13F-HR filed by Catalyst Capital Advisors LLC
Catalyst Capital Advisors LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-08, with 451 holding rows worth $3,046,805,000.
- Accession
- 0001162044-18-000625
- Filer
- CIK 1549275
- Filed
- 2018-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 599 entries on the cover page, a total value of $3,046,805,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,046,805,000 with VALUE read as thousands by filing date, 13F file number 028-14953. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPinnacle Summer Investments, Inc.
- included managerGROESBECK INVESTMENT MANAGEMENT CORP /NJ/028-04288
- included managerCOOKSON PEIRCE & CO INC028-06545
- included managerLyons Wealth Management, LLC.028-14513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 1,813,968 | $365,134,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,138,215 | $360,396,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,988,837 | $321,615,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,465,209 | $238,214,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 837,533 | $137,515,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,607,723 | $129,711,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 367,664 | $81,070,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 598,283 | $79,877,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,559,092 | $63,923,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 202,063 | $53,961,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 70,000 | $25,694,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 112,997 | $25,508,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 152,000 | $24,173,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 328,500 | $24,098,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 215,820 | $23,997,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 267,231 | $23,473,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 116,600 | $22,782,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 80,500 | $22,622,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 290,000 | $22,446,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 133,000 | $21,656,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 278,000 | $20,725,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 131,000 | $20,444,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 56,604 | $20,230,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 358,923 | $20,179,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 58,000 | $19,634,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 122,000 | $19,609,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 274,000 | $19,583,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 462,867 | $19,315,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 262,000 | $18,314,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 170,000 | $18,103,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 268,000 | $17,900,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 188,500 | $17,393,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 220,434 | $15,318,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 261,534 | $14,727,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 597,206 | $14,649,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 950,000 | $14,098,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 800,158 | $13,947,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 619,233 | $13,351,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 220,636 | $13,289,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 393,070 | $13,258,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 350,767 | $13,224,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 306,983 | $13,145,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 593,586 | $13,130,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 191,766 | $13,000,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 542,148 | $12,968,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 186,546 | $12,736,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 440,879 | $12,689,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 246,196 | $12,613,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 520,169 | $12,541,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 461,108 | $12,538,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 478,695 | $11,618,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 75,000 | $11,300,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 284,017 | $9,691,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 314,499 | $9,353,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 268,742 | $9,323,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 310,357 | $9,190,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 280,926 | $8,818,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 372,179 | $8,776,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 255,180 | $8,674,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 195,000 | $8,594,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 518,313 | $8,526,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 465,230 | $8,249,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 202,221 | $8,182,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 219,257 | $8,058,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 246,961 | $7,974,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 358,292 | $7,900,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 281,507 | $7,786,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 163,214 | $7,395,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 90,663 | $7,250,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 61,890 | $7,078,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 575,486 | $7,021,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 129,902 | $6,969,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 209,769 | $6,786,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 70,665 | $6,664,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 271,805 | $6,472,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,229 | $6,261,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 196,182 | $5,874,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 315,000 | $5,780,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 192,403 | $5,528,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 156,301 | $5,130,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 30,208 | $5,027,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 18,707 | $4,976,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 1,814 | $4,970,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 54,715 | $4,944,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 37,172 | $4,905,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 44,390 | $4,762,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 13,424 | $4,644,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 100,858 | $4,558,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,115 | $4,506,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 39,779 | $4,456,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 38,018 | $4,446,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 39,274 | $4,293,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 53,879 | $4,276,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 161,113 | $4,152,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 71,458 | $4,132,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 75,581 | $4,035,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 14,800 | $3,995,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18,992 | $3,936,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 42,900 | $3,534,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 12,867 | $3,531,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 32,100 | $3,495,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 118,550 | $3,296,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 16,600 | $3,247,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 44,225 | $3,020,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 169,920 | $2,875,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 19,750 | $2,859,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 316,125 | $2,836,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 11,350 | $2,833,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 57,900 | $2,816,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 30,300 | $2,806,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 51,872 | $2,799,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 9,200 | $2,725,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 90,255 | $2,725,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 21,200 | $2,701,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6,900 | $2,699,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 32,330 | $2,696,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 17,196 | $2,672,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 51,136 | $2,650,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 149,900 | $2,569,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 10,500 | $2,400,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30,048 | $2,349,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 34,221 | $2,317,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 15,974 | $2,316,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,830 | $2,197,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 25,075 | $2,161,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 9,700 | $2,118,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,200 | $2,100,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 9,200 | $2,081,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,900 | $2,049,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 138,500 | $2,047,000 | thousands by filing date | |
