13F-HR filed by HOLLENCREST CAPITAL MANAGEMENT
HOLLENCREST CAPITAL MANAGEMENT filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-08, with 433 holding rows worth $695,490,000 by the sum of the rows.
- Accession
- 0001161722-15-000003
- Filer
- CIK 1161722
- Filed
- 2015-07-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 856 entries on the cover page, a total value of $787,850,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $695,490,000 with VALUE read as thousands by filing date, 13F file number 028-06753. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $787,850,000, 13% more than the sum of the rows, $695,490,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| United Parcel Service,Inc. Class B | 911312106 | COM | 311,128 | $30,151,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 199,582 | $27,166,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 312,935 | $23,280,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 271,053 | $20,731,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 331,050 | $20,390,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 98,122 | $20,198,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 438,490 | $18,153,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 713,113 | $17,386,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 204,484 | $17,046,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 149,973 | $15,703,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 614,733 | $15,245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 250,430 | $14,324,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 328,657 | $12,157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 221,743 | $9,792,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 93,596 | $9,068,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 317,817 | $8,444,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 136,024 | $8,406,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 40,035 | $8,296,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 167,208 | $8,098,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 203,356 | $8,053,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 98,552 | $8,014,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 96,701 | $7,753,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 266,351 | $7,700,000 | thousands by filing date | |
| GOLDEN GATE CAP OPPTNTY FD LP | 999193816 | LP | 6,137,082 | $7,516,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 150,365 | $7,276,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 307,457 | $6,982,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 207,194 | $6,947,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 59,941 | $6,937,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 117,519 | $6,691,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 137,952 | $6,430,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,204,976 | $5,977,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 201,097 | $5,936,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 55,415 | $5,837,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 146,648 | $5,753,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 128,273 | $5,567,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 373,599 | $5,406,000 | thousands by filing date | |
| 0 | 000000000 | 0 | 1,234,449 | $5,295,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 44,007 | $5,074,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,595 | $4,715,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 45,745 | $4,569,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 144,000 | $4,015,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 57,621 | $3,869,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 35,191 | $3,766,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 34,536 | $3,757,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,833 | $3,400,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 287,720 | $3,355,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 126,463 | $3,331,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 32,406 | $3,209,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 68,524 | $3,026,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 25,294 | $2,834,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 162,919 | $2,773,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 186,114 | $2,771,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 66,056 | $2,662,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 34,712 | $2,645,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 35,164 | $2,643,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 53,128 | $2,619,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,801 | $2,479,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 38,791 | $2,463,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 41,576 | $2,410,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 159,511 | $2,407,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 78,137 | $2,377,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 172,626 | $2,325,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 42,074 | $2,324,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 12,995 | $2,213,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,773 | $2,173,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 26,887 | $2,113,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 19,250 | $2,061,000 | thousands by filing date | |
| CALIFORNIA REP BANCORP COM | 13056P100 | COM | 70,000 | $2,055,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,944 | $2,050,000 | thousands by filing date | |
| FARM CREDIT BANK/TEXAS | 30767E307 | PFD | 1,600 | $1,985,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 17,074 | $1,981,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 40,483 | $1,980,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 45,888 | $1,921,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 363,600 | $1,916,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 25,993 | $1,907,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 20,909 | $1,874,000 | thousands by filing date | |
| 1/100 Berkshire Hath A | 084990175 | BRKA | 900 | $1,844,000 | thousands by filing date | |
| VTI | 922908769 | COM | 17,019 | $1,822,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 285,592 | $1,788,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 89,339 | $1,769,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 59,112 | $1,767,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 16,204 | $1,735,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 111,033 | $1,708,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 75,398 | $1,667,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 15,659 | $1,663,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 39,017 | $1,595,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,155 | $1,569,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,550 | $1,516,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 20,224 | $1,510,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,426 | $1,503,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 40,000 | $1,497,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 16,620 | $1,485,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 19,597 | $1,342,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 161,731 | $1,323,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 71,061 | $1,321,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 95,844 | $1,318,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,241 | $1,307,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 22,414 | $1,264,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 52,598 | $1,229,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 