13F-HR filed by Catalyst Capital Advisors LLC
Catalyst Capital Advisors LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 439 holding rows worth $871,894,000.
- Accession
- 0001162044-15-000473
- Filer
- CIK 1549275
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 588 entries on the cover page, a total value of $871,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $871,894,000 with VALUE read as thousands by filing date, 13F file number 028-14953. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPinnacle Summer Investments, Inc.028-13429
- included managerGROESBECK INVESTMENT MANAGEMENT CORP /NJ/028-04288
- included managerCOOKSON PEIRCE & CO INC028-06545
- included managerLyons Wealth Management, LLC.028-14513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 200,250 | $20,911,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 879,000 | $16,658,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 370,305 | $16,649,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 180,000 | $16,146,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,375,000 | $15,998,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 170,500 | $15,889,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 525,000 | $15,320,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 302,500 | $14,438,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 95,080 | $14,384,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OPKO HEALTH INC | 68375N103 | COM | 988,924 | $14,013,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 613,200 | $13,294,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 106,186 | $13,213,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FASTENAL CO COM | 311900104 | Stock | 317,700 | $13,165,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 300,195 | $13,076,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 100,000 | $12,907,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,345,000 | $12,710,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 535,000 | $12,407,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 155,000 | $10,520,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 37,000 | $10,496,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 257,515 | $9,891,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 355,000 | $9,270,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 130,000 | $9,213,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 645,979 | $9,148,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 90,000 | $9,048,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 105,000 | $8,667,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 202,611 | $8,522,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 96,500 | $8,149,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 125,409 | $7,979,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 40,000 | $7,886,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 120,976 | $7,665,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 77,870 | $7,641,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 92,395 | $7,262,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 111,947 | $7,053,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 61,787 | $7,020,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 168,613 | $6,855,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 98,592 | $6,836,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 187,500 | $6,767,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 65,808 | $6,738,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 160,708 | $6,658,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 32,590 | $6,614,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 83,683 | $6,567,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 112,477 | $6,432,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 57,980 | $6,400,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 54,388 | $6,308,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 252,270 | $6,259,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 72,382 | $6,199,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GAP INC COM | 364760108 | Stock | 142,995 | $6,196,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 45,596 | $6,188,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 131,773 | $6,167,000 | thousands by filing date | |
| BEST BUY CO INC | 86516101 | OPTION | 162,048 | $6,124,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 3M CO COM | 88579Y101 | Stock | 36,905 | $6,087,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 82,142 | $6,014,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 37,107 | $5,956,000 | thousands by filing date | |
| H AND R BLOCK INC | 93671105 | OPTION | 182,855 | $5,864,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CUMMINS INC COM | 231021106 | Stock | 41,891 | $5,808,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 70,000 | $5,765,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 388,764 | $5,742,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 130,000 | $5,677,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 28,000 | $5,658,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 399,207 | $5,652,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 37,275 | $5,622,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 110,000 | $5,603,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 50,000 | $5,587,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 90,000 | $5,518,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 43,000 | $5,460,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 110,000 | $5,458,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 36,000 | $5,454,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 47,000 | $5,418,000 | thousands by filing date | |
| Anthem Inc. | 36752103 | COM | 35,000 | $5,404,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 45,000 | $5,345,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 168,193 | $5,259,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 147,841 | $5,242,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 62,200 | $4,996,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 63,500 | $4,868,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 17,000 | $4,837,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 48,500 | $4,767,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 50,000 | $4,705,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 137,000 | $4,662,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,075,000 | $4,655,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 70,000 | $4,457,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 100,000 | $4,430,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 41,000 | $4,317,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 50,000 | $3,970,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 71,660 | $3,942,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 105,734 | $3,765,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 104,647 | $3,634,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 132,500 | $3,602,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 25,800 | $3,562,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 290,000 | $3,468,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,300 | $3,448,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 50,000 | $3,091,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 167,500 | $2,990,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 765,420 | $2,955,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 9,548 | $2,842,000 | thousands by filing date | |
| BOB EVANS FARMS INC | 96761101 | COM | 58,100 | $2,688,000 | thousands by filing date | The CUSIP as filed is malformed. |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 525,000 | $2,678,000 | thousands by filing date | |
| AK STEEL HOLDING CORPORATION | 1547108 | COM | 590,000 | $2,638,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 450,000 | $2,502,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 635,000 | $2,394,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 56,000 | $2,361,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 52,000 | $2,294,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 230,000 | $2,229,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 122,500 | $2,171,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 650,000 | $2,165,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 140,000 | $2,086,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 189,600 | $2,067,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 439,193 | $1,981,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 127,500 | $1,970,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 105,000 | $1,895,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 150,000 | $1,884,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 60,000 | $1,796,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 35,900 | $1,775,000 | thousands by filing date | |
