13F-HR filed by RATIONAL ADVISORS, INC.
RATIONAL ADVISORS, INC. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-10, with 198 holding rows worth $144,137,000.
- Accession
- 0001162044-16-002204
- Filer
- CIK 1143565
- Filed
- 2016-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 247 entries on the cover page, a total value of $144,137,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,137,000 with VALUE read as thousands by filing date, 13F file number 028-16191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Altria Group Inc | 02209S103 | COM | 85,800 | $5,917,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 105,900 | $5,913,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 90,100 | $5,361,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 101,600 | $5,299,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 88,500 | $5,128,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 55,775 | $4,723,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 36,525 | $4,396,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 80,750 | $4,355,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 58,825 | $3,007,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 64,550 | $2,890,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 59,725 | $2,493,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 33,800 | $2,360,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 62,800 | $2,347,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 49,825 | $2,232,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 31,050 | $2,214,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 29,500 | $2,206,000 | thousands by filing date | |
| STRATEGY | 86280R100 | EXCHANGE TRADED | 56,069 | $2,140,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 40,750 | $2,067,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,000 | $2,062,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 11,700 | $2,049,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 58,183 | $2,042,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,975 | $1,979,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 27,000 | $1,789,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 26,275 | $1,698,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 30,425 | $1,631,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 29,500 | $1,514,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 27,600 | $1,480,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 18,825 | $1,467,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 28,300 | $1,356,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 34,175 | $1,317,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 30,350 | $1,312,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,900 | $1,282,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 9,300 | $1,278,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,850 | $1,259,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 8,750 | $1,211,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,900 | $837,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 14,000 | $820,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,800 | $803,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 20,000 | $796,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 6,000 | $788,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 11,400 | $780,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 8,000 | $773,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,300 | $766,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 16,800 | $765,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,500 | $758,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 9,100 | $755,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 950 | $754,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,900 | $754,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,750 | $746,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,000 | $739,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 31,500 | $728,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 14,000 | $728,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 8,900 | $713,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 11,000 | $713,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 9,100 | $710,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 9,600 | $706,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 18,000 | $699,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 26,000 | $698,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 17,000 | $698,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,425 | $693,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,500 | $685,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,250 | $676,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 9,500 | $646,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 5,357 | $645,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 16,400 | $643,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,650 | $641,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 6,850 | $635,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,400 | $634,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 13,700 | $620,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 8,000 | $620,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 22,000 | $605,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 15,900 | $586,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 8,900 | $577,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,935 | $575,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 8,725 | $570,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 15,250 | $556,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 5,900 | $555,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 6,800 | $554,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 14,300 | $543,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 9,525 | $538,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 7,750 | $533,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 9,100 | $532,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 26,500 | $525,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,150 | $517,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,850 | $516,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,750 | $516,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 12,800 | $516,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 36,500 | $510,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,300 | $462,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,250 | $455,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 10,425 | $450,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,925 | $450,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 14,500 | $449,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 27,000 | $430,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,300 | $419,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 6,125 | $417,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,800 | $413,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 10,000 | $411,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 21,000 | $403,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 45,000 | $383,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 19,000 | $380,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,000 | $337,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,450 | $268,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,250 | $258,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 11,000 | $215,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 14,850 | $197,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,500 | $188,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 4,600 | $185,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 5,100 | $185,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,825 | $184,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 8,350 | $181,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,800 | $179,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 100 | $178,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 5,100 | $178,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,625 | $173,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,250 | $173,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,025 | $172,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,175 | $172,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 8,400 | $171,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,425 | $167,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 7,825 | $167,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 5,875 | $162,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,900 | $161,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 8,000 | $157,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,000 | $155,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 14,000 | $154,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,400 | $153,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 7,700 | $153,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 5,650 | $152,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,200 | $150,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 27,000 | $147,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 8,100 | $143,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 12,900 | $143,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 10,750 | $140,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,250 | $137,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,250 | $135,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 10,200 | $130,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 8,500 | $128,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 5,350 | $128,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 49,000 | $126,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 11,100 | $126,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,350 | $126,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 9,300 | $125,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 5,725 | $125,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 4,350 | $124,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 10,250 | $124,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,250 | $123,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 3,100 | $122,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 7,000 | $118,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 6,800 | $118,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 6,625 | $117,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 10,500 | $116,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,300 | $116,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 9,550 | $116,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,500 | $114,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 16,625 | $114,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 11,500 | $113,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,000 | $113,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 6,700 | $112,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 3,900 | $112,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,850 | $109,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 8,772 | $105,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 27,500 | $104,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 19,500 | $101,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,597 | $99,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 5,125 | $97,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,200 | $96,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 750 | $96,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 11,675 | $96,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,250 | $93,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 3,000 | $93,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 650 | $91,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 1,500 | $91,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,500 | $90,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 1,750 | $90,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,100 | $89,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 1,000 | $88,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,750 | $88,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 2,500 | $87,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,250 | $86,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,600 | $86,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 875 | $85,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 1,750 | $84,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 3,500 | $84,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 500 | $83,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,000 | $82,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,000 | $80,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,525 | $71,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 800 | $64,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 693 | $63,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 3,066 | $59,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,100 | $38,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 800 | $22,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 50 | $4,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 50 | $1,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 50 | $1,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-16-002204 | this filing | 2016-08-10 | acceptance time not in the bulk data set |