13F-HR filed by HOLLENCREST CAPITAL MANAGEMENT
HOLLENCREST CAPITAL MANAGEMENT filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-19, with 331 holding rows worth $763,490,000 by the sum of the rows.
- Accession
- 0001161722-18-000006
- Filer
- CIK 1161722
- Filed
- 2018-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 524 entries on the cover page, a total value of $763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $763,490,000 with VALUE read as thousands by filing date, 13F file number 028-06753. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $763,000, about 1/1,000 of the sum of the rows, $763,490,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 434,642 | $115,989,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 406,351 | $63,293,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 198,191 | $39,286,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 288,213 | $34,341,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 261,767 | $16,740,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 191,556 | $15,837,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 341,483 | $15,677,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 339,181 | $14,714,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 129,121 | $13,728,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 284,154 | $13,565,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 324,775 | $12,744,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 306,578 | $12,156,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 111,455 | $10,487,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 99,084 | $10,468,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,648 | $10,114,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 36,913 | $9,924,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 322,561 | $9,003,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 116,558 | $8,953,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 145,321 | $8,622,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 77,538 | $8,219,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 202,549 | $7,855,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 145,646 | $7,831,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 77,154 | $7,752,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 224,000 | $7,396,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 67,650 | $7,073,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 126,231 | $6,764,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 139,072 | $6,419,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 428,415 | $6,281,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 120,829 | $5,335,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 58,143 | $4,973,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 100,586 | $4,893,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 27,021 | $4,573,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 151,273 | $4,465,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 54,557 | $4,326,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 154,802 | $4,266,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 44,393 | $4,195,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 37,703 | $4,122,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 102,617 | $3,930,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 107,335 | $3,888,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 27,299 | $3,677,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 272,400 | $3,650,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 241,846 | $3,408,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 760,040 | $3,290,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 32,234 | $3,289,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 28,640 | $3,267,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 46,007 | $3,235,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 21,334 | $3,170,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 41,813 | $3,112,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 65,088 | $3,077,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 24,000 | $3,069,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 24,769 | $3,010,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 25,169 | $2,986,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 24,000 | $2,922,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 19,836 | $2,790,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 59,941 | $2,750,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 900 | $2,678,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 117,735 | $2,497,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 164,326 | $2,431,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 11,606 | $2,415,000 | thousands by filing date | |
| VTI | 922908769 | COM | 17,582 | $2,413,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 41,143 | $2,341,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 23,108 | $2,341,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 35,709 | $2,275,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 121,275 | $2,117,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 22,029 | $2,024,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 19,528 | $1,925,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 35,072 | $1,907,000 | thousands by filing date | |
| FARM CREDIT BANK/TEXAS | 30767E307 | PFD | 1,600 | $1,904,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,702 | $1,893,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 111,033 | $1,891,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 141,470 | $1,811,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 34,842 | $1,756,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 52,602 | $1,685,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 20,199 | $1,676,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 49,000 | $1,673,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,130 | $1,652,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 16,247 | $1,650,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,096 | $1,607,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,891 | $1,569,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,481 | $1,550,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 21,913 | $1,516,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 64,028 | $1,490,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 70,786 | $1,477,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,380 | $1,430,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,515 | $1,399,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 19,597 | $1,367,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 215,812 | $1,335,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 32,000 | $1,294,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 41,572 | $1,268,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 19,390 | $1,263,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 19,461 | $1,241,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 19,075 | $1,230,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,985 | $1,223,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 52,538 | $1,211,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 18,410 | $1,201,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 95,873 | $1,199,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 21,206 | $1,117,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,236 | $1,106,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 51,591 | $1,087,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 26,000 | $1,058,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,558 | $1,037,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 975 | $1,027,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 41,651 | $1,023,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 17,558 | $1,008,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 85,125 | $971,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 14,000 | $970,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,931 | $968,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 98,772 | $958,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 65,515 | $948,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 82,775 | $926,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,085 | $900,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 35,107 | $892,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 11,099 | $886,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 8,574 | $877,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 61,297 | $877,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 77,800 | $864,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,267 | $855,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 36,757 | $844,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 79,394 | $841,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 21,717 | $826,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 11,402 | $824,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 14,000 | $811,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,000 | $811,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 19,000 | $806,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,128 | $802,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 62,800 | $784,000 | thousands by filing date | |
| PORSCHE AUTOMOBILUNSP ADR | 73328P106 | COM | 92,700 | $773,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 37,040 | $747,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 24,000 | $746,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 17,000 | $739,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 17,486 | $735,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 52,638 | $724,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,624 | $717,000 | thousands by filing date | |
| ALACER GOLD CORP GAS | 010679108 | COMMON | 403,060 | $715,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 43,188 | $711,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 49,840 | $701,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,928 | $683,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 22,000 | $682,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 60,275 | $674,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,837 | $666,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 63,110 | $649,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 35,000 | $644,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 27,559 | $639,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,366 | $638,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,200 | $636,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,725 | $630,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 12,182 | $619,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 31,725 | $602,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 25,745 | $598,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 31,655 | $597,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 19,522 | $594,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,890 | $577,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,035 | $567,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 7,000 | $567,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,690 | $566,000 | thousands by filing date | |
| ARTPRICE.COM ORDF | f0405c108 | COM | 28,000 | $566,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,053 | $555,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 83,568 | $545,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 38,300 | $539,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,331 | $536,000 | thousands by filing date | |
