13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-22, with 413 holding rows worth $583,373,000.
- Accession
- 0001162044-13-000787
- Filer
- CIK 1446114
- Filed
- 2013-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 414 entries on the cover page, a total value of $583,373,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $583,373,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TFS FINL CORP | 87240R107 | COM | 1,696,009 | $18,995,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 379,450 | $14,721,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 304,023 | $13,444,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 174,645 | $12,808,000 | thousands by filing date | |
| MGC | 921910873 | COM | 219,417 | $11,991,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 130,517 | $11,747,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 167,288 | $11,496,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 154,325 | $10,238,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 399,286 | $8,593,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 117,235 | $8,441,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 357,453 | $8,286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 184,108 | $7,749,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 248,793 | $7,053,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 106,393 | $7,043,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 60,253 | $6,775,000 | thousands by filing date | |
| IJH | 464287507 | COM | 56,325 | $6,506,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 88,793 | $6,200,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 70,948 | $6,139,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 561,827 | $6,124,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 748,362 | $5,964,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 73,847 | $5,913,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 197,920 | $5,544,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 155,274 | $5,364,000 | thousands by filing date | |
| SAUER-DANFOSS INC | 804137107 | COM | 90,934 | $5,320,000 | thousands by filing date | |
| WEBSENSE INC | 947684106 | COM | 203,688 | $5,041,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 41,678 | $4,964,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 202,390 | $4,904,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 106,537 | $4,892,000 | thousands by filing date | |
| NETSPEND HOLDINGS INC | 64118V106 | COMMON STOCK | 290,000 | $4,634,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 47,922 | $4,491,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 81,803 | $4,318,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 38,475 | $4,306,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Verizon Communications Inc | 92343V104 | COM | 82,186 | $4,137,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 47,259 | $4,058,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 110,089 | $4,053,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 99,256 | $3,981,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 91,513 | $3,777,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 45,803 | $3,526,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 99,542 | $3,524,000 | thousands by filing date | |
| Albany Molecular Research Inc | 12423109 | CS | 290,000 | $3,442,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COOPER TIRE & RUBR CO | 216831107 | COM | 101,600 | $3,370,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 247,277 | $3,363,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 164,016 | $3,257,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 203,539 | $3,222,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,017 | $3,211,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 71,392 | $3,191,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 223,202 | $3,176,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 176,160 | $2,982,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,990 | $2,800,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 67,481 | $2,790,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 25,309 | $2,768,000 | thousands by filing date | |
| ENERGY TRANSFER L P LP | 30064K105 | COM | 82,000 | $2,765,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 112,703 | $2,743,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 32,127 | $2,731,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,955 | $2,667,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 48,903 | $2,503,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 57,161 | $2,498,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 62,600 | $2,495,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 40,518 | $2,451,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 26,697 | $2,382,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 29,648 | $2,352,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 99,515 | $2,308,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 41,265 | $2,305,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 117,803 | $2,235,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 95,200 | $2,233,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 5,557 | $2,204,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 37,337 | $2,173,000 | thousands by filing date | |
| STEINWAY MUSICAL INSTRUMENTS | 858495104 | COM | 70,625 | $2,149,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 122,283 | $2,134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 45,722 | $2,105,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 75,712 | $2,103,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 104,509 | $2,096,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 396,263 | $2,061,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,611 | $2,013,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 37,420 | $1,965,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 30,834 | $1,916,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 54,481 | $1,900,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 326,020 | $1,875,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 396,814 | $1,873,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 41,380 | $1,829,000 | thousands by filing date | |
| POWER-ONE INC | 73930R102 | COMMON STOCK | 282,622 | $1,786,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 234,430 | $1,777,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 51,861 | $1,772,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 36,821 | $1,717,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 95,000 | $1,700,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 165,872 | $1,699,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 16,937 | $1,677,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 28,995 | $1,676,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 181,050 | $1,642,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 25,973 | $1,640,000 | thousands by filing date | |
| Ascent Capital Group | 43632108 | COM SER A | 20,942 | $1,635,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 23,500 | $1,595,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 51,300 | $1,591,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,885 | $1,590,000 | thousands by filing date | |
