13F-HR filed by HOLLENCREST CAPITAL MANAGEMENT
HOLLENCREST CAPITAL MANAGEMENT filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-13, with 337 holding rows worth $836,680,000.
- Accession
- 0001161722-20-000007
- Filer
- CIK 1161722
- Filed
- 2020-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 524 entries on the cover page, a total value of $836,680,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $834,513,000 with VALUE read as thousands by filing date, 13F file number 028-06753. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 341,666 | $114,421,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 356,421 | $99,028,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 382,566 | $63,747,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 180,028 | $45,245,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 224,058 | $26,148,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 78,962 | $24,293,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 216,466 | $18,843,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 173,733 | $18,325,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 108,945 | $16,038,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 128,970 | $14,936,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 834,937 | $11,990,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 487,148 | $11,726,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 176,367 | $11,305,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 138,637 | $10,396,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 313,161 | $9,805,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,002 | $9,453,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 25,723 | $7,707,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 135,292 | $7,429,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 231,000 | $6,729,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 470,744 | $6,520,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,828 | $6,274,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 54,348 | $6,110,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 28,493 | $6,067,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 514,571 | $5,378,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 12,081 | $5,243,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 284,900 | $5,225,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 27,702 | $5,184,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 376,233 | $5,158,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,040,306 | $4,775,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 20,264 | $4,612,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 87,595 | $4,536,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 125,725 | $4,507,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 33,996 | $4,374,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 87,763 | $4,328,000 | thousands by filing date | |
| 0 | 000000000 | 0 | 243,610 | $4,212,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 111,033 | $4,137,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 25,169 | $3,920,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 146,616 | $3,809,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 130,250 | $3,661,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 150,040 | $3,615,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 116,383 | $3,559,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 29,770 | $3,514,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 37,785 | $3,492,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 41,629 | $3,329,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 51,989 | $3,309,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 77,243 | $2,985,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 57,656 | $2,846,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,545 | $2,778,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,799 | $2,769,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,458 | $2,739,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 49,000 | $2,713,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 29,000 | $2,668,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 72,283 | $2,653,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,954 | $2,554,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 136,006 | $2,540,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,705 | $2,505,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,503 | $2,501,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 117,785 | $2,468,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 35,000 | $2,386,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 29,344 | $2,366,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 106,928 | $2,326,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 35,724 | $2,079,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,394 | $2,043,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 19,666 | $2,005,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 323,816 | $2,005,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,597 | $1,935,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 61,999 | $1,856,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,491 | $1,780,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 30,927 | $1,775,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 33,042 | $1,745,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 131,425 | $1,733,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,213 | $1,724,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,000 | $1,638,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 28,636 | $1,605,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,085 | $1,499,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,980 | $1,464,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 32,949 | $1,421,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15,937 | $1,321,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 38,510 | $1,306,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,558 | $1,283,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 21,371 | $1,269,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 9,829 | $1,234,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,784 | $1,229,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,728 | $1,226,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 17,400 | $1,212,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 80,000 | $1,204,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 23,031 | $1,201,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 48,070 | $1,197,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,287 | $1,191,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,360 | $1,171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 12,013 | $1,170,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,084 | $1,128,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 18,000 | $1,071,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 16,714 | $1,061,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 84,950 | $1,061,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,239 | $1,051,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 23,669 | $1,044,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 22,244 | $1,038,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,209 | $1,014,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,202 | $1,001,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 25,185 | $986,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 70,786 | $984,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,611 | $963,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 16,528 | $961,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 18,813 | $956,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 58,768 | $948,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 11,099 | $947,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 26,000 | $945,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 46,390 | $914,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 25,025 | $912,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 12,624 | $906,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 91,873 | $879,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,524 | $871,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,324 | $844,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 27,449 | $822,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 71,843 | $808,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 22,500 | $805,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 40,500 | $800,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 46,582 | $796,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 101,500 | $753,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 21,600 | $745,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 17,600 | $739,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,536 | $738,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,986 | $718,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,194 | $714,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 48,863 | $711,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 113,823 | $709,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,764 | $706,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 138,733 | $706,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,695 | $705,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 41,128 | $704,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 43,762 | $701,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,226 | $694,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 103,000 | $686,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 18,560 | $682,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 158,200 | $682,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10,489 | $679,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,535 | $678,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 95,095 | $678,000 | thousands by filing date | |
