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13F-HR filed by RATIONAL ADVISORS, INC.

RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-08, with 204 holding rows worth $104,846,000.

Accession
0001162044-17-000125
Filed
2017-02-08
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2016

A holdings report, 235 entries on the cover page, a total value of $104,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $104,846,000 with VALUE read as thousands by filing date, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
PAYCHEX INC704326107COM39,000$2,374,000thousands by filing date
STRATEGY86280R209EXCHANGE TRADED58,183$2,125,000thousands by filing date
STRATEGY86280R100EXCHANGE TRADED56,069$2,029,000thousands by filing date
BEST BUY INC COM086516101Stock43,482$1,855,000thousands by filing date
JPMorgan Chase & Co46625H100COM21,071$1,817,000thousands by filing date
SUNSTONE HOTEL INVS INC NEW867892101COM115,600$1,763,000thousands by filing date
Altria Group Inc02209S103COM24,500$1,659,000thousands by filing date
TCF FINL CORP872275102COM83,200$1,630,000thousands by filing date
HASBRO INC COM418056107Stock20,300$1,590,000thousands by filing date
Waste Management, Inc.94106L109COM22,352$1,583,000thousands by filing date
CEDAR FAIR L P150185106DEPOSITRY UNIT24,500$1,573,000thousands by filing date
Texas Instruments Incorporated882508104COM19,968$1,460,000thousands by filing date
BOOZ ALLEN HAMILTON HLDG CORP CL A099502106Stock40,300$1,453,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM12,610$1,447,000thousands by filing date
McDonalds Corporation580135101COM11,820$1,437,000thousands by filing date
DUKE REALTY CORP264411505COM NEW53,400$1,418,000thousands by filing date
3M CO COM88579Y101Stock7,918$1,414,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock21,370$1,403,000thousands by filing date
Procter & Gamble Co742718109COM16,569$1,394,000thousands by filing date
SYSCOCORP871829107COM25,000$1,384,000thousands by filing date
INGERSOLL-RAND PLCG47791101SHS18,090$1,358,000thousands by filing date
DONALDSON INC COM257651109Stock32,200$1,355,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock28,370$1,354,000thousands by filing date
DCP MIDSTREAM LP23311P100COM UT LTD PTN35,000$1,343,000thousands by filing date
Home Depot, Inc437076102COM10,000$1,341,000thousands by filing date
AFLAC INC COM001055102Stock19,213$1,338,000thousands by filing date
Prologis,Inc.74340W103COM25,090$1,328,000thousands by filing date
CA INC COM12673P105COM41,604$1,328,000thousands by filing date
GENERAL MILLS INC COM370334104Stock21,230$1,311,000thousands by filing date
EMERSON ELEC CO COM291011104Stock23,500$1,310,000thousands by filing date
Accenture Plc Class AG1151C101COM11,122$1,301,000thousands by filing date
AT&T Inc00206R102COM30,000$1,276,000thousands by filing date
DR PEPPER SNAPPLE GROUP INC26138E109COM14,000$1,269,000thousands by filing date
BRIXMOR PPTY GROUP INC11120U105COM51,700$1,263,000thousands by filing date
Verizon Communications Inc92343V104COM23,500$1,254,000thousands by filing date
INGREDION INC COM457187102Stock10,000$1,250,000thousands by filing date
OGE ENERGY CORP670837103COM37,000$1,238,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM10,000$1,225,000thousands by filing date
TARGET CORP COM87612E106Stock16,833$1,214,000thousands by filing date
iShares Short Treasury Bond ETF464288679SHS10,976$1,211,000thousands by filing date
PepsiCo,Inc.713448108COM11,500$1,203,000thousands by filing date
BLACKSTONE MORTGAGE TRUST INC COM CL A09257W100REIT40,000$1,203,000thousands by filing date
NORTHROP GRUMMAN CORP COM666807102Stock5,000$1,163,000thousands by filing date
KIMCO REALTY CORP COM49446R109REIT46,010$1,162,000thousands by filing date
Coca-Cola Company191216100COM28,000$1,161,000thousands by filing date
