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13F-HR filed by RATIONAL ADVISORS, INC.

RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-09, with 244 holding rows worth $152,200,000.

Accession
0001162044-17-000420
Filed
2017-05-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2017

A holdings report, 329 entries on the cover page, a total value of $152,200,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,200,000 with VALUE read as thousands by filing date, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
iShares Short Treasury Bond ETF464288679SHS47,663$5,259,000thousands by filing date
CENTURYLINK INC156700106COM201,000$4,738,000thousands by filing date
BP PLC SPONSORED ADR055622104ADR93,800$3,238,000thousands by filing date
STAPLES INC855030102COM330,800$2,901,000thousands by filing date
GLOBAL MED REIT INC37954A204COM NEW267,100$2,425,000thousands by filing date
CBL & ASSOCIATES PROPERTIES IN124830100COM241,700$2,306,000thousands by filing date
Walmart Inc.931142103COM31,250$2,253,000thousands by filing date
STRATEGY86280R209EXCHANGE TRADED58,183$2,211,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM20,004$2,147,000thousands by filing date
Verizon Communications Inc92343V104COM44,000$2,146,000thousands by filing date
STRATEGY86280R100EXCHANGE TRADED56,069$2,101,000thousands by filing date
NEW SR INVT GROUP INC648691103COM200,900$2,049,000thousands by filing date
WINDSTREAM HLDGS INC97382A200COM NEW373,800$2,037,000thousands by filing date
GENERAL MILLS INC COM370334104Stock34,248$2,021,000thousands by filing date
WHITESTONE REIT966084204COM146,000$2,021,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A108COM921,700$1,972,000thousands by filing date
EXXON MOBIL CORP30231G102COM23,700$1,944,000thousands by filing date
ARLINGTON ASSET INVST CORP041356205CL A NEW137,300$1,940,000thousands by filing date
INTERNATIONAL PAPER CO COM460146103Stock37,700$1,915,000thousands by filing date
NUCOR CORP COM670346105Stock32,000$1,911,000thousands by filing date
SMUCKER J M CO832696405COM NEW14,500$1,901,000thousands by filing date
3M CO COM88579Y101Stock9,871$1,888,000thousands by filing date
JPMorgan Chase & Co46625H100COM20,800$1,827,000thousands by filing date
CVS Health Corporation126650100COM23,020$1,806,000thousands by filing date
DCP MIDSTREAM LP23311P100COM UT LTD PTN44,000$1,726,000thousands by filing date
GENERAL ELEC CO369604103COM56,800$1,693,000thousands by filing date
ASTRAZENECA PLC SPONSORED ADR046353108ADR51,100$1,592,000thousands by filing date
AT&T Inc00206R102COM38,250$1,590,000thousands by filing date
TARGET CORP COM87612E106Stock28,194$1,556,000thousands by filing date
CYS INVTS INC12673A108COM191,900$1,526,000thousands by filing date
Intel Corp458140100COM41,800$1,507,000thousands by filing date
McDonalds Corporation580135101COM11,508$1,492,000thousands by filing date
Merck & Co.,Inc.58933Y105COM22,636$1,439,000thousands by filing date
MDU RES GROUP INC552690109COM51,000$1,396,000thousands by filing date
WESTERN UN CO COM959802109Stock67,000$1,364,000thousands by filing date
Altria Group Inc02209S103COM19,013$1,358,000thousands by filing date
SUNSTONE HOTEL INVS INC NEW867892101COM85,000$1,303,000thousands by filing date
Home Depot, Inc437076102COM8,825$1,296,000thousands by filing date
VODAFONE GROUP PLC SPONSORED ADR92857W308ADR47,800$1,263,000thousands by filing date
SYSCOCORP871829107COM23,700$1,230,000thousands by filing date
MACYS INC COM55616P104Stock41,300$1,224,000thousands by filing date
PRINCIPAL FINANCIAL GROUP INC COM74251V102Stock18,800$1,187,000thousands by filing date