| BMC Software Inc | 55921100 | Equities | 35,014 | $1,580,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BEAM INC | 73730103 | COM | 24,568 | $1,550,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,080 | $1,529,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 65,520 | $1,520,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 65,952 | $1,518,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 26,391 | $1,480,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 179,500 | $1,423,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 52,435 | $1,419,000 | thousands by filing date | |
| BLUCORA INC COM | 95229100 | COMMON | 76,350 | $1,416,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STANDARD PARKING CORP | 853790103 | COM | 65,554 | $1,407,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 39,454 | $1,378,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 53,350 | $1,303,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 101,100 | $1,300,000 | thousands by filing date | |
| ASSISTED LIVING CONCPT NEV N | 04544X300 | CL A NEW | 107,580 | $1,287,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 20,352 | $1,278,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,404 | $1,273,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 43,192 | $1,264,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 22,605 | $1,262,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 133,500 | $1,258,000 | thousands by filing date | |
| MULTIBAND CORP | 62544X209 | Stock | 395,149 | $1,253,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 44,412 | $1,246,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 19,169 | $1,223,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 103,000 | $1,221,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15,403 | $1,218,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 27,218 | $1,188,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 39,050 | $1,182,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 21,376 | $1,166,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 56,996 | $1,166,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 29,647 | $1,165,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 17,550 | $1,163,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,051 | $1,150,000 | thousands by filing date | |
| LUFKIN INDS INC | 549764108 | COM | 13,000 | $1,150,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 96,150 | $1,145,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 103,370 | $1,132,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 34,181 | $1,131,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 170,900 | $1,125,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 75,316 | $1,124,000 | thousands by filing date | The CUSIP as filed is malformed. |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 13,126 | $1,121,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 34,793 | $1,119,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 56,534 | $1,109,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 52,950 | $1,102,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 36,871 | $1,102,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 31,432 | $1,095,000 | thousands by filing date | |
| ADAMS EXPRESS CO | 6212104 | CEF | 91,510 | $1,094,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 8,600 | $1,090,000 | thousands by filing date | |
| CONCEPTUS INC | 206016107 | COM | 35,000 | $1,086,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 66,349 | $1,078,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 16,200 | $1,071,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 74,609 | $1,071,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 61,059 | $1,060,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 27,496 | $1,041,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15,767 | $1,038,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 33,675 | $1,038,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 30,900 | $1,012,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 38,568 | $1,011,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 80,000 | $1,007,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 23,997 | $962,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 14,732 | $956,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,653 | $953,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 19,827 | $946,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 221,865 | $938,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 25,000 | $933,000 | thousands by filing date | |
| PVF CAPITAL CORP | 693654105 | COM | 232,488 | $930,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 14,050 | $918,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 32,037 | $914,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 38,125 | $901,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,062 | $898,000 | thousands by filing date | |
| MINDSPEED TECHNOLOGIES INC | 602682205 | COM NEW | 276,250 | $895,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 40,419 | $893,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 79,300 | $892,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 115,702 | $891,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 10,550 | $884,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARRIS CORP INC | 413875105 | COM | 17,894 | $881,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 66,476 | $878,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 72,633 | $871,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 65,000 | $870,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 101,062 | $869,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 35,250 | $864,000 | thousands by filing date | |
| Axcelis Technologies Inc | 54540109 | CS | 474,500 | $864,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WESTERN UN CO COM | 959802109 | Stock | 50,273 | $860,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,300 | $854,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 24,907 | $846,000 | thousands by filing date | |
| CROSS (A.T.) COMPANY | 227478104 | COMMON STOCK | 49,766 | $844,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 134,500 | $822,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 33,074 | $819,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 105,500 | $798,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 1,848,045 | $793,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 57,943 | $787,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 16,161 | $781,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,692 | $753,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 9,296 | $736,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 86,471 | $731,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,191 | $729,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,500 | $722,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 33,900 | $718,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 82,930 | $712,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 11,866 | $692,000 | thousands by filing date | |
| ALEXANDER AND BALDWIN INC | 14491104 | EQUITY | 17,224 | $685,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NASH FINCH CO | 631158102 | COM | 31,000 | $682,000 | thousands by filing date | |