Walmart Inc.931142103COM16,750$1,158,000thousands by filing date
COMMERCE BANCSHARES INC200525103COM20,000$1,156,000thousands by filing date
CME Group Inc. Class A12572Q105COM10,000$1,154,000thousands by filing date
Merck & Co.,Inc.58933Y105COM19,500$1,148,000thousands by filing date
NUCOR CORP COM670346105Stock19,000$1,131,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock9,900$1,130,000thousands by filing date
Philip Morris International Inc.718172109COM12,000$1,098,000thousands by filing date
Apple Inc037833100COM6,881$811,000thousands by filing date
HAWAIIAN HOLDINGS INC419879101COM13,000$741,000thousands by filing date
EBIX INC278715206COM NEW12,000$685,000thousands by filing date
FORRESTER RESH INC346563109COM15,900$683,000thousands by filing date
AAON INC000360206COM PAR $0.00420,000$661,000thousands by filing date
ABM INDS INC000957100COM15,250$623,000thousands by filing date
UNIVERSAL FST PRODS INC913543104COM6,000$613,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM744$600,000thousands by filing date
Bank of America Corp060505104COM23,638$536,000thousands by filing date
VULCAN MATLS CO COM929160109Stock4,000$501,000thousands by filing date
UNITED STATES STL CORP NEW912909108COM13,228$468,000thousands by filing date
NVIDIA Corp67066G104COM3,965$414,000thousands by filing date
Morgan Stanley617446448COM8,294$364,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM31,726$359,000thousands by filing date
ZIONS BANCORPORATION989701107COM8,300$357,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM1,310$321,000thousands by filing date
SUMMIT HOTEL PPTYS866082100COM20,000$321,000thousands by filing date
CAPITOL FED FINL INC COM14057J101Stock19,000$313,000thousands by filing date
AXIS CAP HLDGS LTD SHSG0692U109Stock4,700$307,000thousands by filing date
META PLATFORMS INC CL A30303M102COM2,480$306,000thousands by filing date
Pfizer Inc.717081103COM9,067$304,000thousands by filing date
POOL CORP COM73278L105Stock2,900$303,000thousands by filing date
SOUTHSIDE BANCSHARES INC84470P109COMMON STOCK8,000$301,000thousands by filing date
REGIONS FINANCIAL CORP NEW COM7591EP100Stock20,646$299,000thousands by filing date
CHESAPEAKE LODGING TR165240102SH BEN INT11,500$297,000thousands by filing date
Citigroup Inc.172967424COM4,849$294,000thousands by filing date
ONEBEACON INSURANCE GROUP LTG67742109COMMON STOCK18,300$294,000thousands by filing date
CAPSTEAD MTG CORP14067E506COM NO PAR28,800$293,000thousands by filing date
NextEra Energy,Inc.65339F101COM2,462$292,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS3,330$292,000thousands by filing date
BAKER HUGHES INC057224107COM4,573$292,000thousands by filing date
Chevron Corporation166764100COM2,492$291,000thousands by filing date
Qualcomm Incorporated747525103COM4,405$289,000thousands by filing date
INTERNATIONAL SPEEDWAY CORP460335201COMMON STOCK7,800$287,000thousands by filing date
RENAISSANCERE HLDGS LTD COMG7496G103Stock2,100$286,000thousands by filing date
Netflix, Inc64110L106COM2,174$285,000thousands by filing date
GETTY RLTY CORP NEW COM374297109REIT11,200$285,000thousands by filing date
OLD REP INTL CORP COM680223104Stock15,000$285,000thousands by filing date
HMS HLDGS CORP40425J101COM15,700$285,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock4,266$284,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM1,535$284,000thousands by filing date
MARZETTI COMPANY513847103COM2,000$283,000thousands by filing date
MFA FINL INC55272X102COM36,700$280,000thousands by filing date
CINTAS CORP COM172908105Stock2,400$277,000thousands by filing date
UGI CORP NEW COM902681105Stock6,000$276,000thousands by filing date
BIG LOTS INC089302103COM5,500$276,000thousands by filing date
