
Schwab US REIT ETF808524847SHS10,591$402,000thousands by filing date
SPLUNK INC848637104COM2,350$399,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS5,438$369,000thousands by filing date
NORWEGIAN CRUISE LINE HLDGS LT SHSG66721104Stock14,000$356,000thousands by filing date
FERRARI N VN3167Y103COM1,500$344,000thousands by filing date
XILINX INC983919101COM2,397$340,000thousands by filing date
ZOETIS INC CL A98978V103Stock2,000$331,000thousands by filing date
ISHARES TR46432F388MSCI USA VALUE3,537$307,000thousands by filing date
LIVE NATION ENTERTAINMENT INC COM538034109Stock3,500$257,000thousands by filing date
STATE STR SPDR DOW JONES IND78467X109UT SER 1837$256,000thousands by filing date
ERIE INDTY CO CL A29530P102Stock997$245,000thousands by filing date
ISHARES TR46428743220 YR TR BD ETF1,502$237,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS2,156$198,000thousands by filing date
AMERICAN AIRLINES GROUP INC COM02376R102Stock12,422$196,000thousands by filing date
CAMBRIA ETF TR132061862TAIL RISK8,898$183,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM1,885$175,000thousands by filing date
Proshares VIX Short-Term74347W171Equity12,487$172,000thousands by filing date
WIX COM LTD SHSM98068105Stock610$152,000thousands by filing date
CME Group Inc. Class A12572Q105COM816$149,000thousands by filing date
PAYCHEX INC704326107COM1,540$144,000thousands by filing date
ALTERYX, INC (CLASS A)02156B103COM CL A945$115,000thousands by filing date
MOSAIC CO COM61945C103Stock4,429$102,000thousands by filing date
S&P Global,Inc.78409V104COM307$101,000thousands by filing date
EQUITY RESIDENTIAL29476L107SH BEN INT1,697$101,000thousands by filing date
McDonalds Corporation580135101COM460$99,000thousands by filing date
AMETEK INC COM031100100Stock817$99,000thousands by filing date
VIATRIS INC COM92556V106Stock5,300$99,000thousands by filing date
AVALONBAY CMNTYS INC COM053484101REIT617$99,000thousands by filing date
U HAUL HOLDING COMPANY023586100COM217$99,000thousands by filing date
Concho Resources Inc.20605P101COM1,692$99,000thousands by filing date
AMPHENOL CORP NEW032095101COM753$98,000thousands by filing date
Applied Materials,Inc.038222105COM1,139$98,000thousands by filing date
Philip Morris International Inc.718172109COM1,178$98,000thousands by filing date
Walmart Inc.931142103COM677$98,000thousands by filing date
SNAP ON INC COM833034101Stock572$98,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock726$98,000thousands by filing date
NXP SEMICONDUCTORS N V COMN6596X109Stock618$98,000thousands by filing date
AVERY DENNISON CORP COM053611109Stock634$98,000thousands by filing date
MOTOROLA SOLUTIONS INC COM NEW620076307Stock577$98,000thousands by filing date
MICROCHIP TECHNOLOGY INC. COM595017104Stock711$98,000thousands by filing date
DENTSPLY SIRONA INC24906P109COM1,877$98,000thousands by filing date
SIRIUS XM HOLDINGS INC82968B103COM15,427$98,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM474$97,000thousands by filing date
ROBERT HALF INC. COM770323103Stock1,552$97,000thousands by filing date
CARETRUST REIT INC COM14174T107REIT4,356$97,000thousands by filing date
ASTRAZENECA PLC SPONSORED ADR046353108ADR1,948$97,000thousands by filing date
TRADEWEB MKTS INC CL A892672106Stock1,534$96,000thousands by filing date
SMITH A O CORP COM831865209Stock1,753$96,000thousands by filing date
UNIVERSAL DISPLAY CORP91347P105COM417$96,000thousands by filing date
APACHE CORP037411105COM6,740$96,000thousands by filing date
Boeing Company097023105COM445$95,000thousands by filing date
LAM RESEARCH CORP512807108COM202$95,000thousands by filing date
ESSEX PPTY TR INC COM297178105REIT395$94,000thousands by filing date
ELECTRONIC ARTS INC COM285512109Stock620$89,000thousands by filing date
TAKE-TWO INTERACTIVE SOFTWARE COM874054109Stock385$80,000thousands by filing date
LOGITECH INTL S A SHSH50430232Stock523$51,000thousands by filing date
CDW CORP COM12514G108Stock376$50,000thousands by filing date
POOL CORP COM73278L105Stock133$50,000thousands by filing date
Amgen Inc.031162100COM212$49,000thousands by filing date
Cisco Systems,Inc.17275R102COM1,091$49,000thousands by filing date
Texas Instruments Incorporated882508104COM300$49,000thousands by filing date
SLM CORP COM78442P106Stock3,963$49,000thousands by filing date
EBAY INC. COM278642103Stock970$49,000thousands by filing date
WD 40 CO COM929236107Stock186$49,000thousands by filing date
LANDSTAR SYS INC COM515098101Stock359$48,000thousands by filing date
HAMILTON LANE INC407497106CL A618$48,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock331$47,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS756$47,000thousands by filing date
WINGSTOP INC COM974155103Stock345$46,000thousands by filing date
ROLLINS INC COM775711104Stock1$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001162044-21-000155this filing2021-02-05acceptance time not in the bulk data set