| NATIONAL FINANCIAL PARTNERS | 63607P208 | COM | 26,959 | $682,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 329,033 | $681,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 11,672 | $669,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 28,626 | $664,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 26,037 | $662,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 21,897 | $656,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 84,568 | $651,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 26,754 | $648,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 8,000 | $647,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 245,248 | $643,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 261,342 | $638,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 106,400 | $637,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 6,360 | $627,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 31,049 | $626,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 22,730 | $626,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 20,124 | $626,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 71,545 | $622,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 10,356 | $619,000 | thousands by filing date | |
| OVERHILL FARMS INC | 690212105 | COM | 124,995 | $619,000 | thousands by filing date | |
| AMTECH SYS INC COM PAR $0.01N | 32332504 | COM | 96,860 | $616,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VTI | 922908769 | COM | 7,361 | $609,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 52,715 | $603,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 36,423 | $600,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 9,600 | $598,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,315 | $596,000 | thousands by filing date | |
| 38259p508 | COM | 673 | $592,000 | thousands by filing date | ||
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 32,495 | $590,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 60,583 | $588,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 35,000 | $585,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,519 | $582,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 19,196 | $579,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 55,760 | $578,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 141,679 | $567,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 26,925 | $565,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 208,900 | $564,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,668 | $552,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 22,052 | $551,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 25,800 | $541,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,374 | $534,000 | thousands by filing date | |
| COBRA ELECTRONICS CORP | 191042100 | COM | 174,974 | $534,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 27,615 | $533,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 37,200 | $531,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 244,193 | $530,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 36,000 | $526,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 7,056 | $522,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 12,526 | $521,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 75,470 | $520,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 14,059 | $515,000 | thousands by filing date | |
| Acquity Group Ltd | 00489C103 | COM | 39,700 | $513,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 39,898 | $512,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 85,388 | $512,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,914 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 10,584 | $508,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 72,500 | $507,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 9,780 | $503,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 30,000 | $501,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,347 | $499,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 277,742 | $497,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 11,250 | $484,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 30,000 | $482,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 87,900 | $478,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 9,200 | $476,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 83,000 | $475,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,768 | $474,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 6,710 | $465,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Caterpillar Inc. | 149123101 | COM | 5,467 | $451,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 30,196 | $450,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 119,500 | $449,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 95,000 | $448,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 60,000 | $446,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 13,000 | $441,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALCOA, INC. | 13817101 | COM | 56,200 | $439,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPECTRA ENERGY CORP | 847560109 | COM | 12,660 | $436,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,706 | $415,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 12,014 | $413,000 | thousands by filing date | |
| RIMAGE CORP | 766721104 | COM | 48,719 | $406,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 37,900 | $404,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 9,221 | $403,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 54,600 | $402,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,160 | $398,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 110,010 | $397,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 38,360 | $394,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 8,522 | $392,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 62,447 | $391,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 30,500 | $390,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 13,782 | $381,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 22,200 | $377,000 | thousands by filing date | |
| BB&T CORPORATION | 54937107 | COM | 11,000 | $373,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 121,821 | $370,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 8,000 | $369,000 | thousands by filing date | |
| ANADARKO PETE CORP | 32511107 | COM | 4,250 | $365,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SYMANTEC CORP | 871503108 | COM | 15,900 | $357,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,875 | $352,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 7,533 | $351,000 | thousands by filing date | |
| AMBAC FINL GROUP INC | 23139884 | COM NEW | 14,340 | $342,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,615 | $340,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,013 | $336,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 5,400 | $336,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 11,680 | $336,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,500 | $333,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,832 | $333,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 17,300 | $332,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 32,959 | $330,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 62,500 | $329,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 41,525 | $328,000 | thousands by filing date | |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 278,578 | $326,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 236,000 | $323,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 29,947 | $321,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,286 | $319,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,751 | $313,000 | thousands by filing date | |
