13F-HR filed by Catalyst Capital Advisors LLC
Catalyst Capital Advisors LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-10, with 491 holding rows worth $852,067,000.
- Accession
- 0001162044-15-000151
- Filer
- CIK 1549275
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 643 entries on the cover page, a total value of $852,067,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $852,067,000 with VALUE read as thousands by filing date, 13F file number 028-14953. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPinnacle Summer Investments, Inc.028-13429
- included managerGROESBECK INVESTMENT MANAGEMENT CORP /NJ/028-04288
- included managerCOOKSON PEIRCE & CO INC028-06545
- included managerLyons Wealth Management, LLC.028-14513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENUINE PARTS CO COM | 372460105 | Stock | 189,517 | $20,197,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 193,500 | $19,791,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,327,929 | $18,459,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,605,000 | $17,944,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 122,768 | $17,569,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 368,200 | $17,511,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 205,000 | $15,765,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 515,000 | $15,321,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 650,000 | $15,184,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 585,700 | $14,607,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 110,000 | $14,564,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,080,000 | $14,310,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 200,000 | $14,194,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 537,400 | $13,787,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 321,000 | $13,620,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 160,000 | $13,480,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 475,000 | $13,395,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 92,110 | $13,285,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 180,000 | $12,982,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 641,707 | $12,559,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 371,100 | $12,465,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 885,000 | $12,266,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 143,541 | $11,692,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 37,000 | $10,084,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 620,000 | $9,790,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 83,488 | $9,216,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 297,500 | $9,206,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 159,105 | $9,129,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 105,000 | $8,264,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 96,500 | $8,243,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 85,000 | $8,061,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 110,580 | $7,929,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 688,924 | $6,882,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 75,000 | $6,770,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 175,000 | $6,713,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 141,043 | $6,551,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 161,103 | $6,465,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 112,500 | $6,301,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 93,518 | $6,120,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 152,117 | $5,930,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 42,767 | $5,559,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 222,500 | $5,532,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 74,139 | $5,510,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 163,076 | $5,492,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 65,492 | $5,460,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 51,854 | $5,443,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 28,245 | $5,440,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 301,076 | $5,392,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 74,037 | $5,307,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 37,929 | $5,220,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 117,147 | $5,180,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 71,806 | $5,157,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 135,984 | $5,108,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 73,062 | $5,055,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 846,000 | $5,017,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 109,883 | $5,011,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 86,909 | $4,883,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 43,875 | $4,879,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 115,758 | $4,875,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 77,857 | $4,806,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 114,034 | $4,727,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,650,000 | $4,538,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 225,299 | $4,231,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 25,787 | $4,137,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 73,500 | $3,966,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 80,000 | $3,386,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 290,000 | $3,304,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 355,000 | $3,259,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 250,000 | $3,193,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 163,500 | $3,170,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 525,000 | $3,119,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 38,000 | $3,017,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 64,000 | $2,955,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 40,243 | $2,925,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 11,000 | $2,893,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,200 | $2,875,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 955,000 | $2,836,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 58,000 | $2,782,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 28,000 | $2,776,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 68,000 | $2,759,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 131,890 | $2,754,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 19,000 | $2,693,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 24,000 | $2,685,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 380,000 | $2,587,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 733,321 | $2,479,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 63,500 | $2,408,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 18,000 | $2,314,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 102,500 | $2,250,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 12,000 | $2,215,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 22,000 | $2,213,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 70,000 | $2,157,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 8,260 | $2,126,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 385,000 | $2,083,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 32,000 | $2,055,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 218,800 | $1,975,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 37,000 | $1,969,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 105,000 | $1,954,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 165,000 | $1,883,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 465,420 | $1,839,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 81,500 | $1,827,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 46,700 | $1,824,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 120,000 | $1,818,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 50,000 | $1,815,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 295,000 | $1,782,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 25,000 | $1,704,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 19,800 | $1,680,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 14,500 | $1,665,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 35,900 | $1,638,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 95,500 | $1,616,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 125,000 | $1,562,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 270,000 | $1,542,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 87,500 | $1,540,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 16,225 | $1,504,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 13,000 | $1,493,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 40,100 | $1,491,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 365,000 | $1,450,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 9,500 | $1,445,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 19,300 | $1,439,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 50,000 | $1,424,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 90,000 | $1,416,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 40,000 | $1,413,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 45,000 | $1,394,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 250,000 | $1,388,000 | thousands by filing date | |
| ISHARES TR | 464287905 | CALL | 1,770 | $1,363,000 | thousands by filing date | call |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 165,000 | $1,343,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 15,000 | $1,335,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10,570 | $1,328,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 155,000 | $1,307,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 29,500 | $1,298,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 165,000 | $1,290,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 97,500 | $1,283,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 24,600 | $1,259,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,900 | $1,244,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 45,000 | $1,233,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 26,660 | $1,231,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 24,250 | $1,225,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 112,000 | $1,221,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 39,871 | $1,218,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 37,500 | $1,215,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 750,000 | $1,208,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 500,000 | $1,205,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 35,090 | $1,199,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 13,950 | $1,198,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 15,000 | $1,182,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 459,193 | $1,176,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 229,000 | $1,168,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 105,000 | $1,143,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 96,500 | $1,143,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 