INGERSOLL-RAND PLCG47791101SHS14,388$1,170,000thousands by filing date
UNITI GROUP INC91325V108COM44,600$1,153,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock9,500$1,143,000thousands by filing date
BEST BUY INC COM086516101Stock22,936$1,127,000thousands by filing date
Bank of America Corp060505104COM46,151$1,089,000thousands by filing date
INVESCO MORTGAGE CAPITAL INC46131B100COM68,800$1,061,000thousands by filing date
GAP INC COM364760108Stock43,400$1,054,000thousands by filing date
Walt Disney Co254687106COM9,290$1,053,000thousands by filing date
CARNIVAL CORP COMMON STOCK143658300Stock17,500$1,031,000thousands by filing date
Coca-Cola Company191216100COM23,600$1,001,000thousands by filing date
INDEPENDENCE RLTY TR INC45378A106COM105,070$984,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock20,351$978,000thousands by filing date
ONEOK PARTNERS LP LTD PARTN68268N103UNIT18,100$977,000thousands by filing date
HANESBRANDS INC410345102COM46,700$969,000thousands by filing date
BAXTER INTL INC071813109COM18,205$945,000thousands by filing date
DARDEN RESTAURANTS INC COM237194105Stock10,900$912,000thousands by filing date
AFLAC INC COM001055102Stock12,329$893,000thousands by filing date
TIME WARNER INC887317303COM NEW8,700$850,000thousands by filing date
HCA Healthcare Inc40412C101COM9,400$837,000thousands by filing date
REGIONS FINANCIAL CORP NEW COM7591EP100Stock57,300$833,000thousands by filing date
SUNTRUST BANKS INC867914103COM14,950$827,000thousands by filing date
Citigroup Inc.172967424COM13,800$826,000thousands by filing date
FISERV INC337738108COM7,100$819,000thousands by filing date
Lowes Companies,Inc.548661107COM9,900$814,000thousands by filing date
CITIZENS FINL GROUP INC COM174610105Stock23,300$805,000thousands by filing date
CEDAR FAIR L P150185106DEPOSITRY UNIT11,700$793,000thousands by filing date
DR PEPPER SNAPPLE GROUP INC26138E109COM8,000$783,000thousands by filing date
Pfizer Inc.717081103COM22,800$780,000thousands by filing date
Union Pacific Corporation907818108COM7,300$773,000thousands by filing date
GLAXOSMITHKLINE PLC-ADR37733W105SPONSORED ADR18,300$772,000thousands by filing date
EDISON INTL COM281020107Stock9,600$764,000thousands by filing date
STANLEY BLACK & DECKER INC COM854502101Stock5,700$757,000thousands by filing date
ALLY FINL INC COM02005N100Stock36,600$744,000thousands by filing date
HEWLETT PACKARD ENTERPRISE CO COM42824C109Stock30,800$730,000thousands by filing date
Mondelez International,Inc. Class A609207105COM16,800$724,000thousands by filing date
ENTERPRISE PRODS PARTNERS L293792107COM25,800$712,000thousands by filing date
UDR INC COM902653104REIT19,200$696,000thousands by filing date
OREILLY AUTOMOTIVE INC COM67103H107Stock2,550$688,000thousands by filing date
VORNADO RLTY TR929042109SH BEN INT6,800$682,000thousands by filing date
PUBLIC STORAGE COM74460D109REIT3,100$679,000thousands by filing date
BUCKEYE PARTNERS LP (BPL)118230101UNIT LTD PARTN9,900$679,000thousands by filing date
KIMCO REALTY CORP COM49446R109REIT30,568$676,000thousands by filing date
BXP INC COM101121101REIT5,100$675,000thousands by filing date
WELLTOWER INC COM95040Q104REIT9,300$659,000thousands by filing date
GENUINE PARTS CO COM372460105Stock7,000$647,000thousands by filing date
CA INC COM12673P105COM20,261$643,000thousands by filing date
AIR PRODS & CHEMS INC009158106COM4,700$636,000thousands by filing date
UnitedHealth Group Inc91324P102COM3,773$619,000thousands by filing date
Amazon.com, Inc023135106COM678$601,000thousands by filing date
SIMON PPTY GROUP INC NEW COM828806109REIT3,300$568,000thousands by filing date