| SOUNDBITE COMMUNICATIONS INC | 836091108 | COM | 61,200 | $305,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,709 | $303,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 23,500 | $303,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 27,223 | $301,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 98,400 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,715 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,555 | $297,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,200 | $297,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 17,950 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,546 | $291,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 171,849 | $290,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 5,305 | $288,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 21,500 | $288,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 16,431 | $288,000 | thousands by filing date | |
| TELULAR CORP | 87970T208 | COM NEW | 22,500 | $287,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 17,600 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,348 | $285,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 22,146 | $285,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 4,702 | $284,000 | thousands by filing date | |
| ASHLAND INC. | 44209104 | COM | 3,400 | $284,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 22,870 | $282,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,541 | $281,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,721 | $281,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 19,779 | $281,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 21,700 | $279,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,680 | $278,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 8,241 | $278,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 180,000 | $277,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 5,571 | $276,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,452 | $275,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 25,000 | $275,000 | thousands by filing date | |
| B T U International Inc | 56032105 | COM | 111,568 | $268,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 8,978 | $257,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 16,000 | $256,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 9,861 | $255,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,000 | $254,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,094 | $254,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 16,650 | $254,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,145 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,000 | $253,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 23,700 | $252,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,973 | $251,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 3,650 | $251,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JBT MAREL CORPORATION | 477839104 | COM | 11,879 | $250,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,000 | $250,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 58,200 | $249,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 12,512 | $248,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 4,719 | $244,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 7,450 | $243,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 39,700 | $232,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,000 | $229,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 11,419 | $229,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 13,533 | $226,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 21,048 | $224,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 21,600 | $223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,204 | $221,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 103,400 | $221,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 29,374 | $220,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,669 | $217,000 | thousands by filing date | |
| ABB LTD SPONS ADR | 375204 | COM | 10,000 | $217,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FERRO CORP | 315405100 | COM | 30,525 | $212,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,250 | $207,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,675 | $207,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,480 | $206,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 123,121 | $206,000 | thousands by filing date | |
| NEUTRAL TANDEM INC | 64128B108 | COM | 35,800 | $206,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,806 | $205,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 13,200 | $204,000 | thousands by filing date | |
| MAXYGEN INC | 577776107 | COM | 80,000 | $198,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 27,000 | $193,000 | thousands by filing date | |
| ASIA PAC FD INC COM | 44901106 | CLSD FD | 18,940 | $191,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DESWELL INDS INC | 250639101 | COM | 72,943 | $182,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 12,400 | $173,000 | thousands by filing date | |
| BANCROFT FUND LTD COM | 59695106 | COM | 10,000 | $173,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 16,600 | $169,000 | thousands by filing date | |
| AIR T INC COM | 9207101 | COM | 16,419 | $169,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 15,000 | $168,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 17,000 | $157,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 15,000 | $151,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 17,880 | $150,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 40,000 | $148,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,513 | $135,000 | thousands by filing date | |
| FROZEN FOOD EXPRESS INDUSTRI | 359360104 | COM | 82,267 | $132,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 339,353 | $122,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 14,024 | $120,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,000 | $120,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 100,000 | $117,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 21,000 | $112,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 20,475 | $111,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 53,600 | $111,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 42,962 | $111,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 13,270 | $110,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 40,000 | $102,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 23,853 | $97,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 21,430 | $92,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 12,163 | $91,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 21,000 | $88,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 70,982 | $74,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 20,200 | $68,000 | thousands by filing date | |
| PROLOR BIOTECH INC | 74344F106 | COM | 10,100 | $64,000 | thousands by filing date | |
| MEMSIC INC | 586264103 | EQUITY | 15,700 | $64,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 20,000 | $60,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 18,922 | $53,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 25,000 | $53,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 12,000 | $40,000 | thousands by filing date | |
| IGO INC | 449593201 | COM | 17,141 | $40,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVIDEN | 21060108 | CONV BONDS | 10,000 | $39,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PLANAR SYSTEMS INC | 726900103 | COM | 17,600 | $30,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 10,000 | $27,000 | thousands by filing date | |
| INTEGRATED INPATIENT SOLUTIONS | 45825F104 | COM | 350,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001162044-13-000787 | this filing | 2013-07-22 | acceptance time not in the bulk data set |