| PROSHARES TR | 74347B953 | PUT | 6,065 | $2,038,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 55,400 | $2,029,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 45,400 | $2,028,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 53,701 | $1,983,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 82,800 | $1,919,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 41,500 | $1,877,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 18,800 | $1,856,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 32,587 | $1,840,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 58,000 | $1,812,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 26,100 | $1,794,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 82,290 | $1,785,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 38,500 | $1,756,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 107,500 | $1,708,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 27,800 | $1,596,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 272,000 | $1,518,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,700 | $1,509,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 64,657 | $1,479,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 26,900 | $1,472,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 45,000 | $1,462,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 25,885 | $1,450,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 120,000 | $1,401,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,408 | $1,399,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 23,700 | $1,381,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 41,500 | $1,370,000 | thousands by filing date | |
| PROSHARES TR | 74348A950 | SHRT RUSSELL2000 | 1,877 | $1,227,000 | thousands by filing date | put |
| ISHARES INC | 464286301 | CMN | 60,877 | $1,167,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 18,900 | $1,165,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 20,900 | $1,159,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 44,100 | $1,158,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 45,200 | $1,071,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 201,359 | $999,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 16,800 | $995,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 126,900 | $930,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 7,400 | $922,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 11,300 | $917,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,650 | $914,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,910 | $873,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 116,675 | $870,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 12,900 | $854,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 16,100 | $851,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,700 | $843,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 26,500 | $838,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 32,100 | $834,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 16,000 | $832,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,100 | $827,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 19,956 | $826,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 23,549 | $814,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,750 | $812,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,300 | $806,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 20,000 | $803,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 19,000 | $802,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 59,500 | $802,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,025 | $795,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 24,100 | $786,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 15,500 | $781,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,100 | $781,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 12,300 | $780,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 44,500 | $771,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 20,211 | $770,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 11,000 | $766,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 22,700 | $758,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 46,600 | $756,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 12,600 | $754,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 18,200 | $752,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 40,900 | $744,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,100 | $742,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 23,500 | $739,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 16,895 | $736,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 6,400 | $735,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 16,100 | $721,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,700 | $717,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 12,800 | $698,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 136,000 | $695,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 17,700 | $668,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 52,000 | $645,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 115,463 | $628,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 22,801 | $622,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,041 | $611,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 20,000 | $594,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 31,478 | $541,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,618 | $532,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 348,029 | $515,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K901 | DAI MAR BUL ETF | 555 | $469,000 | thousands by filing date | call |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 4,418 | $424,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 19,200 | $411,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 1,219 | $391,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 4,600 | $369,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 73 | $359,000 | thousands by filing date | call |
| PROSHARES TR | 74347B958 | ETF | 581 | $356,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 19,263 | $350,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,000 | $339,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 17,100 | $338,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,450 | $333,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,160 | $326,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,350 | $325,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,200 | $296,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,580 | $290,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 600 | $283,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,758 | $261,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 2,607 | $246,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,300 | $242,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,700 | $241,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,697 | $240,000 | thousands by filing date | |
| ADOBE INC | 00724F901 | CALL | 29 | $238,000 | thousands by filing date | call |
| AXONENTERPRISEINC | 05464C101 | STOK | 3,400 | $233,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,400 | $230,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,800 | $220,000 | thousands by filing date | |
| BLACKLINE INC | 09239B909 | COM | 130 | $220,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,000 | $218,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,100 | $212,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 10,000 | $211,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 10,000 | $211,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,100 | $210,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,500 | $199,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,400 | $199,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,100 | $190,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 8,917 | $186,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,500 | $183,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 3,600 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 3,000 | $180,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,800 | $180,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 3,500 | $179,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,300 | $179,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,750 | $178,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,300 | $178,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R906 | CALL | 46 | $177,000 | thousands by filing date | call |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 3,500 | $176,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 7,817 | $173,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 864 | $157,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,300 | $154,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 3,050 | $153,000 | thousands by filing date | |
| DOMINOS PIZZA INC | 25754A901 | CALL | 12 | $148,000 | thousands by filing date | call |
| ANDEAVOR | 03349M105 | COM | 836 | $128,000 | thousands by filing date | |
| PROSHARES TR | 74348A958 | PUT | 140 | $124,000 | thousands by filing date | put |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 5,800 | $122,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,076 | $114,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,890 | $104,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 575 | $100,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,700 | $97,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 565 | $94,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 805 | $92,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 335 | $82,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,600 | $80,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 500 | $76,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 350 | $75,000 | thousands by filing date | |
| MASTERCARD INCORPORATED | 57636Q904 | CL A | 8 | $74,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 708 | $70,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 705 | $59,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,363 | $59,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 534 | $54,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 562 | $53,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,399 | $50,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 170 | $47,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 347 | $45,000 | thousands by filing date | |
| ROSS STORES INC | 778296903 | CALL | 11 | $45,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 550 | $44,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,372 | $43,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,526 | $41,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 685 | $41,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,640 | $40,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 765 | $33,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 178 | $32,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 197 | $32,000 | thousands by filing date | |
