13F-HR filed by Catalyst Capital Advisors LLC
Catalyst Capital Advisors LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 281 holding rows worth $182,796,000.
- Accession
- 0001162044-13-001302
- Filer
- CIK 1549275
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 369 entries on the cover page, a total value of $182,796,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $182,797,000 with VALUE read as thousands by filing date, 13F file number 028-14953. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEDELMAN FINANCIAL GROUP INC.028-13429
- included managerGROESBECK INVESTMENT MANAGEMENT CORP /NJ/028-04288
- included managerCOOKSON PEIRCE & CO INC028-06545
- included managerLyons Wealth Management, LLC.028-14513
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIME WARNER INC | 887317303 | COM NEW | 45,144 | $2,971,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 27,588 | $2,607,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 14,724 | $2,460,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 30,252 | $1,946,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,732 | $1,779,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 46,937 | $1,777,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 40,613 | $1,710,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 36,050 | $1,703,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 51,290 | $1,697,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 19,552 | $1,664,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 92,074 | $1,636,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 5,810 | $1,572,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,470 | $1,568,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 28,011 | $1,528,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 82,015 | $1,517,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 33,785 | $1,511,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 15,000 | $1,482,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 69,875 | $1,466,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 41,550 | $1,462,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 176,243 | $1,459,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 57,270 | $1,439,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,075 | $1,396,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 34,086 | $1,386,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 79,971 | $1,381,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 74,426 | $1,364,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 10,550 | $1,363,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 50,535 | $1,354,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 21,600 | $1,348,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 47,500 | $1,330,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 12,736 | $1,329,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 39,376 | $1,306,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 12,072 | $1,291,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 112,739 | $1,285,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 401,892 | $1,270,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 146,800 | $1,245,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 8,640 | $1,244,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 60,150 | $1,238,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 18,817 | $1,217,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 15,852 | $1,209,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 15,620 | $1,204,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 27,520 | $1,198,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 17,090 | $1,190,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 12,448 | $1,186,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 5,220 | $1,186,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 48,000 | $1,185,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 65,090 | $1,174,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 80,000 | $1,165,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,000 | $1,161,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 18,924 | $1,152,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 38,400 | $1,144,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 92,167 | $1,125,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14,441 | $1,112,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 36,000 | $1,106,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 24,685 | $1,105,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 17,783 | $1,099,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 37,045 | $1,099,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 17,104 | $1,085,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 21,407 | $1,077,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 448,067 | $1,070,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 33,651 | $1,047,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,411 | $1,046,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 30,000 | $1,035,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 19,610 | $1,028,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 89,892 | $1,025,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 62,564 | $1,022,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 35,501 | $1,016,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 9,293 | $1,011,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 42,800 | $1,005,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 229,000 | $1,003,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 65,000 | $1,000,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,473 | $993,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 10,888 | $992,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 32,493 | $981,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 31,087 | $977,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 12,730 | $959,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 53,000 | $941,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,830 | $927,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 39,556 | $922,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 28,459 | $908,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 41,261 | $908,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 17,011 | $902,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 43,803 | $902,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 14,000 | $896,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 124,000 | $895,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11,000 | $889,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 56,000 | $875,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 16,463 | $857,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 62,750 | $855,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 25,000 | $854,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 54,394 | $852,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 191,098 | $846,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,975 | $842,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 5,667 | $834,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 16,464 | $827,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 155,586 | $806,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 16,000 | $792,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 63,000 | $783,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 37,000 | $782,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 10,292 | $772,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 55,653 | $770,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,109 | $767,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,655 | $763,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,859 | $759,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 7,000 | $749,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 15,000 | $747,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 8,000 | $740,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 23,976 | $736,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 279,055 | $723,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 234,000 | $711,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 45,200 | $704,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 13,900 | $697,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 14,274 | $694,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 39,070 | $693,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 93,264 | $679,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,500 | $668,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 83,000 | $668,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 75,201 | $663,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 8,910 | $662,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 30,666 | $658,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 23,970 | $642,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 7,415 | $640,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 18,592 | $639,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 98,171 | $639,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 148,000 | $632,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 10,915 | $624,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 27,000 | $621,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,378 | $615,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 242,500 | $597,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 29,565 | $590,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,800 | $589,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 72,000 | $573,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,105 | $571,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,295 | $571,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 13,000 | $570,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,375 | $564,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 126,000 | $559,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 14,490 | $555,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 93,500 | $552,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,125 | $550,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 9,100 | $549,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,875 | $537,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,000 | $532,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 20,361 | $528,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,280 | $520,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 5,100 | $516,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,285 | $515,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,600 | $508,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 7,572 | $503,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 26,260 | $500,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,500 | $498,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 8,000 | $493,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 9,000 | $486,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,750 | $486,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 30,500 | $486,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,350 | $470,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 7,150 | $470,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,071 | $468,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 7,000 | $464,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 20,300 | $464,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 16,000 | $462,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,983 | $454,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 16,792 | $453,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 8,500 | $451,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 25,500 | $447,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,520 | $446,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 14,026 | $446,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,610 | $444,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,000 | $442,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 19,227 | $435,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,594 | $433,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 26,164 | $432,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 38,575 | $432,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 26,315 | $423,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,763 | $423,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 7,719 | $422,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 30,000 | $421,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,700 | $412,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 75,000 | $410,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 35,600 | $408,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,214 | $407,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 12,044 | $401,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 23,000 | $399,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,500 | $393,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 75,000 | $373,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 40,000 | $369,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 8,500 | $364,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,900 | $363,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 12,891 | $361,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 12,827 | $359,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,800 | $336,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 13,600 | $327,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 11,500 | $321,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 8,646 | $320,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 100,000 | $313,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 15,000 | $310,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 43,000 | $302,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 29,925 | $300,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,500 | $300,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 10,000 | $295,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 11,250 | $292,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,500 | $283,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 30,762 | $282,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 9,000 | $281,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 12,500 | $281,000 | thousands by filing date | |
| BCSB Bancorp, Inc. | 55367106 | COM | 11,500 | $278,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORD MTR CO COM | 345370860 | Stock | 16,400 | $277,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,000 | $276,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 25,000 | $273,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 18,250 | $268,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 7,000 | $252,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 20,000 | $252,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 75,821 | $251,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 2,000 | $249,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,700 | $243,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 10,844 | $226,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 15,000 | $221,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,000 | $217,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 43,640 | $213,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 65,000 | $196,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 6,250 | $193,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 12,500 | $185,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 79,300 | $184,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 18,000 | $178,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,000 | $175,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 21,915 | $175,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,244 | $173,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 20,000 | $170,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 4,500 | $168,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 10,000 | $167,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 10,000 | $166,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 80,000 | $162,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 9,000 | $161,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 3,750 | $153,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 3,750 | $151,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,000 | $140,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,500 | $139,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 30,000 | $136,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,200 | $135,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 45,583 | $134,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 15,000 | $133,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 3,350 | $132,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 43,400 | $131,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 5,000 | $124,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,000 | $123,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 14,200 | $116,000 | thousands by filing date | |
| WARNER CHILCOTT PLC IRELAND | G94368100 | SHS A | 5,000 | $114,000 | thousands by filing date | |
| DOLE PLC ORD SHS | 256603101 | COM | 7,800 | $106,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,700 | $104,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 5,000 | $94,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 500,000 | $93,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 20,000 | $85,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 13,201 | $83,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 10,000 | $80,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,000 | $78,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 15,000 | $77,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 80,160 | $77,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,258 | $76,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 8,380 | $74,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,500 | $65,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 5,000 | $64,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,964 | $57,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 22,000 | $57,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 19,800 | $55,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 30,000 | $54,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 10,000 | $53,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,500 | $42,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 10,000 | $30,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 10 | $26,000 | thousands by filing date | put |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,500 | $22,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 1,541 | $21,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 1,900 | $19,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F953 | PUT | 250 | $18,000 | thousands by filing date | put |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 600 | $14,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,000 | $12,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906905 | COM | 200 | $11,000 | thousands by filing date | call |
| DELL INC CMN STOCK | 24702R901 | Cmn | 125 | $10,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415903 | ADR | 55 | $9,000 | thousands by filing date | call |
| RLJ ENTMT INC | 74965F104 | COM | 1,500 | $8,000 | thousands by filing date | |
| COBALT INTERNATIONAL ENERGY | 19075F906 | COM | 75 | $5,000 | thousands by filing date | call |
| RECOVERY ENERGY INC | 75626X202 | COM NEW | 1,588 | $3,000 | thousands by filing date | |
| PROTO LABS INC | 743713959 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-13-001302 | this filing | 2013-11-14 | acceptance time not in the bulk data set |