85,000 | $1,138,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 425,000 | $1,126,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 72,500 | $1,124,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 45,000 | $1,113,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 50,000 | $1,099,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,500 | $1,098,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 230,000 | $1,086,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 160,000 | $1,086,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,610 | $1,084,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,655 | $1,077,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 165,000 | $1,076,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 91,000 | $1,070,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 211,953 | $1,063,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 335,862 | $1,048,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 155,000 | $1,032,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 135,000 | $1,029,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 22,528 | $1,012,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,000 | $1,004,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25,500 | $972,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 25,000 | $878,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,458 | $838,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 18,000 | $831,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,105 | $813,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 43,000 | $796,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 7,588 | $795,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 13,000 | $785,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 92,500 | $776,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5,480 | $771,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,000 | $768,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 73,000 | $767,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,875 | $756,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 117,600 | $750,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,000 | $749,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,050 | $733,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 21,642 | $732,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 12,000 | $732,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,790 | $731,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 47,500 | $726,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,300 | $725,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 225,000 | $725,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,500 | $721,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 15,300 | $718,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 12,950 | $717,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,830 | $705,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 100,000 | $703,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 5,400 | $700,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,200 | $693,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 26,633 | $684,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 11,700 | $680,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,680 | $679,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,250 | $678,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 8,504 | $669,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 12,500 | $648,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,000 | $645,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,000 | $632,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,950 | $628,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,000 | $621,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,498 | $616,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 17,745 | $610,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 7,500 | $594,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 33,500 | $577,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,500 | $564,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 20,000 | $562,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,250 | $553,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 10,000 | $553,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 48,500 | $551,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 10,750 | $550,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 11,000 | $546,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 12,000 | $542,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 6,250 | $542,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,600 | $539,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,000 | $528,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 10,250 | $524,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 13,100 | $523,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 11,400 | $520,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 8,750 | $515,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,500 | $514,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 3,000 | $511,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 11,500 | $509,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,317 | $508,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 8,750 | $507,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 5,000 | $503,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 24,750 | $499,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 11,400 | $499,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 6,625 | $499,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7,500 | $498,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 46,500 | $498,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 5,750 | $497,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 4,600 | $491,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 21,250 | $487,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 3,300 | $486,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,850 | $486,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,773 | $482,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 13,250 | $480,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 7,500 | $472,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 21,300 | $442,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 11,850 | $433,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 25,000 | $424,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 29,517 | $423,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 17,575 | $422,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 12,222 | $421,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,500 | $414,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 30,000 | $410,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 14,828 | $398,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,500 | $385,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 15,000 | $383,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 32,750 | $379,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 21,500 | $378,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,000 | $367,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 30,762 | $366,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 34,550 | $361,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 53,787 | $359,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 10,500 | $346,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 10,033 | $342,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,711 | $341,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 17,500 | $340,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 70,000 | $337,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,832 | $336,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 20,000 | $335,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,510 | $333,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 8,000 | $328,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,628 | $326,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 522 | $323,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 75,000 | $320,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,500 | $319,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,173 | $318,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,912 | $316,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,475 | $315,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 3,833 | $312,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 14,272 | $306,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 11,000 | $303,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,586 | $302,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,801 | $300,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,194 | $286,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,773 | $285,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 7,190 | $281,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,888 | $279,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,306 | $279,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 6,171 | $278,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,940 | $277,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,890 | $277,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 8,283 | $272,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,000 | $269,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,502 | $256,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 7,271 | $255,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 15,000 | $251,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 110,000 | $243,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 300,000 | $237,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,380 | $231,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,000 | $229,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,032 | $209,000 | thousands by filing date | |
