13F-HR filed by Catalyst Capital Advisors LLC
Catalyst Capital Advisors LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-10, with 271 holding rows worth $1,938,793,000.
- Accession
- 0001162044-20-000685
- Filer
- CIK 1549275
- Filed
- 2020-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A combination report, 388 entries on the cover page, a total value of $1,938,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,938,793,000 with VALUE read as thousands by filing date, 13F file number 028-14953. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPinnacle Summer Investments, Inc.
- included managerCOOKSON PEIRCE & CO INC028-06545
- included managerLyons Wealth Management, LLC.028-14513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 1,450,610 | $257,947,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,278,916 | $219,564,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,332,073 | $190,726,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,264,336 | $154,632,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 586,155 | $96,077,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,178,817 | $92,573,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 506,690 | $73,835,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,187,498 | $63,650,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 177,546 | $50,322,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,233,126 | $48,844,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 308,250 | $44,080,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 398,122 | $20,037,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 88,150 | $15,181,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 368,033 | $12,962,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 31,752 | $11,584,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,100 | $11,311,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 568,191 | $10,807,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 38,100 | $9,850,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 115,700 | $9,778,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 26,373 | $9,625,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 482,390 | $9,296,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 229,439 | $9,228,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20,250 | $9,215,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 356,080 | $9,215,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 166,178 | $9,127,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 425,331 | $9,089,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 312,440 | $8,986,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 30,700 | $8,913,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 154,828 | $8,845,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 222,391 | $8,829,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 423,397 | $8,785,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 154,000 | $8,726,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 20,200 | $8,189,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 405,317 | $8,119,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 248,334 | $7,917,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 158,276 | $7,882,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 158,758 | $7,671,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 148,350 | $7,573,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 125,900 | $7,532,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 297,281 | $7,432,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 400,808 | $7,283,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 42,100 | $6,912,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 25,100 | $6,896,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 252,198 | $6,837,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 957,505 | $6,817,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 298,363 | $6,701,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 34,200 | $6,651,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 170,195 | $6,631,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 255,381 | $6,579,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 54,267 | $6,509,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 232,267 | $6,369,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 334,082 | $6,271,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 142,099 | $6,090,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 40,900 | $6,050,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 54,600 | $5,847,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 19,803 | $5,841,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 88,400 | $5,450,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 97,900 | $5,302,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 35,310 | $4,927,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 18,600 | $4,802,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,095 | $4,700,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 153,098 | $4,657,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 305,940 | $4,641,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 181,131 | $4,566,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 54,478 | $4,503,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 133,837 | $4,446,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 102,577 | $4,428,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 61,643 | $4,354,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 169,859 | $4,280,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 207,395 | $4,162,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 68,900 | $4,146,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 117,409 | $4,137,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 29,300 | $3,959,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 8,900 | $3,821,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 47,800 | $3,783,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 437,988 | $3,640,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 12,600 | $3,592,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 1,919 | $3,494,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 147,542 | $3,426,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 62,000 | $3,251,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 63,148 | $3,203,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 66,900 | $3,120,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 39,271 | $3,107,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 34,870 | $3,046,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 1,662 | $2,991,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 167,500 | $2,831,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 111,850 | $2,693,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 220,606 | $2,626,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 84,049 | $2,611,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 46,655 | $2,553,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 61,900 | $2,546,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,200 | $2,418,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 57,675 | $2,418,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 12,211 | $2,327,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 17,600 | $2,324,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 44,000 | $2,267,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 126,790 | $2,021,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 59,414 | $1,943,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 9,400 | $1,882,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 766,025 | $1,869,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 141,744 | $1,858,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 49,175 | $1,838,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 59,000 | $1,834,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 262,900 | $1,819,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,400 | $1,816,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10,105 | $1,813,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,050 | $1,789,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,300 | $1,742,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,601 | $1,727,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 6,800 | $1,724,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,900 | $1,698,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,706 | $1,680,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 116,281 | $1,660,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 248,930 | $1,633,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 29,465 | $1,624,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 12,792 | $1,614,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 100,000 | $1,563,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 20,038 | $1,518,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 6,650 | $1,517,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,207 | $1,491,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 10,500 | $1,466,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 13,207 | $1,399,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 315,000 | $1,386,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 18,808 | $1,384,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 31,200 | $1,374,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 42,960 | $1,366,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 36,614 | $1,347,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,138 | $1,338,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 46,907 | $1,334,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 22,478 | $1,322,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 147,394 | $1,312,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 9,050 | $1,309,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 25,669 | $1,298,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 19,742 | $1,288,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,000 | $1,243,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 8,443 | $1,203,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,700 | $1,175,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 93,070 | $1,164,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,900 | $1,149,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 22,000 | $1,147,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 22,860 | $1,134,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 14,700 | $1,116,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 15,597 | $1,077,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 20,621 | $1,068,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 33,818 | $1,060,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 25,150 | $1,037,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 16,620 | $999,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 100,300 | $974,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 14,089 | $926,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 31,678 | $919,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 36,130 | $903,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 10,773 | $830,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 55,248 | $825,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 8,500 | $809,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 14,439 | $806,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,900 | $794,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 7,888 | $785,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 15,800 | $732,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 8,487 | $698,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 30,639 | $697,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,050 | $688,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 38,000 | $681,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,736 | $663,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 126,900 | $648,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 61,600 | $593,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 496,088 | $571,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,100 | $564,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,950 | $530,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 30,291 | $522,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 3,700 | $513,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 30,972 | $512,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,041 | $488,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 6,500 | $477,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,000 | $454,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 34,803 | $450,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,635 | $435,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 23,656 | $433,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,600 | $427,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $425,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 16,895 | $420,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,500 | $415,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 32,080 | $414,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 116,675 | $410,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,535 | $409,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,743 | $396,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 9,900 | $376,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 12,500 | $372,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 73,630 | $371,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 17,000 | $370,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,000 | $369,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 38,487 | $368,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,300 | $365,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,200 | $364,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 4,500 | $364,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 12,000 | $363,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 10,400 | $362,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,000 | $359,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 110 | $358,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 3,400 | $354,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 8,480 | $353,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 2,530 | $350,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,500 | $346,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,480 | $345,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,285 | $344,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 19,936 | $344,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,000 | $339,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 3,450 | $339,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,000 | $328,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 645 | $323,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 15,000 | $317,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 29,700 | $297,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 30,600 | $287,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,500 | $286,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,500 | $274,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 49,770 | $273,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,370 | $271,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,900 | $269,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 56,500 | $266,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 19,300 | $264,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,300 | $263,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,300 | $260,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 3,300 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7,100 | $259,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,400 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,700 | $253,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 94,307 | $245,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 26,600 | $225,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,500 | $224,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 450 | $203,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 4,050 | $189,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,670 | $185,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,284 | $169,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 7,500 | $166,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 8,890 | $155,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,200 | $141,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 2,550 | $139,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,100 | $139,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 8,470 | $136,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 3,600 | $135,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,491 | $133,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 36,174 | $123,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 7,300 | $114,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,177 | $97,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 7,817 | $97,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,350 | $93,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 500 | $87,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 4,612 | $71,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 840 | $60,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 4,778 | $48,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,550 | $27,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,470 | $25,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 9,850 | $25,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,180 | $22,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 8,110 | $21,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,220 | $20,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 2,260 | $19,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,290 | $19,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,090 | $19,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 540 | $19,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 740 | $18,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 120 | $18,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 2,400 | $18,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,190 | $18,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,090 | $18,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 580 | $17,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 124 | $15,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 356 | $6,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 160 | $3,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 6 | $1,000 | thousands by filing date | |
| CHIMERA INVT CORP | 16934Q958 | COM | 20 | $1,000 | thousands by filing date | put |
| CHIMERA INVT CORP | 16934Q908 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-20-000685 | this filing | 2020-08-10 | acceptance time not in the bulk data set |