| PORSCHE AUTOMOBILUNSP ADR | 73328P106 | COM | 112,700 | $669,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 46,202 | $662,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 43,258 | $656,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 21,423 | $634,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 14,050 | $625,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,004 | $624,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,680 | $613,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,510 | $611,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,171 | $608,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,726 | $604,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 21,250 | $601,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 30,000 | $599,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 40,000 | $598,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,072 | $586,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,080 | $583,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 8,000 | $581,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,248 | $575,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,588 | $575,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 50,100 | $572,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,049 | $569,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 14,000 | $568,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,720 | $567,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 38,716 | $562,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,108 | $554,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 20,000 | $553,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16,108 | $553,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,790 | $552,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 26,405 | $549,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,200 | $543,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 6,482 | $538,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 14,638 | $529,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 20,000 | $529,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,407 | $525,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,235 | $516,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,167 | $512,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,209 | $499,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,057 | $497,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 25,325 | $475,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,314 | $469,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 88,043 | $457,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 13,660 | $456,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,590 | $451,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,857 | $448,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,479 | $444,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 60,000 | $443,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 83,568 | $440,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,198 | $437,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 7,522 | $435,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 27,553 | $431,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 25,279 | $426,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,907 | $424,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 19,471 | $415,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,464 | $406,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 20,332 | $406,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 32,150 | $392,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 10,121 | $387,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 28,539 | $383,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 19,352 | $380,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,248 | $376,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 51,271 | $375,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 20,799 | $374,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 22,030 | $370,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,365 | $367,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 11,743 | $364,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,894 | $352,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,454 | $351,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,119 | $351,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,088 | $346,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,479 | $339,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 12,025 | $338,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 4,713 | $337,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 16,060 | $337,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 22,655 | $332,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 6,972 | $331,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 11,402 | $326,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,410 | $325,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,002 | $325,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 23,995 | $322,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,969 | $320,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 29,082 | $320,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 242,819 | $315,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,808 | $313,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,580 | $305,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 21,584 | $302,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 888 | $300,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 29,500 | $298,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,596 | $295,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,670 | $295,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 21,000 | $290,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,448 | $288,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 11,711 | $286,000 | thousands by filing date | |
| Keyence Corp | J32491102 | Common Stock | 600 | $279,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 890 | $278,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,691 | $274,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,150 | $274,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 4,400 | $273,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 20,710 | $271,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 7,197 | $269,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,566 | $266,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 553 | $266,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 42,105 | $264,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 13,114 | $263,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 7,000 | $259,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,480 | $258,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,961 | $258,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 44,571 | $256,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 149 | $255,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 61,800 | $253,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,281 | $252,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,336 | $250,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,675 | $248,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,787 | $248,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,060 | $247,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,371 | $247,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 18,413 | $246,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,105 | $245,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 60 | $245,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,685 | $242,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,600 | $241,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 17,795 | $240,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,189 | $239,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,272 | $237,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,150 | $236,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 45,000 | $232,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,263 | $229,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,460 | $229,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,871 | $228,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,430 | $227,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 5,435 | $227,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 20,365 | $226,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 13,366 | $224,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,240 | $223,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,589 | $222,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,171 | $222,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 30,210 | $220,000 | thousands by filing date | |
| ASML Hldgs NV Ord | N07059202 | Equity | 582 | $215,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 18,193 | $210,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,531 | $210,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 988 | $209,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 7,000 | $209,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,125 | $206,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,875 | $204,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 22,032 | $202,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,779 | $202,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 355 | $200,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,080 | $200,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 16,568 | $198,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 90,000 | $192,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 18,401 | $190,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 31,000 | $189,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 11,461 | $187,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 14,500 | $180,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,350 | $176,000 | thousands by filing date | |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 17,800 | $174,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,977 | $172,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 20,188 | $171,000 | thousands by filing date | |
| BANCO BPM SPA ORDF | t1708n101 | COM | 100,000 | $169,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 17,900 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,630 | $165,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,013 | $164,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 39,000 | $157,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,209 | $150,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,000 | $147,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 17,150 | $146,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,920 | $143,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,525 | $138,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 11,805 | $133,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,089 | $133,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,000 | $126,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 33,980 | $125,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 11,623 | $124,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 14,714 | $122,000 | thousands by filing date | |
| Compagnie de Saint-Gobain SA | 204280309 | Equity | 14,062 | $118,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,639 | $114,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 22,980 | $105,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,970 | $99,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 11,351 | $98,000 | thousands by filing date | |
| SUBARU CORP ADR | 86428V104 | COM | 10,000 | $98,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 11,195 | $96,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 11,218 | $92,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 11,859 | $90,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 10,450 | $86,000 | thousands by filing date | |
| ALTAIR - SPECIAL OPPORTUNITY | zzc99d246 | ETF | 73,329 | $86,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 16,000 | $79,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,600 | $78,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,160 | $78,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 12,975 | $78,000 | thousands by filing date | |
| PURE GOLD MINING INC F | 74624e100 | COM | 40,000 | $66,000 | thousands by filing date | |
| ALTAIR - PACIFIC COAST CAP PTN | 92299r115 | ETF | 47,991 | $58,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 29,476 | $55,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,631 | $48,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 13,996 | $26,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 31,000 | $21,000 | thousands by filing date | |
| NOVONIX LTD ORDF | Q6880B109 | USD | 10,000 | $8,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,000 | $6,000 | thousands by filing date | |
| CANOPUS BIOPHARMA INC | 138034103 | COM | 80,000 | $2,000 | thousands by filing date | |
| TABERNA PREFERRED .018 07/05/2 | 87330l200 | PFD | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1/100000TH SPECTRUM GRP FRACTI | jeh63m206 | COM | 48,467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001161722-20-000007 | this filing | 2020-10-13 | acceptance time not in the bulk data set |