13F-HR filed by Catalyst Capital Advisors LLC
Catalyst Capital Advisors LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 420 holding rows worth $776,001,000.
- Accession
- 0001162044-14-001384
- Filer
- CIK 1549275
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 549 entries on the cover page, a total value of $776,001,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $776,001,000 with VALUE read as thousands by filing date, 13F file number 028-14953. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPinnacle Summer Investments, Inc.028-13429
- included managerGROESBECK INVESTMENT MANAGEMENT CORP /NJ/028-04288
- included managerCOOKSON PEIRCE & CO INC028-06545
- included managerLyons Wealth Management, LLC.028-14513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COACH INC | 189754104 | COM | 444,000 | $15,811,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 347,700 | $15,612,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 660,837 | $15,537,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 583,000 | $14,936,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 590,000 | $14,485,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 74,600 | $13,751,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 313,550 | $13,718,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 611,500 | $13,588,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 305,500 | $13,405,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 380,000 | $13,391,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 440,000 | $13,046,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 180,000 | $12,436,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 395,000 | $12,040,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 902,929 | $12,036,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 137,500 | $11,896,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 135,000 | $11,841,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 146,750 | $11,505,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 931,000 | $11,228,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 169,500 | $11,101,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 270,045 | $10,602,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 300,000 | $10,464,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 77,610 | $10,103,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 160,500 | $9,993,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 925,000 | $9,879,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 720,000 | $9,526,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 140,000 | $9,307,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 137,500 | $8,887,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 106,000 | $8,619,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 676,000 | $8,518,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 775,000 | $7,998,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 323,500 | $7,971,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 69,800 | $7,033,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 435,000 | $6,999,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 134,500 | $6,328,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 723,924 | $6,161,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 102,500 | $5,537,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 55,250 | $5,523,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 27,838 | $5,088,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 195,000 | $5,041,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 116,248 | $4,994,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 25,896 | $4,916,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 83,989 | $4,851,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 142,000 | $4,770,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 212,799 | $4,752,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 154,553 | $4,678,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 159,829 | $4,677,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 36,791 | $4,676,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 77,907 | $4,667,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 72,357 | $4,653,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 55,101 | $4,595,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 195,000 | $4,512,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 101,675 | $4,494,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 194,207 | $4,464,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 42,165 | $4,452,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 132,500 | $4,423,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 79,885 | $4,393,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 181,500 | $4,327,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 60,749 | $4,262,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 52,894 | $4,249,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 101,890 | $4,248,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 43,843 | $4,184,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,000 | $4,137,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 145,414 | $4,063,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 63,688 | $4,030,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 70,912 | $3,999,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 59,129 | $3,936,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 51,680 | $3,933,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 355,000 | $3,497,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 836,000 | $3,487,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 98,558 | $3,442,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 202,500 | $3,398,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 675,000 | $3,395,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 109,472 | $3,355,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 171,890 | $3,274,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 955,000 | $3,171,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 258,500 | $3,104,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 177,500 | $3,103,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 270,000 | $3,026,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 72,500 | $2,981,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 229,000 | $2,901,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 80,000 | $2,702,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 36,250 | $2,670,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 114,848 | $2,562,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 272,965 | $2,536,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 995,000 | $2,457,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 307,500 | $2,399,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 39,173 | $2,274,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 490,420 | $2,079,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 1,175,000 | $2,021,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 27,425 | $2,012,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 8,260 | $1,993,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 119,147 | $1,978,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 22,000 | $1,914,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 52,200 | $1,896,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 19,700 | $1,867,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 13,000 | $1,865,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 47,500 | $1,840,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 210,000 | $1,806,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 295,000 | $1,785,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 80,000 | $1,773,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 37,830 | $1,754,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 41,000 | $1,739,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 209,800 | $1,733,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 32,000 | $1,664,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 13,500 | $1,663,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,000 | $1,639,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 28,900 | $1,631,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 246,953 | $1,621,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 25,000 | $1,582,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 102,500 | $1,538,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 111,000 | $1,534,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 16,225 | $1,527,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 14,500 | $1,523,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 102,500 | $1,503,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 93,500 | $1,470,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 16,200 | $1,462,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 540,000 | $1,447,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 425,000 | $1,445,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 19,400 | $1,444,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 671,321 | $1,443,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 48,000 | $1,411,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 95,500 | $1,407,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 563,000 | $1,391,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 29,200 | $1,386,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 40,100 | $1,378,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 85,000 | $1,374,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 50,000 | $1,363,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 