13F-HR filed by HOLLENCREST CAPITAL MANAGEMENT
HOLLENCREST CAPITAL MANAGEMENT filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-23, with 406 holding rows worth $577,523,000 by the sum of the rows.
- Accession
- 0001161722-15-000004
- Filer
- CIK 1161722
- Filed
- 2015-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 796 entries on the cover page, a total value of $665,065,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $577,523,000 with VALUE read as thousands by filing date, 13F file number 028-06753. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $665,065,000, 15% more than the sum of the rows, $577,523,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| United Parcel Service,Inc. Class B | 911312106 | COM | 310,447 | $30,638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 197,712 | $25,781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 304,718 | $20,181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 264,821 | $19,665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 434,463 | $17,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 714,873 | $16,199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 202,294 | $15,526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 688,712 | $12,865,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 248,640 | $12,099,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 328,335 | $11,646,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 181,039 | $9,894,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 94,008 | $9,883,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 135,716 | $9,104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN GATE CAP OPPTNTY FD LP | 999193816 | LP | 6,451,797 | $8,313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 42,990 | $8,285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 305,040 | $7,693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 94,821 | $7,522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 94,731 | $7,195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 245,466 | $6,613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 435,979 | $6,535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 307,736 | $6,386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 197,813 | $6,213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 51,224 | $5,947,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 135,982 | $5,916,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 142,910 | $5,733,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 199,863 | $5,606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,232,685 | $5,547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 54,785 | $5,497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Maingate MLP Fund Class I | 560599201 | mf | 561,642 | $5,442,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 164,856 | $5,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 126,627 | $5,193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 104,515 | $5,162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 0 | 000000000 | 0 | 1,232,040 | $4,824,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 184,000 | $4,552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 45,645 | $4,319,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 37,667 | $3,972,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPY | 78462F103 | SHS | 20,678 | $3,963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 55,080 | $3,837,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 7,491 | $3,835,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 33,761 | $3,699,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287457 | COM | 41,600 | $3,536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 69,860 | $3,499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 30,472 | $3,361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 222,820 | $3,119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 287,720 | $3,047,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 32,708 | $3,042,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares TIPS Bond ETF | 464287176 | SHS | 25,133 | $2,782,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 182,394 | $2,612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 159,511 | $2,527,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 57,082 | $2,526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 22,660 | $2,500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 41,792 | $2,395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 151,926 | $2,367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell Midcap ETF | 464287499 | SHS | 14,243 | $2,215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 73,236 | $2,207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHENOL CORP NEW | 032095101 | COM | 41,240 | $2,102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 28,791 | $2,078,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA REP BANCORP COM | 13056P100 | COM | 70,000 | $2,058,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 37,238 | $2,025,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARM CREDIT BANK/TEXAS | 30767E307 | PFD | 1,600 | $1,993,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 26,887 | $1,983,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 21,334 | $1,976,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 19,250 | $1,931,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 52,976 | $1,913,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 25,559 | $1,900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 37,737 | $1,872,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 47,259 | $1,859,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 17,154 | $1,836,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 900 | $1,757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 24,110 | $1,734,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 51,000 | $1,726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 17,073 | $1,686,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 22,574 | $1,642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 15,718 | $1,572,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 20,289 | $1,532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 82,035 | $1,508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 363,600 | $1,476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 279,551 | $1,459,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,550 | $1,381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 36,232 | $1,335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 63,588 | $1,324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 19,597 | $1,317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FNFV GROUP | 31620R402 | COM | 111,033 | $1,301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 20,862 | $1,272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 45,000 | $1,251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 12,701 | $1,185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 95,849 | $1,159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 22,485 | $1,135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LITHIA MTRS INC COM | 536797103 | Stock | 10,351 | $1,119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 7,675 | $1,109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,854 | $1,105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 71,061 | $1,100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46434V548 | EXCHANGE TRADED | 66,784 | $1,095,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYSON FOODS INC CL A | 902494103 | Stock | 24,940 | $1,075,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 50,507 | $1,052,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 41,673 | $1,038,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 17,230 | $1,036,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 165,661 | $1,015,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 23,154 | $1,013,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 10,461 | $987,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 10,024 | $984,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 19,042 | $978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,963 | $967,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 36,822 | $966,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 23,440 | $965,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8,323 | $948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 18,735 | $928,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERBALIFE LTD | KYG4412G1 | COM | 16,750 | $913,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 13,888 | $900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEATTLE GENETICS INC | 812578102 | COM | 22,800 | $879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 44,000 | $862,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,647 | $851,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 25,657 | $836,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 32,166 | $825,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 53,482 | $800,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALACER GOLD CORP GAS | 010679108 | COMMON | 351,410 | $784,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 170,000 | $775,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACWEST BANCORP DEL | 695263103 | COM | 17,913 | $767,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Western Midstream Partners | 95825r103 | COM | 19,374 | $764,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL GOLDTRUST | 153546106 | TR U | 18,000 | $714,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 45,000 | $707,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 32,000 | $702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 8,349 | $698,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VWO | 922042858 | SHS | 21,008 | $695,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,461 | $689,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 16,069 | $689,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 22,448 | $682,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 53,977 | $678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287101 | S&P 100 ETF | 7,969 | $676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 16,755 | $674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,491 | $673,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NESTLE SA ADR | 641069406 | COM | 8,862 | $667,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 9,461 | $657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 67,900 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 8,257 | $652,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 38259p508 | COM | 1,011 | $645,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,085 | $629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 47,150 | $627,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTAIR - SPECIAL OPPORTUNITY | zzc99d246 | ETF | 451,084 | $625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 35,400 | $605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 177,570 | $595,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOROX CO DEL | 189054109 | COM | 4,986 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,260 | $575,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,089 | $572,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 8,490 | $570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOOGLE INC | 38259P706 | CL C | 931 | $566,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 14,618 | $564,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,167 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,129 | $553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,345 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 23,629 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,501 | $543,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 61,262 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 34,368 | $538,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 9,800 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 5,221 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 28,995 | $529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 6,639 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,758 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 11,636 | $520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,415 | $520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGA RES CORP COM | 87612G101 | Stock | 10,040 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,543 | $516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARAMARK COM | 03852U106 | Stock | 17,374 | $515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 25,282 | $510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 83,568 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 28,545 | $506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 8,397 | $504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 39,399 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 40,568 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 45,025 | $489,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINKEDIN CORP | 53578A108 | COM | 2,550 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,791 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,200 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 8,880 | $483,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 25,810 | $472,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARM CREDIT BK OF TEXAS-CALL-144A | 30767E406 | Pref | 4,500 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTPRICE.COM SAINT ROMAIN AU M | 5869240 | COM | 28,000 | $462,000 | thousands by filing date | The CUSIP as filed is malformed.The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,541 | $461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,005 | $457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANERA BREAD CO | 69840W108 | CL A | 2,362 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 10,130 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 2,174 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCORA INC COM | 03073E105 | Stock | 4,748 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 45,000 | $449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIME WARNER INC | 887317303 | COM NEW | 6,469 | $445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,786 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 13,053 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 13,000 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 7,844 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 5,110 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 7,341 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERSHEY CO COM | 427866108 | Stock | 4,485 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 42,640 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR REIT | 66704R704 | Common Stock | 33,010 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,340 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 51,105 | $402,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 54,032 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCOA INC | 013817101 | COM | 40,944 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHAMBERS STR PPTYS | 157842105 | COM | 60,575 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 28,060 | $389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLIE MAE INC | 28849P100 | COM | 5,800 | $386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375N103 | COM | 45,827 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 27,420 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,746 | $380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 8,141 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,958 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUNGE LTD | G16962105 | COM | 5,124 | $375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 17,538 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KROGER CO COM | 501044101 | Stock | 10,353 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,210 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 51,167 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 12,721 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTAIR - GLOBAL ASSET ALLOC FU | zzc99q403 | ETF | 350,000 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 25,350 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Northern Global Real Estate In | 665162541 | Com | 38,492 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 46,877 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,580 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLUMINA INC | 452327109 | COM | 2,010 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DWS Mun Income Tr | 25160C106 | COM | 26,720 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 23,300 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,190 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX CORP | 984121103 | COM | 35,159 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 20,000 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,660 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 2,288 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857202 | CL B | 8,273 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 154,203 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 23,180 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,270 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,686 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,817 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 26,745 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 22,660 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIBANK FCB - CALLABLE | 00850L203 | Pref | 3,000 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 24,130 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 3,176 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 19,620 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,176 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,983 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,899 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 7,500 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,729 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMDOCS LTD | G02602103 | SHS | 5,260 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,304 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 49,084 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 22,060 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,000 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,336 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Northern Trust Ser C Prp Mty P | 665859872 | PFD | 11,500 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Transition Therapeutics, Inc. | 893716209 | COM | 162,196 | $290,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 19,696 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 16,150 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTAIR - PACIFIC COAST CAP PTN | 92299r115 | ETF | 221,724 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 50,000 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,773 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 20,760 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117100 | COM | 8,055 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 6,972 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 2,417 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 20,260 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| US BANCORP | 902973155 | Common Stock | 12,700 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,500 