| BREITBURN ENERGY PARTNERS LP | 106776957 | Cmn | 148 | $202,000 | thousands by filing date | put |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 13,309 | $198,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,000 | $197,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,399 | $148,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 95,000 | $147,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 10,000 | $142,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 5,523 | $142,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,500 | $140,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 3,927 | $140,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 5,500 | $137,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 10,000 | $136,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 717,345 | $129,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 4,750 | $119,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,000 | $117,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 6,250 | $114,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,370 | $112,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,000 | $110,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,954 | $97,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,570 | $93,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,348 | $91,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F903 | COM | 38 | $87,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,500 | $84,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 65,000 | $83,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 2,359 | $81,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 105,000 | $79,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 5,685 | $78,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 931 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,000 | $77,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,328 | $68,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,394 | $68,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 7,500 | $67,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 9,548 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 800 | $61,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 768 | $58,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,270 | $54,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,054 | $51,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 6,460 | $51,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 546 | $50,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 530 | $48,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 3,240 | $48,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,600 | $45,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,040 | $44,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,766 | $43,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,830 | $43,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 604 | $42,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,168 | $42,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 500 | $41,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,200 | $41,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 10,000 | $41,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 420 | $39,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $39,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 500 | $39,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 960 | $39,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 2,000 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 3,000 | $35,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 150 | $34,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $34,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 400 | $34,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 675 | $33,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 200 | $33,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $32,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,168 | $32,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 175 | $32,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,886 | $32,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 300 | $31,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 200 | $30,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $30,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 400 | $30,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,000 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 659 | $27,000 | thousands by filing date | put |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 15,000 | $26,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1,164 | $24,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 300 | $23,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 20 | $23,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 300 | $23,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 720 | $22,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 429 | $22,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,700 | $21,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,000 | $21,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 700 | $20,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 100 | $20,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 370 | $20,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 1,300 | $20,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,400 | $20,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 275 | $19,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 3,000 | $19,000 | thousands by filing date | |
| GANNETT CO | 364730901 | COM | 75 | $19,000 | thousands by filing date | call |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 1,215 | $19,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,005 | $18,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 995 | $18,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,050 | $18,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 420 | $18,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 500 | $18,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,000 | $18,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 540 | $17,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 90 | $17,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 600 | $17,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 274 | $17,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 222 | $17,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 450 | $16,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 600 | $16,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 1,968 | $16,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,000 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 178 | $16,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 482 | $16,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,918 | $16,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 700 | $16,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 450 | $15,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 310 | $15,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 560 | $15,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,100 | $15,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 500 | $14,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,210 | $14,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 1,015 | $14,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 300 | $13,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,500 | $13,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 925 | $13,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 57 | $13,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 865 | $13,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 1,100 | $13,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 249 | $12,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 211 | $12,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 900 | $12,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 650 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 800 | $12,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,215 | $12,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 625 | $12,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 446 | $12,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 145 | $11,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 398 | $11,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 509 | $11,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 254 | $11,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 673 | $11,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 242 | $11,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 760 | $11,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 254 | $10,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 239 | $10,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 112 | $10,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 140 | $10,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 800 | $10,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,028 | $10,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,300 | $10,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 900 | $10,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 790 | $10,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 344 | $9,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 190 | $9,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 121 | $9,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 195 | $9,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 372 | $9,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 574 | $9,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 195 | $8,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 325 | $8,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 199 | $8,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 500 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 884 | $8,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 600 | $8,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 289 | $8,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 205 | $8,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 300 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 150 | $7,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 405 | $7,000 | thousands by filing date | |
| CURRENCYSHARES JAPANESE YEN | 23130A952 | COM | 11 | $7,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 150 | $6,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 500 | $6,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 130 | $6,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 500 | $6,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 200 | $6,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 200 | $6,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 180 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 120 | $5,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 220 | $5,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 60 | $5,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 160 | $5,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 115 | $5,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 100 | $5,000 | thousands by filing date | |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 200 | $5,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W907 | CALL | 5 | $5,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 120 | $4,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 105 | $4,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 800 | $4,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 370 | $3,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431901 | CALL | 145 | $3,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 225 | $2,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 94 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 50 | $2,000 | thousands by filing date | put |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 85 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 28 | $1,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 16 | $1,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7 | $1,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 5 | $1,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 20,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-15-000151 | this filing | 2015-02-10 | acceptance time not in the bulk data set |