13F-HR filed by Penn Capital Management Company, LLC
Penn Capital Management Company, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 259 holding rows worth $1,432,416,000.
- Accession
- 0001158202-18-000001
- Filer
- CIK 1158202
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 259 entries on the cover page, a total value of $1,432,416,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,432,416,000 with VALUE read as thousands by filing date, 13F file number 028-11296. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,546,256 | $26,053,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 306,528 | $24,192,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 614,825 | $23,346,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,938,030 | $22,987,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 618,238 | $21,049,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 657,511 | $20,853,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 833,648 | $20,668,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 265,690 | $20,320,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 215,966 | $19,227,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 335,128 | $19,127,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 515,364 | $19,057,000 | thousands by filing date | |
| KEANE GROUP INC | 48669A108 | COM | 992,784 | $18,983,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 327,177 | $18,512,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 324,961 | $17,519,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 770,226 | $17,081,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,194,601 | $16,868,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 504,679 | $15,898,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 334,297 | $15,385,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 741,864 | $15,339,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 162,817 | $15,099,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 478,277 | $15,006,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 290,659 | $14,933,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 948,520 | $14,343,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 69,779 | $14,190,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 462,908 | $14,116,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 849,226 | $13,880,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 233,450 | $13,777,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 233,581 | $13,684,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,197,065 | $13,518,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 393,084 | $13,462,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 453,654 | $13,426,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 339,612 | $13,423,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 693,809 | $13,299,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 271,365 | $13,003,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 857,747 | $12,955,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 797,516 | $12,938,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 938,561 | $12,778,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 263,227 | $12,745,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 680,377 | $12,707,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 442,961 | $12,669,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 404,093 | $12,626,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 380,918 | $12,509,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 1,279,437 | $12,489,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 69,355 | $12,430,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 252,584 | $12,028,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 468,021 | $11,764,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 352,389 | $11,594,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 570,236 | $11,485,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 504,266 | $11,275,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 318,304 | $11,039,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 301,062 | $10,826,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 168,942 | $10,787,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 132,032 | $10,567,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 581,033 | $10,470,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,257,615 | $10,219,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 268,964 | $10,195,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 354,777 | $10,186,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 1,337,842 | $10,099,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 272,069 | $10,040,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 46,292 | $10,014,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 290,832 | $9,748,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 180,603 | $9,653,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 589,885 | $9,301,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 274,057 | $8,983,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 196,047 | $8,953,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 200,769 | $8,438,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 250,958 | $8,319,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 118,360 | $7,861,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 481,597 | $7,539,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 244,724 | $7,537,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 238,622 | $6,856,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 1,304,854 | $6,835,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,280,826 | $6,811,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 313,882 | $6,730,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 231,291 | $6,488,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 445,158 | $6,401,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 118,629 | $6,155,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 120,354 | $6,147,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 47,459 | $6,025,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 292,289 | $5,843,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 495,379 | $5,784,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 171,642 | $5,747,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 278,533 | $5,654,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 271,287 | $5,480,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 57,964 | $5,440,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 25,386 | $5,381,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 30,278 | $5,373,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 185,833 | $5,203,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 417,783 | $5,126,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 171,365 | $5,114,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 5,549,000 | $5,060,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 161,783 | $5,040,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 52,231 | $4,980,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 175,647 | $4,857,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 226,514 | $4,705,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 49,594 | $4,656,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 118,709 | $4,637,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 700,565 | $4,484,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 285,537 | $4,354,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 363,563 | $4,350,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 112,200 | $4,280,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 153,184 | $4,265,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 778,369 | $4,242,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 83,828 | $4,240,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 417,099 | $4,234,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 142,043 | $4,180,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 4,449,023 | $4,071,000 | thousands by filing date | principal |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 423,911 | $4,048,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 239,813 | $3,844,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 249,780 | $3,827,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 66,731 | $3,713,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 449,836 | $3,666,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 85,155 | $3,478,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 60,573 | $3,464,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 35,836 | $3,442,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 146,621 | $3,393,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 80,969 | $3,393,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 1,299,436 | $3,314,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 373,625 | $3,310,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 62,929 | $3,309,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 95,913 | $3,286,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 107,988 | $3,275,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 133,352 | $3,273,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 60,704 | $3,243,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 39,404 | $3,242,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 181,648 | $3,197,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 71,588 | $3,173,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 219,151 | $3,134,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 161,987 | $3,118,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 748,315 | $3,098,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 85,233 | $3,018,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 49,122 | $3,001,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 212,868 | $2,974,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 72,254 | $2,953,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,227,618 | $2,946,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 327,308 | $2,929,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 79,307 | $2,894,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 46,138 | $2,851,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 76,365 | $2,837,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 65,114 | $2,835,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 90,374 | $2,776,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 59,453 | $2,733,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 277,022 | $2,712,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 215,704 | $2,710,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 29,145 | $2,679,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 90,109 | $2,653,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 11,861 | $2,624,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 327,085 | $2,617,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 35,958 | $2,548,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 103,392 | $2,538,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 57,928 | $2,519,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 113,448 | $2,496,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 94,199 | $2,458,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 58,870 | $2,454,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 59,999 | $2,399,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,471 | $2,363,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 33,824 | $2,336,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 26,567 | $2,318,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 543,715 | $2,267,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 207,825 | $2,252,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 33,779 | $2,252,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 9,368 | $2,227,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 88,018 | $2,227,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 39,685 | $2,224,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 93,514 | $2,145,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 21,902 | $2,124,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 40,380 | $2,087,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 130,557 | $2,026,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 53,077 | $2,009,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 104,592 | $2,003,000 | thousands by filing date | |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,240,000 | $1,988,000 | thousands by filing date | principal |
| GENESEE & WYOMING INC | 371559105 | CL A | 24,017 | $1,969,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 29,860 | $1,963,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 11,262 | $1,931,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 81,690 | $1,910,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 70,217 | $1,893,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 30,976 | $1,887,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 391,473 | $1,879,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 112,124 | $1,872,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 71,576 | $1,835,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 79,149 | $1,830,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 33,867 | $1,825,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 40,605 | $1,814,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 259,418 | $1,811,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 74,795 | $1,803,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 57,304 | $1,794,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 135,220 | $1,740,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 45,996 | $1,731,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 187,582 | $1,713,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 276,842 | $1,700,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 90,339 | $1,686,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 223,668 | $1,671,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 423,484 | $1,630,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 58,838 | $1,622,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,485,000 | $1,608,000 | thousands by filing date | principal |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 44,157 | $1,565,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 70,123 | $1,531,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 458,170 | $1,507,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 42,286 | $1,493,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 22,297 | $1,473,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 15,699 | $1,468,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 21,323 | $1,463,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 69,686 | $1,460,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 35,175 | $1,399,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 41,125 | $1,361,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 101,581 | $1,290,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 165,239 | $1,228,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 43,264 | $1,194,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 37,276 | $1,183,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 36,308 | $1,120,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 35,296 | $1,082,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 40,868 | $887,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 473,000 | $850,000 | thousands by filing date | principal |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 76,144 | $831,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 14,500 | $812,000 | thousands by filing date | principal |
| LUTHER BURBANK CORP | 550550107 | COM | 65,483 | $788,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 550,000 | $785,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 600,000 | $774,000 | thousands by filing date | principal |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 30,526 | $771,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 25,415 | $743,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 5,700 | $698,000 | thousands by filing date | principal |
| SIERRA BANCORP | 82620P102 | COM | 26,042 | $692,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 202,000 | $674,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 202,000 | $674,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 637,000 | $653,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 500,000 | $652,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 540,000 | $633,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 480,000 | $613,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 605,000 | $613,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 590,000 | $600,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 484,000 | $585,000 | thousands by filing date | principal |
| CALATLANTIC GROUP INC | 128195104 | COM | 10,349 | $584,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 415,000 | $572,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 180,000 | $550,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 600,000 | $521,000 | thousands by filing date | principal |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 585,000 | $517,000 | thousands by filing date | principal |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 45,704 | $507,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 350,000 | $505,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 350,000 | $482,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 300,000 | $472,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 455,000 | $457,000 | thousands by filing date | principal |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,588 | $437,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 478,000 | $437,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 370,000 | $428,000 | thousands by filing date | principal |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 185,000 | $358,000 | thousands by filing date | principal |
| OXFORD INDS INC | 691497309 | COM | 4,457 | $335,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 8,895 | $294,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 24,284 | $260,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 235,000 | $253,000 | thousands by filing date | principal |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 8,935 | $247,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 49,758 | $198,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 31,874 | $133,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 100,000 | $131,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 100,000 | $129,000 | thousands by filing date | principal |
| COMSTOCK RES INC COM | 205768302 | Stock | 15,091 | $128,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 115,000 | $128,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,965 | $82,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 42,783 | $75,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 39,545 | $75,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001158202-18-000001 | this filing | 2018-02-09 | acceptance time not in the bulk data set |