44,646 | $1,226,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 170,000 | $1,226,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 65,553 | $1,196,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 10,350 | $1,171,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 19,474 | $1,169,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,679 | $1,133,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 21,638 | $1,130,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,359 | $1,129,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,046 | $1,125,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 22,924 | $1,110,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 45,000 | $1,103,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 25,654 | $1,094,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,259 | $1,083,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 32,000 | $1,048,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,875 | $1,047,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8,323 | $1,032,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,074 | $925,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 16,750 | $923,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 10,323 | $921,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,762 | $872,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 18,169 | $849,000 | thousands by filing date | |
| ALACER GOLD CORP GAS | 010679108 | COMMON | 351,410 | $831,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,611 | $830,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 45,000 | $823,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,465 | $807,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,934 | $791,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 53,482 | $769,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 4,929 | $762,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 147,239 | $755,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,595 | $747,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 18,000 | $739,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,827 | $737,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,525 | $731,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,836 | $728,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,150 | $725,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 7,969 | $724,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 71,150 | $716,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,069 | $713,000 | thousands by filing date | |
| 38259p508 | COM | 1,281 | $692,000 | thousands by filing date | ||
| TIME WARNER INC | 887317303 | COM NEW | 7,857 | $686,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,222 | $675,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 8,085 | $671,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 53,977 | $668,000 | thousands by filing date | |
| ALTAIR - SPECIAL OPPORTUNITY | zzc99d246 | ETF | 518,410 | $668,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 35,400 | $660,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 177,570 | $659,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,895 | $655,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 27,150 | $646,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 8,715 | $641,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 8,862 | $639,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,224 | $637,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,333 | $636,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,053 | $627,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 43,200 | $626,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,601 | $623,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 83,568 | $609,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 13,000 | $607,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 8,307 | $605,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 20,000 | $604,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 61,262 | $602,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,652 | $601,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 29,810 | $601,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 53,694 | $600,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,619 | $599,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 45,025 | $598,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 9,800 | $597,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,103 | $590,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,360 | $587,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,487 | $582,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,548 | $577,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,618 | $573,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,363 | $573,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 9,066 | $567,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,358 | $562,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 9,830 | $562,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 25,520 | $561,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,811 | $558,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,916 | $552,000 | thousands by filing date | |
| Northern Tax Adv Ultra Sht F/I | 665162459 | COM | 54,497 | $552,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,754 | $542,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12,846 | $538,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 39,399 | $531,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,200 | $530,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 28,995 | $527,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 5,475 | $524,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 12,397 | $520,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,471 | $516,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 47,490 | $514,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 40,565 | $514,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 8,541 | $508,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,791 | $507,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 29,190 | $503,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 26,941 | $502,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 32,043 | $502,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 25,195 | $501,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 5,715 | $501,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 15,970 | $495,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 8,785 | $487,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,908 | $476,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,660 | $466,000 | thousands by filing date | |
| FARM CREDIT BK OF TEXAS-CALL-144A | 30767E406 | Pref | 4,500 | $466,000 | thousands by filing date | |