| AMGEN INC | 003116290 | CALL | 15 | $31,000 | thousands by filing date | call |
| EVERGY INC COM | 30034W106 | Stock | 550 | $30,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 510 | $30,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 101 | $29,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 270 | $28,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 971 | $28,000 | thousands by filing date | |
| LOWES COS INC | 548661907 | CALL | 6 | $28,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25490K951 | DAI MAR BUL ETF | 67 | $27,000 | thousands by filing date | put |
| PJT PARTNERS INC | 69343T107 | COM CL A | 505 | $26,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 372 | $25,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 334 | $25,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 170 | $25,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 400 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 580 | $25,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 1,325 | $24,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 490 | $21,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 966 | $21,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,160 | $18,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 541 | $18,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 132 | $18,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 237 | $16,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 89 | $15,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 200 | $14,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 637 | $14,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 265 | $14,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 225 | $13,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 461 | $13,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 184 | $13,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 500 | $13,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 207 | $13,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 639 | $13,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 442 | $13,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 274 | $12,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 38 | $12,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 109 | $12,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 270 | $12,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 427 | $11,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 344 | $11,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 130 | $11,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 205 | $11,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 244 | $10,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 63 | $10,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 172 | $10,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 382 | $10,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 11 | $10,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 454 | $10,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 123 | $10,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 161 | $9,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 59 | $9,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 325 | $9,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 465 | $9,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 330 | $9,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 140 | $9,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 400 | $9,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 402 | $9,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 98 | $9,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 403 | $9,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 101 | $8,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 302 | $8,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 178 | $8,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 147 | $8,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 240 | $8,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 700 | $8,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 500 | $8,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 262 | $8,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 476 | $8,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 700 | $8,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 500 | $7,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 238 | $7,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,000 | $7,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 71 | $7,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 190 | $7,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 180 | $7,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 268 | $7,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 332 | $7,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 158 | $7,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 136 | $7,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 281 | $7,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 208 | $7,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 375 | $7,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 500 | $7,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 468 | $7,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 84 | $6,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 125 | $6,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 213 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 104 | $6,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 250 | $6,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 178 | $6,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 330 | $6,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 352 | $6,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 275 | $6,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 394 | $6,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 97 | $6,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 167 | $6,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 304 | $6,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 375 | $6,000 | thousands by filing date | |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 700 | $6,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 486 | $6,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 169 | $6,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 156 | $6,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 300 | $6,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 250 | $6,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 348 | $6,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 250 | $6,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 210 | $6,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 609 | $6,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 597 | $6,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 441 | $6,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 325 | $6,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 75 | $5,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 65 | $5,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 90 | $5,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 105 | $5,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 143 | $5,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 161 | $5,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 200 | $5,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 395 | $5,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 285 | $5,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 310 | $5,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 300 | $5,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 125 | $5,000 | thousands by filing date | |
| GARMIN LTD | H2906T909 | SHS | 5 | $5,000 | thousands by filing date | call |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 109 | $5,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 150 | $5,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 285 | $5,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 368 | $5,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 333 | $5,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 466 | $5,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 120 | $4,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 167 | $4,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 60 | $4,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 70 | $4,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 105 | $4,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 93 | $4,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 95 | $4,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 154 | $4,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 526 | $4,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 419 | $4,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 290 | $4,000 | thousands by filing date | |
| DIREXION DLY SM CAP BEAR 3X | 25459Y958 | COM | 10 | $4,000 | thousands by filing date | put |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 428 | $4,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 516 | $4,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 100 | $3,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 10 | $3,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 162 | $3,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 124 | $3,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 500 | $3,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 89 | $2,000 | thousands by filing date | |
| PPL CORP | 69351T906 | COM | 29 | $1,000 | thousands by filing date | call |
| PROCTER & GAMBLE CO | 742718909 | CALL | 94 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MOLSON COORS BEVERAGE CO | 60871R909 | CL B | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MKS INC. | 55306N904 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y908 | ST STR STAPL ETF | 160 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696905 | COM NEW | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467909 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849904 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W907 | CALL | 766 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-18-000625 | this filing | 2018-11-08 | acceptance time not in the bulk data set |