| ALTAIR - SPECIAL OPPORTUNITY | zzc99d246 | ETF | 445,604 | $536,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 8,730 | $515,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 7,343 | $513,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 6,051 | $511,000 | thousands by filing date | |
| 0 | 000000000 | 0 | 629,372 | $510,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,136 | $507,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,710 | $507,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,235 | $496,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 35,400 | $496,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 27,911 | $493,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 14,000 | $482,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 17,480 | $482,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,882 | $479,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 9,700 | $478,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 51,271 | $473,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 13,973 | $468,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,846 | $462,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,000 | $448,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,000 | $442,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,870 | $438,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 14,023 | $427,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,000 | $418,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 18,588 | $417,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,286 | $416,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 28,140 | $411,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 28,735 | $408,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,212 | $402,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 28,915 | $399,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 11,402 | $392,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,937 | $389,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 29,185 | $384,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 4,250 | $368,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,978 | $366,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 172,570 | $365,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 13,334 | $363,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 15,500 | $360,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 32,804 | $354,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 26,745 | $352,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,181 | $351,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 201 | $349,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,129 | $345,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 22,239 | $343,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,235 | $341,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 97 | $340,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 13,868 | $338,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 6,972 | $337,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,153 | $333,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,463 | $329,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,279 | $329,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,354 | $324,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 31,236 | $323,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 23,140 | $315,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 18,000 | $308,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,039 | $306,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,941 | $303,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,284 | $302,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 8,544 | $292,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,182 | $287,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 20,000 | $278,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,100 | $275,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,744 | $272,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 29,500 | $272,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,234 | $271,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 300,000 | $267,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 19,509 | $266,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,336 | $265,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 14,970 | $263,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,857 | $258,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,600 | $256,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,480 | $254,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,304 | $253,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 4,978 | $249,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,184 | $249,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 17,100 | $248,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 19,629 | $246,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,860 | $245,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,401 | $244,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,125 | $243,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 18,320 | $242,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,678 | $241,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 7,985 | $241,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,525 | $240,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,000 | $240,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 12,925 | $240,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,444 | $239,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 18,413 | $239,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,827 | $238,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 27,740 | $237,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 15,000 | $234,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 19,660 | $234,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 6,085 | $232,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,223 | $231,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 26,460 | $229,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,500 | $228,000 | thousands by filing date | |
| ALTAIR - PACIFIC COAST CAP PTN | 92299r115 | ETF | 188,820 | $228,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,028 | $227,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 5,000 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,712 | $222,000 | thousands by filing date | |
| ALTAIR - GOLUB CAPITAL VIIILP | 92299q117 | ETF | 221,387 | $222,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,000 | $221,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 10,519 | $220,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,300 | $218,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,799 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 15,250 | $217,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,106 | $210,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 7,205 | $207,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,064 | $206,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 19,980 | $205,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 8,923 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,411 | $202,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 15,040 | $202,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 18,977 | $198,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 15,272 | $192,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,600 | $187,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,075 | $184,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,095 | $177,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,350 | $176,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,466 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,370 | $171,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,500 | $171,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,500 | $170,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 44,396 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 12,630 | $165,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,497 | $164,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 45,000 | $162,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,212 | $162,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 10,585 | $160,000 | thousands by filing date | |
| SANUWAVE HEALTH INC | 80303D107 | COM | 660,000 | $160,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 12,620 | $159,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,089 | $154,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,270 | $152,000 | thousands by filing date | |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 17,800 | $152,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,000 | $150,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 14,040 | $147,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,730 | $145,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,639 | $139,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,910 | $138,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,400 | $135,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 17,000 | $132,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,965 | $130,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 15,087 | $128,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,090 | $116,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 11,762 | $111,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 17,673 | $108,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 32,105 | $107,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,600 | $105,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 10,176 | $104,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,600 | $99,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 12,000 | $98,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 11,100 | $89,000 | thousands by filing date | |
| Emerald Health Therapeutics Inc | 29102R106 | Common / Ordinary Stock | 20,000 | $86,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,160 | $85,000 | thousands by filing date | |
| ALTAIR - SENIOR HOUSING FUND I | 021LU1558 | ETF | 74,744 | $73,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,000 | $65,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 14,790 | $59,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,525 | $56,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 25,050 | $35,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $33,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,000 | $26,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 30,000 | $21,000 | thousands by filing date | |
| CANOPUS BIOPHARMA INC | 138034103 | COM | 80,000 | $18,000 | thousands by filing date | |
| BANK OF CHINA LTD COM | Y0698A107 | COM | 32,200 | $16,000 | thousands by filing date | |
| First Pacific Company LTD | G34804107 | COM | 20,870 | $14,000 | thousands by filing date | |
| BILLABONG INTL NEW ORD F | q1502g206 | COM | 16,840 | $13,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,000 | $11,000 | thousands by filing date | |
| PURATION INCORPORATED | 74609P104 | com | 50,000 | $4,000 | thousands by filing date | |
| QLT Inc Warrants | 746992171 | WT | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QLT Inc Warrants | 746992189 | WT | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TABERNA PREFERRED .018 07/05/2 | 87330l200 | PFD | 2,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1/100000TH SPECTRUM GRP FRACTI | jeh63m206 | COM | 48,467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1/100000 INSIGHT SEL INC | efh81w105 | TAXABLE CEF | 49,520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001161722-18-000006 | this filing | 2018-01-19 | acceptance time not in the bulk data set |