SONOCO PRODS CO835495102COM5,200$274,000thousands by filing date
PACKAGING CORP AMER COM695156109Stock3,200$271,000thousands by filing date
BWX TECHNOLOGIES INC05605H100COM6,800$270,000thousands by filing date
ALLIANT ENERGY CORP COM018802108Stock7,100$269,000thousands by filing date
PS BUSINESS PKS INC CALIF69360J107COM2,300$268,000thousands by filing date
DEL MONTE CORP ORDG36738105Stock4,400$267,000thousands by filing date
LIBERTY PROPERTY TRUST531172104SH BEN INT6,750$267,000thousands by filing date
EQUITY COMMONWEALTH294628102COM SH BEN INT8,800$266,000thousands by filing date
EXPEDITORS INTL WASH INC COM302130109Stock5,000$265,000thousands by filing date
RPM INTL INC COM749685103Stock4,900$264,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF7,400$259,000thousands by filing date
BROADRIDGE FINL SOLUTIONS INC COM11133T103Stock3,900$259,000thousands by filing date
COLUMBIA PROPERTY TRUST INC198287203COM NEW12,000$259,000thousands by filing date
WESTAR ENERGY INC95709T100COMMON STOCK4,600$259,000thousands by filing date
BRINKER INTL INC COM109641100Stock5,200$258,000thousands by filing date
Amazon.com, Inc023135106COM319$254,000thousands by filing date
CABOT CORP127055101COM5,000$253,000thousands by filing date
NISOURCE INC COM65473P105Stock11,400$252,000thousands by filing date
ARAMARK COM03852U106Stock6,900$246,000thousands by filing date
BUCKEYE PARTNERS LP (BPL)118230101UNIT LTD PARTN3,700$245,000thousands by filing date
RETAIL PPTYS AMER INC76131V202CL A15,800$242,000thousands by filing date
CYS INVTS INC12673A108COM31,300$242,000thousands by filing date
TRANSUNION COM89400J107Stock7,700$238,000thousands by filing date
DDR CORP23317H102COM15,500$237,000thousands by filing date
BARCLAYS BK PLC06740Q252IPATH S&P500 VIX10,258$227,000thousands by filing date
PENNSYLVANIA RL ESTATE INVT709102107SH BEN INT11,700$222,000thousands by filing date
URBAN OUTFITTERS INC917047102COM7,400$211,000thousands by filing date
TELECOM ITALIA SPA87927Y102COMMON STOCK-FO21,380$192,000thousands by filing date
UNUM GROUP COM91529Y106Stock3,929$176,000thousands by filing date
UnitedHealth Group Inc91324P102COM1,051$171,000thousands by filing date
TORONTO DOMINION BK ONT COM NEW891160509Stock3,306$168,000thousands by filing date
UNILEVER N V904784709N Y SHS NEW4,090$168,000thousands by filing date
BT GROUP-ADR05577E101ADR6,980$168,000thousands by filing date
HERSHEY CO COM427866108Stock1,590$166,000thousands by filing date
ROYAL BK CDA COM780087102Stock2,370$166,000thousands by filing date
ECOLAB INC COM278865100Stock1,360$162,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock3,299$159,000thousands by filing date
Johnson & Johnson478160104COM1,360$158,000thousands by filing date
METLIFE INC COM59156R108Stock2,910$158,000thousands by filing date
SUN LIFE FINANCIAL INC. COM866796105Stock3,971$157,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM2,257$155,000thousands by filing date
BIOGEN INC COM09062X103Stock519$153,000thousands by filing date
Walt Disney Co254687106COM1,392$152,000thousands by filing date
NETEASE COM INC SPONSORED ADS64110W102ADR655$141,000thousands by filing date
BAXTER INTL INC071813109COM2,980$136,000thousands by filing date
NIKE,Inc. Class B654106103COM2,251$121,000thousands by filing date
CONAGRA FOODS INC205887102COM3,069$119,000thousands by filing date
TAL ED GROUP SPONSORED ADS874080104ADR1,597$112,000thousands by filing date
CVS Health Corporation126650100COM1,330$109,000thousands by filing date
BANCO MACRO S A05961W105SPON ADR B1,700$109,000thousands by filing date
HDFC BANK LTD SPONSORED ADS40415F101ADR1,700$103,000thousands by filing date
TERNIUM SA880890108SPONSORED ADS4,100$99,000thousands by filing date
INVACARE CORP461203101COMMON STOCK7,500$98,000thousands by filing date