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 28,154 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 5,670 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,465 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 21,680 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,403 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 3,915 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 3,420 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 20,800 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,517 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 20,830 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 575 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 18,413 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 5,545 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,369 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,080 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDSTAR SYS INC COM | 515098101 | Stock | 4,034 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,625 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 9,596 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 9,950 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 19,055 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 30,520 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COBANK ACB | 19075Q862 | Pref | 2,500 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,755 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 25,768 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,771 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 1,734 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,037 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares CEF Income Composite | 73936Q843 | Com | 11,721 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,319 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,168 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVS Health Corporation | 126650100 | COM | 2,509 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,142 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,235 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 16,230 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 1,731 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,774 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,527 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 17,740 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apollo Global Management | 037612306 | COM | 13,763 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR Financial7.375% Perp Call | 48248a603 | PFD | 9,000 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTE ENERGY CO COM | 233331107 | Stock | 2,925 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 8,500 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,691 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,555 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,907 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 15,018 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTAIR - RIMROCK LP CLASSA | 922997861 | ETF | 190,000 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 13,000 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hillman Group Capital 11.60% | 43162L206 | COM | 7,575 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTAIR - GOLUB CAPITAL VIIILP | 92299q117 | ETF | 223,933 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,230 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 15,947 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 42,868 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 34,174 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 27,740 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC STORAGE CL A | 74460W792 | PFDs, REITs, | 8,500 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,800 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 16,100 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,211 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA COLA CONS INC | 191098102 | COM | 1,090 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 14,230 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BILLABONG INTL LTD ORD F | q1502g107 | COM | 460,530 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 26,110 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,229 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,199 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 23,431 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 2,075 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,600 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XL GROUP PLC | G98290102 | SHS | 5,662 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Sumitomo Corporation | J77282119 | COM | 21,160 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 7,500 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,592 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,370 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,830 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 28,866 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHINSEI BANK LTD | J7385L103 | COM | 96,500 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,070 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 18,840 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 17,475 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 14,010 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,600 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 12,354 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,669 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,050 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,370 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD NATL BANCORP IND | 680033107 | COM | 12,365 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,400 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,392 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 14,332 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,035 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,085 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,826 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,765 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,900 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 27,754 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 14,040 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075402 | COM | 10,900 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 25,615 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAIRFAX FINANCIA 5 PFD | 303901847 | ps | 12,870 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,866 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,760 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,300 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 16,880 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,910 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,200 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,000 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,870 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 14,177 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,189 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 16,969 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 12,717 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 17,800 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 20,000 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,630 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 180,000 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,510 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927102 | COMMON STOCK | 30,000 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 472,623 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,051 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,203 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,810 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 16,605 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesco PLC | G87621101 | COM | 20,600 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH COAL INC | 039380308 | Common Stock | 17,049 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,675 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENVEO INC | 15670S105 | COM | 21,000 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN COLOMBIA GOLD CORP | 38501d204 | COM | 276,250 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 19,203 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 50,675 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 10,000 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 18,580 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANOPUS BIOPHARMA INC | 138034103 | COM | 80,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF CHINA LTD COM | Y0698A107 | COM | 32,200 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 29,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Global Clean Energy | 378989107 | COM | 298,814 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SDX ENERGY INC COM NPV ISIN#CA | 811375104 | COM | 34,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUTWATER SELECT INCOME FUN | cdc229100 | COM | 49,520 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TABERNA PREFERRED .018 07/05/2 | 87330l200 | PFD | 500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| 1/100000TH SPECTRUM GRP FRACTI | jeh63m206 | COM | 48,467 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TRANSWORLD BENEFITS IXXX REGIS | 894073105 | COM | 104,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL GUARDIAN HLDGS | 913586103 | COM | 13,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| BALSAM VENTURES INC COMNEW | 058820200 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001161722-15-000004 | this filing | 2015-10-23 | acceptance time not in the bulk data set |