Cisco Systems,Inc.17275R102COM15,714$531,000thousands by filing date
UNUM GROUP COM91529Y106Stock10,790$506,000thousands by filing date
SENIOR HSG PPTYS TR81721M109SH BEN INT24,900$504,000thousands by filing date
Apple Inc037833100COM3,471$499,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock10,270$485,000thousands by filing date
Visa Inc92826C839COM5,292$470,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM558$463,000thousands by filing date
NVIDIA Corp67066G104COM4,045$441,000thousands by filing date
NextEra Energy,Inc.65339F101COM3,014$387,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS7,500$344,000thousands by filing date
Philip Morris International Inc.718172109COM3,000$339,000thousands by filing date
Applied Materials,Inc.038222105COM8,600$335,000thousands by filing date
INNOPHOS HOLDINGS INC45774N108COMMON STOCK6,200$335,000thousands by filing date
DELPHI AUTOMOTIVE PLCG27823106COMMON STOCK-FO4,100$330,000thousands by filing date
DONALDSON INC COM257651109Stock7,200$328,000thousands by filing date
UNIVERSAL CORP VA MTNS BK ENT COM913456109Stock4,600$325,000thousands by filing date
INTRAWEST RESORTS HLDGS INC46090K109COM13,000$325,000thousands by filing date
Dow Chemical Company260543103COM5,091$323,000thousands by filing date
PARKER-HANNIFIN CORP COM701094104Stock2,000$321,000thousands by filing date
DU PONT E I DE NEMOURS & CO263534109COM4,000$321,000thousands by filing date
FORESTAR GROUP, INC.346233109COMMON STOCK23,500$321,000thousands by filing date
FORRESTER RESH INC346563109COM7,900$314,000thousands by filing date
PLEXUS CORP COM729132100Stock5,400$312,000thousands by filing date
TORO CO891092108COM5,000$312,000thousands by filing date
EVERBANK FINANCIAL CORPORATION29977G102COMMON STOCK16,000$312,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM2,350$311,000thousands by filing date
AVX CORP NEW002444107COM19,000$311,000thousands by filing date
MOOG INC CL A615394202Stock4,600$310,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock2,350$309,000thousands by filing date
Lockheed Martin Corporation539830109COM1,150$308,000thousands by filing date
HENRY JACK & ASSOC INC426281101COM3,300$307,000thousands by filing date
REINSURANCE GROUP AMER INC COM NEW759351604Stock2,400$305,000thousands by filing date
KIMBALL INTL INC494274103CL B18,500$305,000thousands by filing date
MEDIFAST INC58470H101COM6,800$302,000thousands by filing date
S&P Global,Inc.78409V104COM2,300$301,000thousands by filing date
NCR VOYIX CORPORATION62886E108COM6,600$301,000thousands by filing date
CABOT CORP127055101COM5,000$300,000thousands by filing date
WOODWARD INC COM980745103Stock4,400$299,000thousands by filing date
WAFD INC938824109COM9,000$298,000thousands by filing date
CORNING INC219350105COM11,000$297,000thousands by filing date
EAST WEST BANCORP INC COM27579R104Stock5,750$297,000thousands by filing date
RMR GROUP INC74967R106CL A6,000$297,000thousands by filing date
UGI CORP NEW COM902681105Stock6,000$296,000thousands by filing date
ROSS STORES INC COM778296103Stock4,500$296,000thousands by filing date
COMMERCE BANCSHARES INC200525103COM5,200$292,000thousands by filing date
BB & T CORP054937107COM6,500$291,000thousands by filing date
SANDY SPRING BANCORP INC800363103COMMON STOCK7,100$291,000thousands by filing date
EVERTEC INC30040P103COM18,000$286,000thousands by filing date
USBANCORPDEL902973304COM NEW5,500$283,000thousands by filing date
GETTY RLTY CORP NEW COM374297109REIT11,200$283,000thousands by filing date
TRUSTCO BK CORP N Y898349105COM36,000$283,000thousands by filing date