| Ball Corporation | 58498106 | Equities | 25,000 | $1,766,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 50,000 | $1,754,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 215,000 | $1,696,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 72,500 | $1,631,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 16,225 | $1,600,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 385,000 | $1,598,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 95,500 | $1,529,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 28,936 | $1,463,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 60,000 | $1,463,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 32,350 | $1,438,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 40,100 | $1,399,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 29,500 | $1,373,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 380,000 | $1,357,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 52,500 | $1,312,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,900 | $1,298,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 17,300 | $1,288,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 335,862 | $1,286,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 21,500 | $1,283,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 39,871 | $1,275,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 225,000 | $1,265,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 150,000 | $1,257,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 80,000 | $1,195,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 85,000 | $1,192,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 211,953 | $1,172,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 36,000 | $1,161,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 35,090 | $1,147,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 14,000 | $1,090,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 105,000 | $1,068,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 90,000 | $1,063,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 78771102 | COM | 115,000 | $1,056,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DISCOVERY INC | 25470F302 | COM SER C | 35,000 | $1,031,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 28,500 | $1,023,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 55,000 | $1,016,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 70,000 | $1,016,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 32,500 | $1,013,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 52,500 | $1,005,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 180,200 | $1,002,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 25,500 | $997,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Cisco Systems,Inc. | 17275R102 | COM | 34,500 | $950,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 249,000 | $926,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 117,600 | $923,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 250,000 | $890,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,400 | $875,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5,480 | $872,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 100,000 | $867,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 425,000 | $846,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 70,000 | $830,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 5,105 | $816,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NEONODE INC | 64051M402 | COM NEW | 253,199 | $803,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 49,500 | $799,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,450 | $788,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 9,206 | $783,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 90,000 | $768,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 12,500 | $765,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 9,850 | $760,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,000 | $753,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 15,300 | $751,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,050 | $750,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,000 | $745,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,300 | $738,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,160 | $730,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,500 | $723,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 18,000 | $713,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 50,000 | $706,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 100,000 | $697,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,200 | $693,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,875 | $691,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 12,950 | $680,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 4,500 | $674,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,680 | $673,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 8,300 | $672,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 5,400 | $652,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 16,500 | $648,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 13,950 | $646,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 11,700 | $644,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 100,000 | $644,000 | thousands by filing date | |
| Akorn Incorporated | 9728106 | Equities | 13,550 | $644,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAXTER INTERNATIONAL | 71813109 | COM | 9,250 | $634,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DOVER CORP COM | 260003108 | Stock | 9,000 | $622,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,504 | $582,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 12,500 | $567,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,500 | $561,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,200 | $546,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 30,000 | $540,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 65,000 | $530,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 30,000 | $526,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 5,000 | $524,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 21,900 | $512,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,266 | $504,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 4,400 | $503,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 60,000 | $498,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 7,500 | $490,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 12,000 | $489,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,400 | $488,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,875 | $482,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 13,600 | $481,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 16,957 | $481,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 6,200 | $478,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,000 | $478,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 19,500 | $478,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 15,250 | $477,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 28,750 | $474,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,950 | $473,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 11,750 | $473,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Lowes Companies,Inc. | 548661107 | COM | 6,300 | $469,000 | thousands by filing date | |
| Big Lots Inc | 89302103 | Equities | 9,750 | $468,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,000 | $466,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,000 | $465,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,750 | $461,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,300 | $461,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,158 | $461,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,000 | $460,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,250 | $460,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 6,675 | $458,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,800 | $457,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,550 | $454,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,500 | $453,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 6,350 | $452,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 30,500 | $443,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 23,100 | $435,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,590 | $408,000 | thousands by filing date | |
| ALBEMARLE CORP COM | 12653101 | COM | 7,500 | $396,000 | thousands by filing date | The CUSIP as filed is malformed. |
| American Express | 25816109 | COM | 5,000 | $391,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 32,750 | $390,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 29,517 | $390,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 14,828 | $383,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,500 | $378,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 9,700 | $377,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,505 | $372,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 100,000 | $363,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 10,500 | $346,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,000 | $342,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 15,000 | $341,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 14,000 | $336,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,052 | $315,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 8,000 | $312,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 22,500 | $311,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 75,000 | $308,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 70,000 | $307,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,418 | $297,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,434 | $296,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 47,598 | $295,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,524 | $286,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,246 | $284,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,000 | $279,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 45327103 | COM | 7,215 | $278,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,978 | $276,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,344 | $276,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,435 | $266,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,623 | $264,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 7,105 | $264,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,814 | $258,000 | thousands by filing date | |
| BED, BATH, AND BEYOND | 75896100 | COM | 3,318 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TERADATA CORP DEL | 88076W103 | COM | 5,717 | $252,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,961 | $248,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 8,277 | $245,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 8,879 | $241,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 6,651 | $241,000 | thousands by filing date | |
| CR BARD INC | 67383109 | COM | 1,423 | $238,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ONEOK INC NEW | 682680103 | COM | 4,899 | $236,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,851 | $232,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,911 | $220,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,082 | $217,000 | thousands by filing date | |