SLM CORP COM78442P106Stock8,700$96,000thousands by filing date
ROWAN COMPANIES PLCG7665A101SHS CL A5,100$96,000thousands by filing date
DAQO NEW ENERGY CORP. (ADR)23703Q203SPNSRD ADS NEW4,900$95,000thousands by filing date
ACETO CORP004446100COM4,300$94,000thousands by filing date
DAUCH CORP024061103COM4,800$93,000thousands by filing date
KFORCE INC COM493732101Stock4,000$92,000thousands by filing date
AMERICAN RAILCAR INDUSTRIES02916P103COMMON STOCK2,000$91,000thousands by filing date
PHH CORP693320202COM NEW6,000$91,000thousands by filing date
GEO GROUP INC NEW36162J106COM2,500$90,000thousands by filing date
MISTRAS GROUP INC60649T107COMMON STOCK3,500$90,000thousands by filing date
WISDOMTREE INC97717P104COM8,000$89,000thousands by filing date
TEREX CORP NEW COM880779103Stock2,800$88,000thousands by filing date
MASTEC INC COM576323109Stock2,300$88,000thousands by filing date
FIRST BANCORP CORPORATION318672706COM NEW13,300$88,000thousands by filing date
HUNTSMAN CORP447011107COM4,600$88,000thousands by filing date
AMERICAN VANGUARD CORP030371108COM4,600$88,000thousands by filing date
MBIA INC55262C100COMMON STOCK8,200$88,000thousands by filing date
ORASURE TECHNOLOGIES INC68554V108COM9,900$87,000thousands by filing date
TEXAS CAP BANCSHARES INC88224Q107COM1,100$86,000thousands by filing date
SVB FINANCIAL GROUP78486Q101COM500$86,000thousands by filing date
TRUEBLUE INC89785X101COM3,500$86,000thousands by filing date
CITIZENS INC174740100COMMON STOCK8,700$85,000thousands by filing date
SANFILIPPO JOHN B & SON INC800422107COM1,200$84,000thousands by filing date
OFG BANCORP67103X102COM6,400$84,000thousands by filing date
ENOVIS CORP194014106COMMON STOCK2,300$83,000thousands by filing date
CHEMOURS CO COM163851108Stock3,700$82,000thousands by filing date
INSTEEL INDS INC45774W108COM2,300$82,000thousands by filing date
WADDELL & REED FINL INC930059100CL A4,200$82,000thousands by filing date
QUAD / GRAPHICS INC747301109COM CL A3,000$81,000thousands by filing date
SPX CORP784635104COMMON STOCK3,400$81,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS2,100$80,000thousands by filing date
CTRIP COM INTL LTD22943F100AMERICAN DEP SHS2,000$80,000thousands by filing date
NAVIENT CORPORATION COM63938C108Stock4,800$79,000thousands by filing date
OFFICE DEPOT INC676220106COM17,400$79,000thousands by filing date
DARLING INGREDIENTS INC COM237266101Stock6,000$77,000thousands by filing date
OCTAVE SPECIALTY GROUP INC023139884COM NEW3,400$77,000thousands by filing date
NOBLE CORP PLCG65431101SHS USD13,000$77,000thousands by filing date
AVON PRODS INC054303102COM15,100$76,000thousands by filing date
BARNES & NOBLE INC067774109COMMON STOCK6,700$75,000thousands by filing date
KOHLS CORP500255104COM1,500$74,000thousands by filing date
NATURAL HEALTH TRENDS CORP63888P406COM2,900$72,000thousands by filing date
DRIVE SHACK INC262077100COM18,000$68,000thousands by filing date
BANCOLOMBIA S A05968L102SPON ADR PREF1,834$67,000thousands by filing date
FIRST NBC BK HLDG CO COM32115D106COM9,000$66,000thousands by filing date
GENWORTH FINL INC37247D106COM SHS17,000$65,000thousands by filing date
AKORN INC009728106COM3,000$65,000thousands by filing date
KINDRED HEALTHCARE INC494580103COM8,000$63,000thousands by filing date
NU SKIN ENTERPRISES INC67018T105CL A1,300$62,000thousands by filing date
Mallinckrodt PlcG5785G107SHS1,200$60,000thousands by filing date
INFOSYS LTD SPONSORED ADR456788108ADR3,500$52,000thousands by filing date
POSCO HOLDINGS INC SPONSORED ADR693483109ADR900$47,000thousands by filing date
IMPAX LABORATORIES INC45256B101COM3,500$46,000thousands by filing date
HERTZ GLOBAL HLDGS INC42806J106COM2,100$45,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001162044-17-000125this filing2017-02-08acceptance time not in the bulk data set