EBIX INC278715206COM NEW4,550$278,000thousands by filing date
ALLIANCE HOLDINGS GP LP01861G100COM UNITS LP10,000$274,000thousands by filing date
ALLIANCE RESOURCE PARTNERS L01877R108UT LTD PART12,500$271,000thousands by filing date
BIG LOTS INC089302103COM5,500$268,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM1,144$263,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS2,430$262,000thousands by filing date
SCIENCE APPLICATIONS INTL CORP COM808625107Stock3,500$260,000thousands by filing date
Netflix, Inc64110L106COM1,726$255,000thousands by filing date
ARAMARK COM03852U106Stock6,900$254,000thousands by filing date
PULTE GROUP INC COM745867101Stock10,370$244,000thousands by filing date
EASTMAN KODAK CO277461406COM NEW21,000$242,000thousands by filing date
UNILEVER N V904784709N Y SHS NEW4,674$232,000thousands by filing date
HAWAIIAN HOLDINGS INC419879101COM5,000$232,000thousands by filing date
HASBRO INC COM418056107Stock2,285$228,000thousands by filing date
Texas Instruments Incorporated882508104COM2,820$227,000thousands by filing date
UNIVERSAL FST PRODS INC913543104COM2,250$222,000thousands by filing date
TELECOM ITALIA SPA87927Y102COMMON STOCK-FO24,434$220,000thousands by filing date
ABM INDS INC000957100COM5,000$218,000thousands by filing date
AAON INC000360206COM PAR $0.0046,000$212,000thousands by filing date
HERSHEY CO COM427866108Stock1,817$199,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock2,708$198,000thousands by filing date
ROYAL BK CDA COM780087102Stock2,708$197,000thousands by filing date
Waste Management, Inc.94106L109COM2,688$196,000thousands by filing date
ECOLAB INC COM278865100Stock1,554$195,000thousands by filing date
Johnson & Johnson478160104COM1,554$194,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM2,579$191,000thousands by filing date
TORONTO DOMINION BK ONT COM NEW891160509Stock3,778$189,000thousands by filing date
Prologis,Inc.74340W103COM3,531$183,000thousands by filing date
VULCAN MATLS CO COM929160109Stock1,500$181,000thousands by filing date
METLIFE INC COM59156R108Stock3,325$176,000thousands by filing date
SUN LIFE FINANCIAL INC. COM866796105Stock4,538$166,000thousands by filing date
BIOGEN INC COM09062X103Stock593$162,000thousands by filing date
Procter & Gamble Co742718109COM1,793$161,000thousands by filing date
BT GROUP-ADR05577E101ADR7,977$160,000thousands by filing date
NETEASE COM INC SPONSORED ADS64110W102ADR555$158,000thousands by filing date
Accenture Plc Class AG1151C101COM1,282$154,000thousands by filing date
NIKE,Inc. Class B654106103COM2,572$143,000thousands by filing date
CONAGRA FOODS INC205887102COM3,507$141,000thousands by filing date
HDFC BANK LTD SPONSORED ADS40415F101ADR1,700$128,000thousands by filing date
BANCO MACRO S A05961W105SPON ADR B1,400$121,000thousands by filing date
POSCO HOLDINGS INC SPONSORED ADR693483109ADR1,800$116,000thousands by filing date
DAQO NEW ENERGY CORP. (ADR)23703Q203SPNSRD ADS NEW5,800$109,000thousands by filing date
TERNIUM SA880890108SPONSORED ADS4,100$107,000thousands by filing date
GEO GROUP INC NEW36162J106COM1,800$83,000thousands by filing date
CHEMOURS CO COM163851108Stock2,100$81,000thousands by filing date
ORASURE TECHNOLOGIES INC68554V108COM6,200$80,000thousands by filing date
HUNTSMAN CORP447011107COM3,100$76,000thousands by filing date
BANCOLOMBIA S A05968L102SPON ADR PREF1,834$73,000thousands by filing date
WEIGHT WATCHERS INTL INC948626106COM4,200$65,000thousands by filing date
INVACARE CORP461203101COMMON STOCK5,400$64,000thousands by filing date
OCLARO INC67555N206COM6,000$59,000thousands by filing date