| Altera Corp. | 21441100 | COM | 5,000 | $215,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 17,200 | $204,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 300,000 | $203,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,152 | $201,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,421 | $200,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 10,000 | $197,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,000 | $196,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 2,948 | $195,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,309 | $187,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 20,000 | $180,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,000 | $179,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,880 | $178,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 6,578 | $172,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,000 | $162,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 10,000 | $151,000 | thousands by filing date | |
| ANADIGICS Inc | 32515108 | CS | 105,000 | $143,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VITAL THERAPIES INC | 92847R104 | COM | 5,500 | $138,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,000 | $137,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 150,000 | $134,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,738 | $133,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 5,500 | $132,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,000 | $130,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 95,000 | $118,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,750 | $115,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 6,000 | $113,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 60,000 | $111,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,155 | $104,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 125,000 | $103,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,282 | $97,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 717,345 | $93,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 120,000 | $93,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 5,000 | $91,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,500 | $89,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,000 | $83,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 14,600 | $80,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,041 | $78,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 5,685 | $78,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,050 | $76,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 30,000 | $76,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,100 | $73,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 801 | $73,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 4,330 | $66,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 4,340 | $65,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 325 | $65,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 3,680 | $64,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,000 | $62,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 4,168 | $56,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,054 | $52,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,400 | $50,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 870 | $50,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 735 | $49,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 5,375 | $49,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 803 | $48,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,766 | $47,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 3,240 | $47,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 600 | $46,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 65,000 | $46,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 8,500 | $46,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 450 | $45,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,200 | $45,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 2,550 | $44,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 530 | $43,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $43,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 295 | $41,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 7,825 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 475 | $40,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,000 | $40,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 500 | $39,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 485 | $39,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 275 | $39,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 500 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 640 | $39,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 500 | $37,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 2,500 | $37,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 25,000 | $37,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,100 | $36,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 400 | $36,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 630 | $36,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 30 | $35,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 400 | $35,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,180 | $33,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 200 | $33,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 150 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $30,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,000 | $30,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,886 | $30,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS IN | 15351109 | COM | 175 | $30,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 635 | $29,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 313 | $28,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 600 | $27,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 400 | $27,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,164 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 1,000 | $26,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 400 | $26,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 500 | $25,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 700 | $25,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,000 | $24,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,300 | $23,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,000 | $22,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,700 | $21,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 3,000 | $21,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 600 | $20,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 350 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Southern Company | 842587107 | COM | 440 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 700 | $19,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 490 | $18,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 380 | $18,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 420 | $18,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 5,000 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,500 | $18,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 700 | $18,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 500 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 800 | $17,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,968 | $16,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,000 | $16,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 450 | $15,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 450 | $14,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 482 | $14,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 275 | $14,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 300 | $13,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,538 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 300 | $13,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 600 | $13,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 145 | $12,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,215 | $12,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 350 | $11,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 650 | $11,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 900 | $11,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 175 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| REALTY INCOME CORP COM | 756109104 | REIT | 200 | $10,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 112 | $10,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 325 | $9,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 344 | $9,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 190 | $9,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 325 | $9,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 500 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 884 | $8,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 574 | $8,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 205 | $8,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 300 | $7,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 160 | $7,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 500 | $7,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 100 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 130 | $6,000 | thousands by filing date | |
| CURRENCYSHARES JAPANESE YEN | 23130A952 | COM | 11 | $6,000 | thousands by filing date | put |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 800 | $6,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 140 | $5,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 25 | $5,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 220 | $5,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 160 | $5,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 165 | $5,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 140 | $5,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 300 | $5,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 350 | $5,000 | thousands by filing date | |
| AGRIUM INC | 8916108 | COM | 50 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROSHARES TR II | 74347W907 | CALL | 5 | $5,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 250 | $4,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 146 | $4,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 16 | $1,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7 | $1,000 | thousands by filing date | |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 200 | $1,000 | thousands by filing date | call |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKHAWK NET B | 09238E203 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-15-000473 | this filing | 2015-05-15 | acceptance time not in the bulk data set |