13,000 | $1,363,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 453,193 | $1,314,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 72,500 | $1,301,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 201,500 | $1,299,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 2,433,475 | $1,279,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,900 | $1,268,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 15,000 | $1,267,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 10,570 | $1,264,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 29,500 | $1,260,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 16,500 | $1,241,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 250,000 | $1,240,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 114,000 | $1,239,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 145,000 | $1,185,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 33,250 | $1,179,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 91,000 | $1,174,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 425,000 | $1,169,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 20,000 | $1,167,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 24,529 | $1,167,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 24,600 | $1,165,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 15,000 | $1,141,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 25,000 | $1,124,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 26,660 | $1,110,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 56,500 | $1,099,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 493,036 | $1,085,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 25,865 | $1,075,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 31,000 | $1,071,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 18,000 | $1,066,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 250,000 | $1,065,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 14,000 | $1,062,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 39,871 | $1,056,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 39,500 | $994,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 61,000 | $993,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 15,000 | $967,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,500 | $959,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 29,090 | $957,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 40,000 | $940,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 63,000 | $929,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 62,500 | $925,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,655 | $919,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 25,000 | $887,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 75,000 | $883,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,000 | $871,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 34,517 | $855,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 47,500 | $838,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 117,600 | $819,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 36,434 | $815,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 52,500 | $813,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 8,469 | $797,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 30,350 | $789,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 277,500 | $774,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 10,000 | $772,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 27,974 | $766,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,458 | $762,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 19,300 | $759,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 21,070 | $758,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,767 | $751,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 15,933 | $749,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 13,479 | $743,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 15,305 | $739,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 6,623 | $728,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 58,707 | $721,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 9,163 | $719,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,105 | $717,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,098 | $716,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 29,940 | $716,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 14,554 | $711,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 27,949 | $710,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,342 | $707,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 9,451 | $706,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 54,783 | $701,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 18,568 | $694,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,963 | $694,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 31,489 | $691,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,020 | $690,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 14,647 | $688,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 28,638 | $687,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 20,000 | $686,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 32,495 | $678,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 10,211 | $673,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,875 | $669,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5,480 | $666,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 64,159 | $666,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 16,000 | $666,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 34,610 | $663,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,000 | $660,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,795 | $657,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 42,500 | $653,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 92,500 | $648,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,500 | $637,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,914 | $628,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 45,000 | $619,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,790 | $595,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 7,500 | $591,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 21,500 | $584,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,489 | $581,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 20,000 | $577,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 64,800 | $569,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 17,700 | $555,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,285 | $553,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,650 | $552,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 6,250 | $541,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 11,000 | $540,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,600 | $535,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 25,000 | $535,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 12,500 | $535,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,500 | $533,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,500 | $530,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,800 | $525,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,150 | $513,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 7,415 | $512,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,280 | $511,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 15,000 | $491,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 15,231 | $482,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 15,000 | $468,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,000 | $454,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,085 | $441,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 100,000 | $440,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 50,000 | $430,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 25,631 | $426,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,500 | $425,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 11,500 | $417,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,700 | $415,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 32,750 | $403,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 10,000 | $385,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,000 | $373,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 100,000 | $364,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 9,300 | $360,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,200 | $360,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 5,000 | $359,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 36,000 | $359,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,000 | $356,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,000 | $350,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 14,375 | $349,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 30,762 | $337,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 9,000 | $335,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 7,434 | $333,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,000 | $331,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 12,500 | $326,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 17,500 | $309,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 22,500 | $306,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 17,500 | $289,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,000 | $267,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 23,500 | $267,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,000 | $259,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,434 | $254,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 40,000 | $246,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 10,000 | $236,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,202 | $234,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 95,000 | $219,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 12,050 | $211,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,200 | $209,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 3,794 | $209,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 5,000 | $209,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 5,305 | $205,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,107 | $205,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 5,000 | $204,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 394 | $201,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,180 | $200,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 2,274 | $200,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,109 | $199,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 2,837 | $199,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,683 | $198,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 15,000 | $197,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,845 | $197,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,671 | $196,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,492 | $196,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,153 | $196,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 6,369 | $195,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,902 | $194,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,222 | $193,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,623 | $193,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,119 | $193,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,355 | $193,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 7,691 | $193,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,349 | $189,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,713 | $189,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 4,596 | $189,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,188 | $188,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 50,000 | $184,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 11,000 | $179,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 717,345 | $175,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,500 | $142,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 10,000 | $136,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,750 | $127,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 6,250 | $115,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,000 | $113,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 56,125 | $112,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 231,800 | $108,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 15,000 | $103,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310305 | COM NO PAR | 29,289 | $95,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 16,500 | $79,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 105,000 | $78,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 5,350 | $75,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 5,000 | $65,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,200 | $39,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 500 | $35,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 5,000 | $35,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 700 | $33,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 300 | $33,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 150 | $33,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 248 | $33,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 200 | $30,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 200 | $30,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 200 | $30,000 | thousands by filing date | |
| TIM HORTONS INC COMMON STOCK | 88706M903 | Cmn | 75 | $30,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 175 | $29,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 400 | $29,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 200 | $28,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 400 | $28,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $27,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,000 | $27,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 20 | $23,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 300 | $21,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 1,000 | $21,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q903 | COM | 125 | $21,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 972 | $19,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 500 | $17,000 | thousands by filing date | |
| BREITBURN ENERGY PARTNERS LP | 106776957 | Cmn | 148 | $17,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 194 | $16,000 | thousands by filing date | |
| YAHOO! INC | 984332906 | COM | 100 | $15,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 252 | $14,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 190 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B901 | PSHS ULTSH 20YRS | 75 | $14,000 | thousands by filing date | call |
| REGIS CORP | 758932107 | COM | 873 | $14,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 1,311 | $14,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 261 | $13,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 170 | $12,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 523 | $12,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 112 | $12,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 56 | $12,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,418 | $12,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 625 | $12,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 446 | $12,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 292 | $12,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 475 | $12,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 365 | $11,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 274 | $11,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 121 | $11,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 512 | $11,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 254 | $11,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 304 | $11,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 332 | $11,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 356 | $11,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 724 | $11,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,278 | $11,000 | thousands by filing date | |
| GANNETT CO | 364730901 | COM | 75 | $11,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 409 | $10,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 244 | $10,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 1,600 | $9,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 1,254 | $8,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 591 | $7,000 | thousands by filing date | |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 50 | $6,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 450 | $5,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 66 | $4,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 97 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 256 | $4,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 64 | $4,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 268 | $4,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 255 | $4,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 52 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 277 | $4,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y117 | RIGHT 10/17/2014 | 1,254 | $4,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 90 | $3,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 94 | $3,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 110 | $3,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 54 | $3,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 89 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 125 | $3,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 105 | $3,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 30 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 59 | $2,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 49 | $2,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 18 | $2,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 129 | $2,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 215 | $2,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 55 | $2,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 26 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 30 | $2,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 84 | $2,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 116 | $2,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 32 | $2,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 23 | $2,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 20,000 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 28 | $1,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 16 | $1,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 130 | $1,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7 | $1,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 5 | $1,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 44 | $1,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 30 | $1,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431901 | CALL | 55 | $1,000 | thousands by filing date | call |
| Crestwood Equity Partners | 226344109 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-14-001384 | this filing | 2014-11-13 | acceptance time not in the bulk data set |