TEREX CORP NEW COM880779103Stock1,800$57,000thousands by filing date
ENOVIS CORP194014106COMMON STOCK1,400$55,000thousands by filing date
SANCHEZ ENERGY CORP79970Y105COMMON STOCK5,700$54,000thousands by filing date
FIRST BANCORP CORPORATION318672706COM NEW9,300$53,000thousands by filing date
CHEESECAKE FACTORY INC163072101COM800$51,000thousands by filing date
WISDOMTREE INC97717P104COM5,400$49,000thousands by filing date
CHESEPEAKE ENERGY CORP165167107COM8,300$49,000thousands by filing date
MASTEC INC COM576323109Stock1,200$48,000thousands by filing date
PHH CORP693320202COM NEW3,800$48,000thousands by filing date
GARMIN LTD SHSH2906T109Stock900$46,000thousands by filing date
SPX CORP784635104COMMON STOCK1,900$46,000thousands by filing date
ACETO CORP004446100COM2,900$46,000thousands by filing date
INSTEEL INDS INC45774W108COM1,200$43,000thousands by filing date
AMERICAN VANGUARD CORP030371108COM2,500$42,000thousands by filing date
OFFICE DEPOT INC676220106COM9,000$42,000thousands by filing date
MISTRAS GROUP INC60649T107COMMON STOCK1,900$41,000thousands by filing date
GROUPON INC399473107COMMON STOCK10,000$39,000thousands by filing date
AEGEAN MARINE PETROLEUM NETWY0017S102SHS3,200$39,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock3,000$37,000thousands by filing date
DARLING INGREDIENTS INC COM237266101Stock2,500$36,000thousands by filing date
WADDELL & REED FINL INC930059100CL A2,100$36,000thousands by filing date
NAVIENT CORPORATION COM63938C108Stock2,400$35,000thousands by filing date
QUAD / GRAPHICS INC747301109COM CL A1,400$35,000thousands by filing date
CHEGG INC163092109COM4,000$34,000thousands by filing date
VITAL ENERGY INC516806106COMMON STOCK2,300$34,000thousands by filing date
CARBO CERAMICS INC140781105COMMON STOCK2,500$33,000thousands by filing date
DRIVE SHACK INC262077100COM6,400$27,000thousands by filing date
LUMBER LIQUIDATORS HOLDINGS55003T107COMMON STOCK1,252$26,000thousands by filing date
OCTAVE SPECIALTY GROUP INC023139884COM NEW1,300$25,000thousands by filing date
BARNES & NOBLE INC067774109COMMON STOCK2,500$23,000thousands by filing date
CALIFORNIA RES CORP13057Q206COM NEW1,400$21,000thousands by filing date
SIRIUS XM HOLDINGS INC82968B103COM3,800$20,000thousands by filing date
WHITING PETE CORP NEW966387102COM2,100$20,000thousands by filing date
CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL AG20045202COM6,200$19,000thousands by filing date
MCEWEN MNG INC58039P107COM5,700$17,000thousands by filing date
HMS HLDGS CORP40425J101COM800$16,000thousands by filing date
LENDINGTREE INC52603B107COM120$15,000thousands by filing date
BIOVERATIV INC09075E100COM259$14,000thousands by filing date
ORITANI FINANCIAL CORP68633D103COM752$13,000thousands by filing date
PIMCO ETF TR72201R833ENHAN SHRT MA AC114$12,000thousands by filing date
DENBURY RES INC247916208COM NEW4,700$12,000thousands by filing date
GENWORTH FINL INC37247D106COM SHS2,700$11,000thousands by filing date
ISHARES TR464287457COM114$10,000thousands by filing date
AKORN INC009728106COM400$10,000thousands by filing date
LINDSAY CORPORATION535555106COM80$7,000thousands by filing date
NU SKIN ENTERPRISES INC67018T105CL A100$6,000thousands by filing date
KINDRED HEALTHCARE INC494580103COM600$5,000thousands by filing date
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF464288646ETF10$1,000thousands by filing date
ISHARES U S ETF TR46431W507SHOR DURA BD ETF10$1,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M654GUGG ENH SHT DUR10$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001162044-17-000420this filing2017-05-09acceptance time not in the bulk data set