13F-HR/A filed by HOLLENCREST CAPITAL MANAGEMENT
HOLLENCREST CAPITAL MANAGEMENT filed this 13F-HR/A for the quarter ended 2018-09-30, filed 2018-11-02, with 328 holding rows worth $813,576,000.
- Accession
- 0001161722-18-000010
- Filer
- CIK 1161722
- Filed
- 2018-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, amendment of type new holdings, 520 entries on the cover page, a total value of $813,576,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $813,576,000 with VALUE read as thousands by filing date, 13F file number 028-06753. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 436,614 | $126,932,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 412,514 | $76,641,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 199,173 | $42,644,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 287,161 | $33,526,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 383,317 | $33,441,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 249,058 | $18,761,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,058 | $18,143,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 186,630 | $17,758,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 259,086 | $13,460,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 304,234 | $13,435,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 324,011 | $12,750,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 109,945 | $11,992,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 34,881 | $10,211,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 359,146 | $9,766,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 108,909 | $8,880,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 138,365 | $8,595,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 305,774 | $8,434,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 82,737 | $8,326,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 644,485 | $8,256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 141,489 | $8,200,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 36,023 | $8,195,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 76,869 | $7,869,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 176,815 | $7,655,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 65,410 | $7,481,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 55,300 | $7,355,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 81,417 | $7,349,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 31,489 | $7,108,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 126,250 | $6,667,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 224,000 | $6,662,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 126,685 | $6,566,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 861,070 | $5,149,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 105,337 | $5,125,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 373,068 | $4,749,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 106,359 | $4,687,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 155,162 | $4,571,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 44,379 | $4,346,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 91,177 | $4,308,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 40,217 | $4,244,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 86,882 | $4,109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 142,563 | $3,933,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 34,283 | $3,831,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 47,786 | $3,735,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 32,536 | $3,602,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 289,371 | $3,600,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 29,922 | $3,310,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 24,000 | $3,263,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 25,169 | $3,262,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 19,941 | $3,211,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 272,400 | $3,182,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 60,371 | $3,113,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 24,000 | $3,092,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 64,627 | $2,985,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40,882 | $2,933,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 900 | $2,880,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 24,910 | $2,863,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 40,627 | $2,762,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 47,797 | $2,607,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 117,735 | $2,538,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 11,319 | $2,496,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 111,033 | $2,326,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 60,010 | $2,285,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,520 | $2,275,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 19,626 | $2,214,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,821 | $2,174,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 191,958 | $2,167,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 21,012 | $2,103,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 39,959 | $2,069,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,277 | $1,993,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 23,129 | $1,925,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 30,334 | $1,918,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 19,216 | $1,917,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 17,297 | $1,758,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,973 | $1,681,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,036 | $1,651,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,987 | $1,641,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,787 | $1,555,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 62,476 | $1,532,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 100,000 | $1,520,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 31,842 | $1,517,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 21,180 | $1,473,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,216 | $1,468,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 17,769 | $1,434,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 19,597 | $1,421,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 8,596 | $1,367,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 49,000 | $1,341,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 197,059 | $1,277,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 70,786 | $1,265,000 | thousands by filing date | |
| FARM CREDIT BANK/TEXAS | 30767E307 | PFD | 1,100 | $1,254,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,540 | $1,233,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,995 | $1,229,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 97,655 | $1,176,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 98,772 | $1,175,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 37,382 | $1,151,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,558 | $1,130,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 21,371 | $1,125,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,968 | $1,101,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 32,000 | $1,080,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 16,000 | $1,072,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 18,572 | $1,056,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 95,873 | $1,054,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,085 | $1,036,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 22,436 | $1,034,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,773 | $1,018,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 42,977 | $1,008,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,238 | $1,003,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 90,250 | $1,000,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 26,000 | $995,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 105,300 | $974,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 11,304 | $940,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,300 | $920,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 11,099 | $897,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 14,000 | $894,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 40,000 | $886,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 33,797 | $856,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 62,700 | $811,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,907 | $809,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 35,979 | $798,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 44,358 | $792,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,123 | $789,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,702 | $763,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 79,394 | $758,000 | thousands by filing date | |
| PORSCHE AUTOMOBILUNSP ADR | 73328P106 | COM | 112,700 | $752,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,634 | $740,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,555 | $737,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 8,200 | $734,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,723 | $707,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,265 | $690,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 22,444 | $689,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 14,000 | $688,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 60,100 | $684,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,363 | $683,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 33,232 | $672,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,139 | $663,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 17,751 | $659,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,200 | $651,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 9,543 | $650,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,051 | $649,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,894 | $648,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 27,000 | $643,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 49,840 | $637,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 48,938 | $620,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,500 | $616,000 | thousands by filing date | |
| ALACER GOLD CORP GAS | 010679108 | COMMON | 397,800 | $616,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,517 | $612,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 11,800 | $609,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,773 | $596,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,000 | $595,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 35,000 | $578,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 31,655 | $576,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 10,500 | $563,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 10,981 | $561,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,000 | $557,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 51,064 | $545,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 23,275 | $539,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 63,110 | $523,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,133 | $521,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 14,558 | $503,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 18,358 | $501,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,319 | $494,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 51,271 | $487,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,086 | $481,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,465 | $479,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 83,568 | $479,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 38,300 | $464,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,081 | $460,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,000 | $460,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,310 | $458,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,616 | $453,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 17,330 | $450,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 27,990 | $449,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,329 | $446,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 31,403 | $437,000 | thousands by filing date | |