| ARTPRICE.COM SAINT ROMAIN AU M | 5869240 | COM | 28,000 | $462,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schlumberger Limited | 806857108 | COM | 5,275 | $455,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,473 | $454,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,909 | $446,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 7,940 | $441,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 55,150 | $438,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,309 | $437,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 11,471 | $436,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,134 | $432,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 57,605 | $428,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,407 | $426,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,929 | $426,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,829 | $426,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,418 | $422,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,786 | $415,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 49,677 | $411,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 51,146 | $408,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 6,972 | $402,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,911 | $395,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 17,538 | $392,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 7,938 | $388,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 36,405 | $388,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 31,840 | $386,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,711 | $385,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 5,500 | $384,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,644 | $379,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 28,060 | $378,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 27,420 | $377,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,190 | $373,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 50,000 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,210 | $371,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,400 | $370,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,995 | $370,000 | thousands by filing date | |
| Northern Global Real Estate In | 665162541 | Com | 38,127 | $370,000 | thousands by filing date | |
| ALTAIR - GLOBAL ASSET ALLOC FU | zzc99q403 | ETF | 350,000 | $369,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,182 | $367,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,761 | $364,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 6,665 | $364,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 748 | $363,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,429 | $360,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,768 | $358,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,785 | $358,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 25,350 | $356,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,329 | $347,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,435 | $346,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,500 | $346,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 32,317 | $345,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 162,196 | $341,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 14,000 | $339,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,691 | $337,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 26,720 | $337,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 23,300 | $336,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,535 | $333,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 23,180 | $315,000 | thousands by filing date | |
| AGRIBANK FCB - CALLABLE | 00850L203 | Pref | 3,000 | $315,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 5,479 | $314,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 22,660 | $313,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,593 | $312,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 24,130 | $311,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,686 | $308,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 20,260 | $306,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,083 | $305,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 7,950 | $304,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 13,744 | $304,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 2,357 | $303,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 3,367 | $299,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 6,390 | $299,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,369 | $296,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,000 | $295,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 19,595 | $294,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 3,124 | $294,000 | thousands by filing date | |
| Northern Trust Ser C Prp Mty P | 665859872 | PFD | 11,500 | $294,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,043 | $292,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 482,600 | $290,000 | thousands by filing date | |
| ALTAIR - PACIFIC COAST CAP PTN | 92299r115 | ETF | 231,444 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,512 | $289,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 8,650 | $288,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 4,414 | $286,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 21,680 | $284,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,322 | $283,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,442 | $283,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 4,220 | $282,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 12,700 | $282,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 15,950 | $281,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 22,060 | $281,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,894 | $280,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 25,768 | $280,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 19,696 | $279,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 10,985 | $277,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 22,896 | $276,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 20,760 | $276,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,625 | $275,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 16,230 | $273,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,263 | $271,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 20,800 | $270,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,938 | $269,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 11,721 | $268,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 7,500 | $265,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,540 | $264,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 20,830 | $262,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,527 | $260,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,771 | $260,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,580 | $259,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 16,209 | $258,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 13,000 | $257,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,235 | $254,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,800 | $254,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 18,413 | $253,000 | thousands by filing date | |
| COBANK ACB | 19075Q862 | Pref | 2,500 | $250,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 9,950 | $249,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 19,055 | $246,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,898 | $244,000 | thousands by filing date | |
| Sumitomo Corporation | J77282119 | COM | 20,760 | $242,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,300 | $241,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 41,929 | $241,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 30,520 | $241,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,037 | $239,000 | thousands by filing date | |
| KKR Financial7.375% Perp Call | 48248a603 | PFD | 9,000 | $235,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 16,168 | $234,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 17,740 | $234,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 8,500 | $231,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,129 | $230,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 858 | $230,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,600 | $229,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 23,431 | $228,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,717 | $227,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,741 | $226,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,677 | $226,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 2,843 | $226,000 | thousands by filing date | |