| ARTPRICE.COM ORDF | f0405c108 | COM | 28,000 | $436,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,151 | $435,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 23,270 | $431,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 34,406 | $425,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,334 | $408,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,250 | $408,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,235 | $395,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,713 | $392,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,053 | $391,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,670 | $389,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 13,788 | $382,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,392 | $381,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,857 | $372,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 28,984 | $363,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 27,575 | $361,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 29,185 | $357,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 28,915 | $349,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 11,402 | $344,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 173 | $343,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,988 | $340,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,555 | $339,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 29,500 | $336,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,343 | $331,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,640 | $330,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,969 | $330,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 14,833 | $326,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,290 | $325,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 6,819 | $325,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,680 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,000 | $320,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,125 | $318,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 6,199 | $308,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,261 | $307,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,043 | $307,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 21,065 | $306,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 3,520 | $304,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,223 | $302,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,336 | $299,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,580 | $299,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,868 | $299,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,018 | $292,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,000 | $292,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 23,140 | $290,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,100 | $278,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 3,221 | $277,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,488 | $277,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,296 | $273,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 6,972 | $273,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,016 | $270,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,600 | $268,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,635 | $267,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 367,500 | $266,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 14,970 | $265,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,570 | $257,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,304 | $253,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,265 | $252,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,391 | $250,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,860 | $249,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,798 | $244,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 1,000 | $244,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,858 | $241,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 18,413 | $239,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 7,205 | $236,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,282 | $233,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 39,105 | $233,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 725 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,978 | $230,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,799 | $229,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,345 | $225,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,100 | $224,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,184 | $223,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,181 | $221,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,097 | $220,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 7,038 | $219,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,724 | $219,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 16,923 | $218,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 18,320 | $218,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 13,932 | $218,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,000 | $217,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,478 | $216,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 20,632 | $216,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,800 | $216,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 29,174 | $214,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 45,000 | $212,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,300 | $209,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 19,980 | $209,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 10,148 | $208,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 18,046 | $206,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,873 | $205,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 995 | $202,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,013 | $202,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,171 | $202,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 10,000 | $201,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 21,587 | $200,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,977 | $200,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 26,460 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,693 | $197,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 21,571 | $192,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 15,000 | $187,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 15,040 | $186,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,350 | $183,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,500 | $172,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,000 | $170,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 14,435 | $169,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,209 | $167,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 16,213 | $165,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,500 | $159,000 | thousands by filing date | |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 17,800 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,370 | $155,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 12,810 | $153,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 24,637 | $153,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,585 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,630 | $148,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 12,887 | $148,000 | thousands by filing date | |
| SUBARU CORP ADR | 86428V104 | COM | 10,000 | $147,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,965 | $145,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,270 | $140,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,910 | $138,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,000 | $138,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 21,075 | $136,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,730 | $134,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,089 | $133,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,639 | $129,000 | thousands by filing date | |
| SANUWAVE HEALTH INC | 80303D107 | COM | 660,000 | $129,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,000 | $119,000 | thousands by filing date | |
| ALTAIR - PACIFIC COAST CAP PTN | 92299r115 | ETF | 94,410 | $114,000 | thousands by filing date | |
| ALTAIR - SPECIAL OPPORTUNITY | zzc99d246 | ETF | 93,587 | $109,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 11,214 | $105,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,600 | $101,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,600 | $100,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 12,497 | $99,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 10,190 | $93,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 30,139 | $92,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 17,930 | $91,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 11,431 | $78,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,160 | $77,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,500 | $74,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 14,940 | $67,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,500 | $66,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,442 | $64,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,000 | $56,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,115 | $51,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 25,050 | $33,000 | thousands by filing date | |
| KROTON EDUCACIONAL S A SPONSORED ADR | 50106A402 | Stock | 10,832 | $30,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 10,000 | $17,000 | thousands by filing date | |
| BANK OF CHINA LTD COM | Y0698A107 | COM | 32,200 | $14,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,000 | $11,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,000 | $10,000 | thousands by filing date | |
| CANOPUS BIOPHARMA INC | 138034103 | COM | 80,000 | $6,000 | thousands by filing date | |
| GOLDEN QUEEN MINING CO LTD | 38115J100 | FOREIGN STOCK | 10,500 | $1,000 | thousands by filing date | |
| 0 | 000000000 | 0 | 126,953 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QLT Inc Warrants | 746992171 | WT | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QLT Inc Warrants | 746992189 | WT | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TABERNA PREFERRED .018 07/05/2 | 87330l200 | PFD | 2,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1/100000TH SPECTRUM GRP FRACTI | jeh63m206 | COM | 48,467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1/100000 INSIGHT SEL INC | efh81w105 | TAXABLE CEF | 49,520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001161722-18-000009 | superseded | 2018-10-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001161722-18-000010 | this filing | 2018-11-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001161722-19-000007 | base | 2019-05-09 | acceptance time not in the bulk data set |