| ALTAIR - RIMROCK LP CLASSA | 922997861 | ETF | 190,000 | $226,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,469 | $223,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,851 | $223,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 5,978 | $222,000 | thousands by filing date | |
| Hillman Group Capital 11.60% | 43162L206 | COM | 7,575 | $222,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,380 | $221,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 9,335 | $221,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,230 | $220,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 5,981 | $219,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 8,000 | $219,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 9,586 | $219,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 6,823 | $218,000 | thousands by filing date | |
| ALTAIR - GOLUB CAPITAL VIIILP | 92299q117 | ETF | 217,327 | $216,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 15,018 | $215,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 11,678 | $214,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 28,866 | $213,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,066 | $213,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 4,462 | $213,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 16,100 | $213,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 27,740 | $213,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,369 | $212,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,233 | $212,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 2,571 | $211,000 | thousands by filing date | |
| PUBLIC STORAGE CL A | 74460W792 | PFDs, REITs, | 8,500 | $211,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 29,709 | $209,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 8,590 | $209,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,640 | $208,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,825 | $208,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 6,883 | $207,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 14,230 | $206,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 23,800 | $205,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 18,160 | $205,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,305 | $203,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,060 | $203,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 18,840 | $203,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 5,974 | $203,000 | thousands by filing date | |
| BILLABONG INTL LTD ORD F | q1502g107 | COM | 460,530 | $203,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,812 | $201,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,600 | $200,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 14,370 | $195,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 17,035 | $193,000 | thousands by filing date | |
| SHINSEI BANK LTD | J7385L103 | COM | 95,000 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,830 | $191,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 180,000 | $189,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,070 | $184,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,900 | $183,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,740 | $183,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 12,085 | $181,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 14,332 | $181,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 14,010 | $179,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 27,749 | $179,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,125 | $175,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,826 | $175,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 10,660 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,400 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,370 | $165,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,142 | $165,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,200 | $161,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 16,880 | $155,000 | thousands by filing date | |
| FAIRFAX FINANCIA 5 PFD | 303901847 | ps | 10,870 | $155,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 14,040 | $144,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,600 | $143,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,000 | $142,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,866 | $138,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 13,777 | $138,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,760 | $137,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 16,077 | $137,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 10,300 | $135,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,910 | $127,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 30,000 | $124,000 | thousands by filing date | |
| AIA GROUP LTD | Y002A1105 | FOREIGN | 17,800 | $117,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,189 | $112,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,000 | $104,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 15,343 | $102,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 14,630 | $101,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,510 | $94,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 19,203 | $89,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 14,605 | $86,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,051 | $77,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,810 | $76,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,203 | $72,000 | thousands by filing date | |
| Tesco PLC | G87621101 | COM | 20,600 | $69,000 | thousands by filing date | |
| GRAN COLOMBIA GOLD CORP | 38501d204 | COM | 276,250 | $65,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 170,498 | $58,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,443 | $54,000 | thousands by filing date | |
| Barclays PLC | G08036124 | COM | 11,150 | $46,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 21,000 | $45,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,000 | $43,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 18,579 | $41,000 | thousands by filing date | |
| Singapore Telecommunications L | Y79985209 | COM | 11,000 | $34,000 | thousands by filing date | |
| Lloyds Banking Group PLC | G5533W248 | COM | 21,100 | $28,000 | thousands by filing date | |
| CANOPUS BIOPHARMA INC | 138034103 | COM | 80,000 | $21,000 | thousands by filing date | |
| BANK OF CHINA LTD COM | Y0698A107 | COM | 32,200 | $21,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 37,700 | $20,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 29,000 | $14,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,000 | $7,000 | thousands by filing date | |
| SITO MOBILE LTD. | 82988R104 | COM | 17,500 | $7,000 | thousands by filing date | |
| Global Clean Energy | 378989107 | COM | 298,814 | $2,000 | thousands by filing date | |
| SDX ENERGY INC COM NPV ISIN#CA | 811375104 | COM | 34,000 | $1,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FUN | cdc229100 | COM | 49,520 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1/100000TH SPECTRUM GRP FRACTI | jeh63m206 | COM | 48,467 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSWORLD BENEFITS IXXX REGIS | 894073105 | COM | 104,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL GUARDIAN HLDGS | 913586103 | COM | 13,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALSAM VENTURES INC COMNEW | 058820200 | COM | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001161722-15-000003 | this filing | 2015-07-08 | acceptance time not in the bulk data set |